0001752724-21-168145.txt : 20210813
0001752724-21-168145.hdr.sgml : 20210813
20210813164545
ACCESSION NUMBER: 0001752724-21-168145
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210813
PERIOD START: 20211231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LAZARD FUNDS INC
CENTRAL INDEX KEY: 0000874964
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06312
FILM NUMBER: 211172964
BUSINESS ADDRESS:
STREET 1: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
BUSINESS PHONE: 2126326000
MAIL ADDRESS:
STREET 1: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
0000874964
S000047900
Lazard Enhanced Opportunities Portfolio
C000150427
Institutional Shares
LEOIX
C000150428
Open Shares
LEOOX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000874964
XXXXXXXX
S000047900
C000150428
C000150427
THE LAZARD FUNDS, INC.
811-06312
0000874964
FHQ86OSTXPK3IHDU6X52
30 ROCKEFELLER PLAZA
NEW YORK
10112
212-632-6000
Lazard Enhanced Opportunities Portfolio
S000047900
549300WDE3F1JD57FL29
2021-12-31
2021-06-30
N
40811297.87
19594096.06
21217201.81
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
712795.77000000
EUR
USD
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAC1
270000.00000000
PA
USD
244026.00000000
1.150132812918
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
0.50000000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
KARYOPHARM THERAPEUTICS
549300J1VANRCNTYST87
Karyopharm Therapeutics Inc
48576UAA4
122000.00000000
PA
USD
121756.00000000
0.573855125149
Long
DBT
CORP
US
N
2
2025-10-15
Fixed
3.00000000
N
N
N
N
Y
Karyopharm Therapeutics Inc
Karyopharm Therapeutics Inc
USD
XXXX
N
N
N
MAGNITE INC
54930018FR2YX1HHSB02
Magnite Inc
55955DAA8
270000.00000000
PA
USD
240813.00000000
1.134989439967
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
0.25000000
N
N
N
N
Y
Magnite Inc
Magnite Inc
USD
XXXX
N
N
N
Gossamer Bio Inc
549300ZOC0N2W6PSFR58
Gossamer Bio Inc
38341P102
-6906.00000000
NS
USD
-56076.72000000
-0.26429837686
Short
EC
CORP
US
N
1
N
N
N
NIO INC
549300JBU4TV5OCKJV96
NIO Inc
62914VAC0
285000.00000000
PA
USD
267615.00000000
1.261311469799
Long
DBT
CORP
KY
N
2
2026-02-01
None
0.00000000
N
N
N
N
N
NIO Inc
NIO Inc
USD
XXXX
N
N
N
Ligand Pharmaceuticals Inc
5493008K7TB0IKP37H79
Ligand Pharmaceuticals Inc
53220K504
-273.00000000
NS
USD
-35814.87000000
-0.16880109979
Short
EC
CORP
US
N
1
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
PURCHASED USD / SOLD EUR
000000000
1.00000000
NC
4274.82000000
0.020147897155
N/A
DFE
US
N
2
State Street Bank and Trust Company
571474TGEMMWANRLN572
706000.00000000
EUR
842847.51000000
USD
2021-09-24
4274.82000000
N
N
N
MITEK SYSTEMS INC
549300ABZAQ3R25XG118
Mitek Systems Inc
606710AB7
150000.00000000
PA
USD
171285.00000000
0.807293070659
Long
DBT
CORP
US
N
2
2026-02-01
