-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Blgx9RSDC/YlIfkxU7XauYfqC+lk9d/MkUiPhBWF8kwNIFaHRdUBLkEU8pqezUuH eJTemBrGY9cv5/hAkazqEQ== 0001209191-08-015622.txt : 20080304 0001209191-08-015622.hdr.sgml : 20080304 20080304170930 ACCESSION NUMBER: 0001209191-08-015622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080229 FILED AS OF DATE: 20080304 DATE AS OF CHANGE: 20080304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rzepka Bernard CENTRAL INDEX KEY: 0001424370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07459 FILM NUMBER: 08664739 BUSINESS ADDRESS: BUSINESS PHONE: 330-666-3751 MAIL ADDRESS: STREET 1: 3550 WEST MARKET STREET CITY: AKRON STATE: OH ZIP: 44333 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHULMAN A INC CENTRAL INDEX KEY: 0000087565 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 340514850 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 3550 W MARKET ST CITY: AKRON STATE: OH ZIP: 44333 BUSINESS PHONE: 3306663751 MAIL ADDRESS: STREET 1: 3550 W MARKET STREET CITY: AKRON STATE: OH ZIP: 44333 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-02-29 0 0000087565 SCHULMAN A INC SHLM 0001424370 Rzepka Bernard 3550 WEST MARKET STREET AKRON OH 44333 0 1 0 0 Associate G.M. - Europe Restricted Stock Units 2008-02-29 4 A 0 4500 0.00 A Common Stock 4500 4500 D Performance-Based Restricted Stock Units 2008-02-29 4 A 0 6750 0.00 A Common Stock 6750 6750 D Award represents a grant of Restricted Stock Units ("RSUs") pursuant to the A. Schulman, Inc. (the "Company") 2006 Equity Incentive Plan (the "2006 Plan"). Under the 2006 Plan, RSUs vest at a rate of 33 1/3% on March 1 of 2009, 2010 and 2011. Award will be settled for cash in an amount equal to the fair market value of a share of the Company's common stock on a 1-to-1 basis. Award represents a grant of Performance-Based RSUs pursuant to the 2006 Plan. Performance-Based RSUs will be settled for cash on March 1, 2011 (the "Settlement Date"), subject to certain performance criteria. On the Settlement Date, if between the Grant Date and the Settlement Date total shareholder returns on the Company's shares relative to a peer group of similar companies ("Share Value") is below the 25th percentile, all of the Performance-Based RSUs will be forfeited. If the Share Value meets or exceeds the 25th percentile, but is less than the 50th percentile, two-thirds (2/3) of the Performance-Based RSUs will be forfeited. If the Share Value meets or exceeds the 50th percentile, but is less than the 75th percentile, one-third (1/3) of the Performance-Based RSUs will be forfeited. If the Share Value meets or exceeds the 75th percentile, all Performance-Based RSUs will vest. /s/ Aaron S. Berke, attorney in fact for Bernard Rzepka 2008-03-03 -----END PRIVACY-ENHANCED MESSAGE-----