-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ck6GHTpgrHZaXwIDYZIXHER886KAAL6hPNnOdsYmGtA6eyIv8XLs3Flrt+hpy3do 6FKqYBPIevAwInTOH9oQhg== 0001209191-09-021435.txt : 20090413 0001209191-09-021435.hdr.sgml : 20090413 20090413215023 ACCESSION NUMBER: 0001209191-09-021435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090409 FILED AS OF DATE: 20090413 DATE AS OF CHANGE: 20090413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAROTONDA JAMES A CENTRAL INDEX KEY: 0001254583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07459 FILM NUMBER: 09747592 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHULMAN A INC CENTRAL INDEX KEY: 0000087565 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 340514850 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 3550 W MARKET ST CITY: AKRON STATE: OH ZIP: 44333 BUSINESS PHONE: 3306663751 MAIL ADDRESS: STREET 1: 3550 W MARKET STREET CITY: AKRON STATE: OH ZIP: 44333 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-04-09 0 0000087565 SCHULMAN A INC SHLM 0001254583 MITAROTONDA JAMES A C/O BARINGTON CAPITAL GROUP, L.P. 888 SEVENTH AVENUE, 17TH FLOOR NEW YORK NY 10019 1 0 0 0 Restricted Stock Units 2009-04-09 4 A 0 2500 0.00 A Common Stock 2500 2500 D Restricted Stock Units 13.61 2009-04-11 4 D 0 167 0.00 D 2009-04-11 2009-04-11 Common Stock 167 167 D Award represents a grant of stock-settled Restricted Stock Units pursuant to the A. Schulman, Inc. (the "Company") 2006 Equity Incentive Plan (the "2006 Plan") on April 9, 2009 (the "Grant Date"). Pursuant to the terms of the award agreement, such stock-settled Restricted Stock Units are fully vested as of the Grant Date and shall be settled in shares of the Company's common stock, on a 1-to-1 basis, no later than 60 days after the third anniversary of the award Grant Date. Disposition represents the settlement of 167 cash-settled Restricted Stock Units pursuant to the 2006 Plan. Under the 2006 Plan, cash-settled Restricted Stock Units are settled in cash by the Company in an amount equal to the fair market value of a share of the Company's common stock on the applicable vesting date. As originally reported, Mr. Mitarotonda was granted 500 cash-settled Restricted Stock Units on April 11, 2007, 167 of which vested on April 11, 2009. Price reflects the closing price of the Company's common stock on April 9, 2009. /s/ James A. Mitarotonda 2009-04-13 -----END PRIVACY-ENHANCED MESSAGE-----