Fixed
0.75000000
N
N
N
N
Y
Mitek Systems Inc
Mitek Systems Inc
USD
XXXX
N
N
N
AVID SPV LLC
N/A
Avid SPV LLC
05369GAA6
120000.00000000
PA
USD
164603.50000000
0.775802113181
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
1.25000000
N
N
N
N
Y
Avid Bioservices Inc
Avid Bioservices Inc
USD
XXXX
N
N
N
SPOTIFY USA INC
N/A
Spotify USA Inc
84921RAA8
36000.00000000
PA
USD
33696.00000000
0.158814533140
Long
DBT
CORP
US
N
2
2026-03-15
None
0.00000000
N
N
N
N
Y
Spotify Technology SA
Spotify Technology SA
USD
XXXX
N
N
N
PRETIUM RESOURCES INC
N/A
Pretium Resources Inc
74139CAB8
262000.00000000
PA
USD
265602.50000000
1.251826241643
Long
DBT
CORP
CA
N
2
2022-03-15
Fixed
2.25000000
N
N
N
N
N
Pretium Resources Inc
Pretium Resources Inc
USD
XXXX
N
N
N
NIO INC
549300JBU4TV5OCKJV96
NIO Inc
62914VAD8
195000.00000000
PA
USD
183105.00000000
0.863002584599
Long
DBT
CORP
KY
Y
2
2027-02-01
Fixed
0.50000000
N
N
N
N
N
NIO Inc
NIO Inc
USD
XXXX
N
N
N
SunPower Corp
549300TXO070764WUH65
SunPower Corp
867652AL3
187000.00000000
PA
USD
263913.10000000
1.243863834464
Long
DBT
CORP
US
N
2
2023-01-15
Fixed
4.00000000
N
N
N
N
N
SunPower Corp
SunPower Corp
USD
XXXX
N
N
N
MANNKIND CORP
213800GFBCNY1ZFST722
MannKind Corp
56400PAP7
197000.00000000
PA
USD
251454.50000000
1.185144498561
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
2.50000000
N
N
N
N
Y
MannKind Corp
MannKind Corp
USD
XXXX
N
N
N
Turning Point Brands Inc
549300IYG00QF0VVP302
Turning Point Brands Inc
90041L105
-2972.00000000
NS
USD
-136028.44000000
-0.64112337346
Short
EC
CORP
US
N
1
N
N
N
REVANCE THERAPEUTICS INC
549300N33TFDZHS81H11
Revance Therapeutics Inc
761330AB5
202000.00000000
PA
USD
235664.77000000
1.110725024488
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
1.75000000
N
N
N
N
Y
Revance Therapeutics Inc
Revance Therapeutics Inc
USD
XXXX
N
N
N
Alteryx Inc
549300XWZG0JHL7I0827
Alteryx Inc
02156B103
-197.00000000
NS
USD
-16945.94000000
-0.07986887315
Short
EC
CORP
US
N
1
N
N
N
Dye & Durham Ltd
N/A
Dye & Durham Ltd
267488104
-823.00000000
NS
-31622.69000000
-0.14904269791
Short
EC
CORP
CA
N
1
N
N
N
LIVEPERSON INC
549300IN2P1JZ20G7N40
LivePerson Inc
538146AB7
93000.00000000
PA
USD
162199.36000000
0.764471024277
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
0.75000000
N
N
N
N
Y
LivePerson Inc
LivePerson Inc
USD
XXXX
N
N
N
MESA LABORATORIES INC
549300ZCG738WLX8ZW79
Mesa Laboratories Inc
59064RAA7
83000.00000000
PA
USD
95242.50000000
0.448892841067
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
1.37500000
N
N
N
N
Y
Mesa Laboratories Inc
Mesa Laboratories Inc
USD
XXXX
N
N
N
Avid Bioservices Inc
549300GRUS3ZMGP8MX22
Avid Bioservices Inc
05368M106
-4565.00000000
NS
USD
-117092.25000000
-0.55187413990
Short
EC
CORP
US
N
1
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAF0
