-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ljj8OwHYg4R+Kq0gMrymExNLW5zuLY89ZKAvhN/BhuDlps9oxhXvxb+4JLR1Hkjr ODM1N5g0rN1ZFEJ8TuBUMA== 0000897101-02-000600.txt : 20020820 0000897101-02-000600.hdr.sgml : 20020820 20020820105343 ACCESSION NUMBER: 0000897101-02-000600 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INSIGNIA SYSTEMS INC/MN CENTRAL INDEX KEY: 0000875355 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PROFESSIONAL & COMMERCIAL EQUIPMENT & SUPPLIES [5040] IRS NUMBER: 411656308 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13471 FILM NUMBER: 02743502 BUSINESS ADDRESS: STREET 1: 5025 CHESHIRE LANE NORTH CITY: PLYMOUTH STATE: MN ZIP: 55446 BUSINESS PHONE: 7633926200 MAIL ADDRESS: STREET 1: 5025 CHESHIRE LANE NORTH CITY: PLYMOUTH STATE: MN ZIP: 55346 10-Q/A 1 insignia024106_10qa.txt INSIGNIA SYSTEMS, INC. FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A AMENDMENT NO. 1 TO FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. FOR THE PERIOD ENDED: JUNE 30, 2002 COMMISSION FILE NUMBER: 0-19380 INSIGNIA SYSTEMS, INC. ---------------------- (Name of small business issuer in its charter) MINNESOTA 41-1656308 --------- ---------- (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) 5025 CHESHIRE LANE NORTH PLYMOUTH, MINNESOTA 55446 ------------------------- (Address of principal executive offices and zip code) Registrant's telephone number, including area code: (763) 392-6200 Former name, former address and former fiscal year, if changed since last report: NOT APPLICABLE ------------------ Indicate by check mark whether the registration (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter periods that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES _X_ NO ___ APPLICABLE ONLY TO CORPORATE ISSUERS: Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practical date. Common Stock, $.01 Par Value -- 10,906,765 shares as of July 20, 2002. Page 1 of 3 EXPLANATORY NOTE: This amendment of the Insignia Systems, Inc. Form 10-Q for the quarter ended June 30, 2002, which was filed on July 31, 2002, is being made in order to file the certifications required under 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 as Exhibit 99.1. Item 6. Exhibits and Reports on Form 8-K (IN PART, AS AMENDED) (a) Exhibits: 99.1 Certification Pursuant to 18 U.S.C. Section 1350 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: August 19, 2002 INSIGNIA SYSTEMS, INC. ---------------------- By /s/ John R. Whisnant -------------------------------------- John R. Whisnant Vice President of Finance Page 2 of 3 EX-99.1 3 insignia024106_ex99-1.txt CERTIFICATION Exhibit 99.1 CERTIFICATION The undersigned certifies pursuant to 18 U.S.C. ss. 1350, that: (1) The Company's Quarterly Report on Form 10-Q for the period ended June 30, 2002 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Company's Quarterly Report on Form 10-Q for the period ended June 30, 2002 fairly presents, in all material respects, the financial condition and results of operations of the Company. Date: August 19, 2002 /s/ Scott Drill ---------------------------------------- President, Chief Executive Officer /s/ John Whisnant ---------------------------------------- Chief Financial Officer Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----