0001526513-20-000002.txt : 20200902 0001526513-20-000002.hdr.sgml : 20200902 20200902172931 ACCESSION NUMBER: 0001526513-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200901 FILED AS OF DATE: 20200902 DATE AS OF CHANGE: 20200902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Falkenhausen Konstantin CENTRAL INDEX KEY: 0001562252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11038 FILM NUMBER: 201157696 MAIL ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TECHNOLOGIES INTERNATIONAL CORP CENTRAL INDEX KEY: 0000875582 STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470] IRS NUMBER: 410857886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 BUSINESS PHONE: (763) 225-6601 MAIL ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN INSTRUMENTS CORP DATE OF NAME CHANGE: 19930328 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-09-01 0 0000875582 NORTHERN TECHNOLOGIES INTERNATIONAL CORP NTIC 0001562252 von Falkenhausen Konstantin 4201 WOODLAND ROAD PO BOX 69 CIRCLE PINES MN 55014 1 0 0 0 Common Stock 1200 D Stock Option (right to buy) 8.24 2020-09-01 4 A 0 16026 0 A 2021-09-01 2030-08-31 Common Stock 16026 16026 D /s/ Matthew C. Wolsfeld - Attorney-in-fact 2020-09-02