89000.00000000
PA
USD
115866.88000000
0.546098778894
Long
DBT
CORP
US
N
2
2027-09-15
Fixed
2.25000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
HELIX ENERGY SOLUTIONS
416AP2JOUTCWEGSOZW41
Helix Energy Solutions Group Inc
42330PAK3
266000.00000000
PA
USD
324147.60000000
1.527758480608
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
6.75000000
N
N
N
N
Y
Helix Energy Solutions Group Inc
Helix Energy Solutions Group Inc
USD
XXXX
N
N
N
MARCUS CORPORATION
549300NL0OKPNEMP6B79
Marcus Corp/The
566330AA4
120000.00000000
PA
USD
251850.00000000
1.187008552095
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
5.00000000
N
N
N
N
Y
Marcus Corp/The
Marcus Corp/The
USD
XXXX
N
N
N
ALDER BIOPHARMACEUTICALS INC
529900946SFXHRCYLD85
ALDER BIOPHARMACEUTICALS INC
014CVR013
3247.00000000
NS
USD
2857.36000000
0.013467185850
N/A
DE
US
N
2
N/A
N/A
Alder Biopharmaceuticals Inc
Alder Biopharmaceuticals Inc
2099-12-31
XXXX
394.56000000
N
N
N
KADMON HOLDINGS INC
549300BBVICD23L50606
Kadmon Holdings Inc
48283NAA4
77000.00000000
PA
USD
66991.89000000
0.315743285094
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
3.62500000
N
N
N
N
Y
Kadmon Holdings Inc
Kadmon Holdings Inc
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BE1
240000.00000000
PA
USD
300896.72000000
1.418173436320
Long
DBT
CORP
LR
N
2
2023-11-15
Fixed
2.87500000
N
N
N
N
Y
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
Splunk Inc
549300XGDSGBP6UEI867
Splunk Inc
848637104
-225.00000000
NS
USD
-32530.50000000
-0.15332134883
Short
EC
CORP
US
N
1
N
N
N
Ivanhoe Mines Ltd
5299006XZISURYIA4G32
Ivanhoe Mines Ltd
000000000
-12256.00000000
NS
-88489.19000000
-0.41706343179
Short
EC
CORP
CA
N
1
N
N
N
MICROSTRATEGY INC
549300WQTWEJUEHXQX21
MicroStrategy Inc
594972AD3
165000.00000000
PA
USD
123090.00000000
0.580142476384
Long
DBT
CORP
US
N
2
2027-02-15
None
0.00000000
N
N
N
N
Y
MicroStrategy Inc
MicroStrategy Inc
USD
XXXX
N
N
N
TECHTARGET INC
529900YQA5JL2H2VMB84
TechTarget Inc
87874RAA8
165000.00000000
PA
USD
208065.00000000
0.980642979518
Long
DBT
CORP
US
N
2
2025-12-15
Fixed
0.12500000
N
N
N
N
Y
TechTarget Inc
TechTarget Inc
USD
XXXX
N
N
N
KALEYRA INC
549300Q16CZ1PDK9BL93
Kaleyra Inc
483379AA1
38000.00000000
PA
USD
38610.14000000
0.181975645731
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
6.12500000
N
N
N
N
N
Kaleyra Inc
Kaleyra Inc
USD
XXXX
N
N
N
CSG Systems International Inc
549300D7FJZUOHHXUA81
CSG Systems International Inc
126349109
-806.00000000
NS
USD
-38027.08000000
-0.17922759250
Short
EC
CORP
US
N
1
N
N
N
VAREX IMAGING CORPORATIO
549300CWYWPVCT8E9W67
Varex Imaging Corp
92214XAB2
219000.00000000
PA
USD
323572.50000000
1.525047944104
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
4.00000000
N
N
N
N
N
Varex Imaging Corp
Varex Imaging Corp
USD
XXXX
N
N
N
RAPID7 INC
549300GNVG5D60KEYN14
Rapid7 Inc
753422AE4
166000.00000000
PA
USD
184160.40000000
0.867976850336
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
0.25000000
N
N
N
N
Y
Rapid7 Inc
Rapid7 Inc
USD
XXXX
N
N
N
DraftKings Inc
5493008P45UYYL683Z97
DraftKings Inc
26142R104
-1384.00000000
NS
USD
-72203.28000000
-0.34030538355
Short
EC
CORP
US
N
1
N
N
N
Mesa Laboratories Inc
549300ZCG738WLX8ZW79
Mesa Laboratories Inc
59064R109
-216.00000000
NS
USD
-58572.72000000
-0.27606241635
Short
EC
CORP
US
N
1
N
N
N
Tabula Rasa HealthCare Inc
549300K6KY242XRMEF28
Tabula Rasa HealthCare Inc
873379101
-979.00000000
NS
USD
-48950.00000000
-0.23070902769
Short
EC
CORP
US
N
1
N
N
N
MP Materials Corp
N/A
MP Materials Corp
553368101
-3614.00000000
NS
USD
-133212.04000000
-0.62784923852
Short
EC
CORP
US
N
1
N
N
N
fuboTV Inc
N/A
fuboTV Inc
35953D104
-2459.00000000
NS
USD
-78958.49000000
-0.37214374782
Short
EC
CORP
US
N
1
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AA6
122000.00000000
PA
USD
198250.00000000
0.934383345058
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
2.25000000
N
N
N
N
Y
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
BioMarin Pharmaceutical Inc
NSLL8ITTRR0J5HEMR848
BioMarin Pharmaceutical Inc
09061G101
11.00000000
NS
USD
917.84000000
0.004325923881
Long
EC
CORP
US
N
1
N
N
N
PRA Group Inc
549300Q5HW3JSSB86K27
PRA Group Inc
69354N106
-2851.00000000
NS
USD
-109677.97000000
-0.51692947534
Short
EC
CORP
US
N
1
N
N
N
Chefs' Warehouse Inc/The
549300JYEDC8C547E980
Chefs' Warehouse Inc/The
163086101
-4092.00000000
NS
USD
-130248.36000000
-0.61388094983
Short
EC
CORP
US
N
1
N
N
N
Innoviva Inc
549300ACOX4QTBES6535
Innoviva Inc
88338TAB0
370000.00000000
PA
USD
376012.50000000
1.772205889198
Long
DBT
CORP
US
N
2
2023-01-15
Fixed
2.12500000
N
N
N
N
N
Innoviva Inc
Innoviva Inc
USD
XXXX
N
N
N
Karyopharm Therapeutics Inc
549300J1VANRCNTYST87
Karyopharm Therapeutics Inc
48576U106
-4738.00000000
NS
USD
-48896.16000000
-0.23045527133
Short
EC
CORP
US
N
1
N
N
N
PARSONS CORP
549300ZXH0VRBSEPX752
Parsons Corp
70202LAA0
150000.00000000
PA
USD
158775.00000000
0.748331478494
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
0.25000000
N
N
N
N
Y
Parsons Corp
Parsons Corp
USD
XXXX
N
N
N
FLEXION THERAPEUTICS INC
549300X8HYW1HZKCDG90
Flexion Therapeutics Inc
33938JAB2
188000.00000000
PA
USD
168777.74000000
0.795475961021
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
3.37500000
N
N
N
N
Y
Flexion Therapeutics Inc
Flexion Therapeutics Inc
USD
XXXX
N
N
N
Innoviva Inc
549300ACOX4QTBES6535
Innoviva Inc
45781M101
-5272.00000000
NS
USD
-70697.52000000
-0.33320850050
Short
EC
CORP
US
N
1
N
N
N
PENNYMAC CORP
EWN0I878407TKQNXZ933
PennyMac Corp
70932AAE3
195000.00000000
PA
USD
202434.38000000
0.954104984308
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
5.50000000
N
N
N
N
Y
PennyMac Mortgage Investment Trust
PennyMac Mortgage Investment Trust
USD
XXXX
N
N
N
Dynavax Technologies Corp
549300T5URIXWDILX594
Dynavax Technologies Corp
268158201
-14324.00000000
NS
USD
-141091.40000000
-0.66498589806
Short
EC
CORP
US
N
1
N
N
N
AFTERPAY LTD
529900P6ROPAX0QTB720
Afterpay Ltd
000000000
200000.00000000
PA
137840.83000000
0.649665451808
Long
DBT
CORP
AU
N
2
2026-03-12
None
0.00000000
N
N
N
N
N
Afterpay Ltd
Afterpay Ltd
AUD
XXXX
N
N
N
OSI Systems Inc
DDX3MPX1Y8YD30050X33
OSI Systems Inc
671044AD7
234000.00000000
PA
USD
248344.20000000
1.170485166818
Long
DBT
CORP
US
N
2
2022-09-01
Fixed
1.25000000
N
N
N
N
Y
OSI Systems Inc
OSI Systems Inc
USD
XXXX
N
N
N
Atlas Air Worldwide Holdings Inc
549300R0A2TUVCYZB465
Atlas Air Worldwide Holdings Inc
049164205
-4007.00000000
NS
USD
-272916.77000000
-1.28629954337
Short
EC
CORP
US
N
1
N
N
N
ALTERYX INC
549300XWZG0JHL7I0827
Alteryx Inc
02156BAF0
135000.00000000
PA
USD
127075.50000000
0.598926763000
Long
DBT
CORP
US
N
2
2026-08-01
Fixed
1.00000000
N
N
N
N
Y
Alteryx Inc
Alteryx Inc
USD
XXXX
N
N
N
PEBBLEBROOK HOTEL TRUST
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509VAA8
180000.00000000
PA
USD
204120.00000000
0.962049575754
Long
DBT
US
N
2
2026-12-15
Fixed
1.75000000
N
N
N
N
Y
Pebblebrook Hotel Trust
Pebblebrook Hotel Trust
USD
XXXX
N
N
N
Afterpay Ltd
529900P6ROPAX0QTB720
Afterpay Ltd
000000000
-513.00000000
NS
-45398.51000000
-0.21397029828
Short
EC
CORP
AU
N
2
N
N
N
Nutanix Inc
549300X7J6E8TKVIXW09
Nutanix Inc
67059N108
-1769.00000000
NS
USD
-67611.18000000
-0.31866209599
Short
EC
CORP
US
N
1
N
N
N
Liberty Media Corp
549300ZKUTPIBZLWLL89
Liberty Media Corp
531229AB8
150000.00000000
PA
USD
199310.78000000
0.939382967578
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.37500000
N
N
N
N
Y
Liberty Media Corp-Liberty Braves
Liberty Media Corp-Liberty Braves
USD
XXXX
N
N
N
CHEFS' WAREHOUSE THE
549300JYEDC8C547E980
Chefs' Warehouse Inc/The
163086AB7
233000.00000000
PA
USD
241737.50000000
1.139346753472
Long
DBT
CORP
US
N
2
2024-12-01
Fixed
1.87500000
N
N
N
N
N
Chefs' Warehouse Inc/The
Chefs' Warehouse Inc/The
USD
XXXX
N
N
N
Just Eat Takeaway.com NV
724500FVZIBSSQ7SHI95
Just Eat Takeaway.com NV
000000000
-254.00000000
NS
-23459.82000000
-0.11056981127
Short
EC
CORP
NL
N
2
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAH6
177000.00000000
PA
USD
181756.88000000
0.856648683590
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
1.00000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
TRICON RESIDENTIAL INC
N/A
Tricon Residential Inc
89612WAC6
276000.00000000
PA
USD
307712.40000000
1.450296805184
Long
DBT
CORP
CA
N
2
2022-03-31
Fixed
5.75000000
N
N
N
N
N
Tricon Residential Inc
Tricon Residential Inc
USD
XXXX
N
N
N
Century Aluminum Co
549300U5ODNGEYWKSW73
Century Aluminum Co
156431108
-3362.00000000
NS
USD
-43336.18000000
-0.20425021352
Short
EC
CORP
US
N
1
N
N
N
SUMMIT HOTEL PROPERTIES
254900OBQWJK6X20LS71
Summit Hotel Properties Inc
866082AA8
204000.00000000
PA
USD
210222.00000000
0.990809258838
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.50000000
N
N
N
N
N
Summit Hotel Properties Inc
Summit Hotel Properties Inc
USD
XXXX
N
N
N
Revance Therapeutics Inc
549300N33TFDZHS81H11
Revance Therapeutics Inc
761330109
-5129.00000000
NS
USD
-152023.56000000
-0.71651088282
Short
EC
CORP
US
N
1
N
N
N
Zogenix Inc
54930089H3HF4C32SK78
Zogenix Inc
98978L204
-4946.00000000
NS
USD
-85466.88000000
-0.40281881072
Short
EC
CORP
US
N
1
N
N
N
Insmed Inc
529900Q55QAG41CCAC11
Insmed Inc
457669307
-4567.00000000
NS
USD
-129976.82000000
-0.61260113922
Short
EC
CORP
US
N
1
N
N
N
I3 VERTICALS LLC
549300VET627YPCK1T69
i3 Verticals LLC
44933TAB2
164000.00000000
PA
USD
165845.00000000
0.781653497408
Long
DBT
CORP
US
N
2
2025-02-15
Fixed
1.00000000
N
N
N
N
Y
I3 Verticals Inc
I3 Verticals Inc
USD
XXXX
N
N
N
PRA Group Inc
549300Q5HW3JSSB86K27
PRA Group Inc
69354NAB2
270000.00000000
PA
USD
289912.50000000
1.366403084611
Long
DBT
CORP
US
N
2
2023-06-01
Fixed
3.50000000
N
N
N
N
Y
PRA Group Inc
PRA Group Inc
USD
XXXX
N
N
N
Coherus Biosciences Inc
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249H103
-6197.00000000
NS
USD
-85704.51000000
-0.40393879818
Short
EC
CORP
US
N
1
N
N
N
CHEFS' WAREHOUSE THE
549300JYEDC8C547E980
Chefs' Warehouse Inc/The
163086AC5
145000.00000000
PA
USD
150437.50000000
0.709035533277
Long
DBT
CORP
US
Y
2
2024-12-01
Fixed
1.87500000
N
N
N
N
N
Chefs' Warehouse Inc/The
Chefs' Warehouse Inc/The
USD
XXXX
N
N
N
OTA LLC
5493005E2C5WY15S7E91
BIOMARIN PHARMACEUTICAL INC
000000000
6.00000000
NC
USD
414.00000000
0.001951246934
N/A
DE
US
N
1
OTA LLC
5493005E2C5WY15S7E91
Put
Purchased
BioMarin Pharmaceutical Inc
BioMarin Pharmaceutical Inc
100.00000000
80.00000000
USD
2021-07-16
XXXX
45.48000000
N
N
N
Spotify Technology SA
549300B4X0JHWV0DTD60
Spotify Technology SA
000000000
-10.00000000
NS
USD
-2755.90000000
-0.01298898895
Short
EC
CORP
LU
N
1
N
N
N
Braemar Hotels & Resorts Inc
549300JDUUEBN868C776
Braemar Hotels & Resorts Inc
10482B101
-8282.00000000
NS
USD
-51431.22000000
-0.24240340672
Short
EC
US
N
1
N
N
N
Accolade Inc
549300PHKG8J7A22NF08
Accolade Inc
00437E102
-991.00000000
NS
USD
-53821.21000000
-0.25366780446
Short
EC
CORP
US
N
1
N
N
N
Flexion Therapeutics Inc
549300X8HYW1HZKCDG90
Flexion Therapeutics Inc
33938J106
-2268.00000000
NS
USD
-18665.64000000
-0.08797408898
Short
EC
CORP
US
N
1
N
N
N
MannKind Corp
213800GFBCNY1ZFST722
MannKind Corp
56400P706
-30702.00000000
NS
USD
-167325.90000000
-0.78863321138
Short
EC
CORP
US
N
1
N
N
N
LIVE NATION ENTERTAINMEN
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034AU3
120000.00000000
PA
USD
133920.00000000
0.631185965045
Long
DBT
CORP
US
N
2
2025-02-15
Fixed
2.00000000
N
N
N
N
Y
Live Nation Entertainment Inc
Live Nation Entertainment Inc
USD
XXXX
N
N
N
Vishay Intertechnology Inc
5493009O8F3QQJTCQR75
Vishay Intertechnology Inc
928298108
-1493.00000000
NS
USD
-33667.15000000
-0.15867855856
Short
EC
CORP
US
N
1
N
N
N
Redwood Trust Inc
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
758075AC9
384000.00000000
PA
USD
384000.00000000
1.809852229519
Long
DBT
CORP
US
N
2
2023-08-15
Fixed
4.75000000
N
N
N
N
N
Redwood Trust Inc
Redwood Trust Inc
USD
XXXX
N
N
N
DYNAVAX TECHNOLOGIES
549300T5URIXWDILX594
Dynavax Technologies Corp
268158AC6
197000.00000000
PA
USD
226796.25000000
1.068926298721
Long
DBT
CORP
US
N
2
2026-05-15
Fixed
2.50000000
N
N
N
N
Y
Dynavax Technologies Corp
Dynavax Technologies Corp
USD
XXXX
N
N
N
Stride Inc
254900BRWS3AFONWU277
Stride Inc
86333M108
-2344.00000000
NS
USD
-75312.72000000
-0.35496066198
Short
EC
CORP
US
N
1
N
N
N
State Street Global Advisors
549300Q3FHSMZ70NLT76
State Street Institutional Treasury Money Market Fund
857492870
12363627.96000000
NS
USD
12363627.96000000
58.27171778218
Long
STIV
RF
US
N
1
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
Liberty Media Corp
531229AJ1
345000.00000000
PA
USD
361560.00000000
1.704088989857
Long
DBT
CORP
US
N
2
2049-12-01
Fixed
2.75000000
N
N
N
N
Y
Sirius XM Holdings Inc
Sirius XM Holdings Inc
USD
XXXX
N
N
N
Liberty Media Corp-Liberty SiriusXM
N/A
Liberty Media Corp-Liberty SiriusXM
531229409
-2438.00000000
NS
USD
-113562.04000000
-0.53523570646
Short
EC
CORP
US
N
1
N
N
N
FIVERR INTERNATIONAL LTD
549300Z8OREY6THCPF67
Fiverr International Ltd
33835LAB1
150000.00000000
PA
USD
200025.00000000
0.942749198462
Long
DBT
CORP
IL
N
2
2025-11-01
None
0.00000000
N
N
N
N
Y
Fiverr International Ltd
Fiverr International Ltd
USD
XXXX
N
N
N
Nutanix Inc
549300X7J6E8TKVIXW09
Nutanix Inc
67059NAB4
195000.00000000
PA
USD
205968.75000000
0.970763024476
Long
DBT
CORP
US
N
2
2023-01-15
None
0.00000000
N
N
N
N
Y
Nutanix Inc
Nutanix Inc
USD
XXXX
N
N
N
Royal Caribbean Cruises Ltd
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
000000000
-2050.00000000
NS
USD
-174824.00000000
-0.82397293274
Short
EC
CORP
LR
N
1
N
N
N
LIGAND PHARMACEUTICALS I
5493008K7TB0IKP37H79
Ligand Pharmaceuticals Inc
53220KAF5
242000.00000000
PA
USD
239172.08000000
1.127255526632
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
0.75000000
N
N
N
N
Y
Ligand Pharmaceuticals Inc
Ligand Pharmaceuticals Inc
USD
XXXX
N
N
N
Charter Communications Inc
0J0XRGZE3PBRFEZ7MV65
Charter Communications Inc
16119P108
-178.00000000
NS
USD
-128418.10000000
-0.60525464738
Short
EC
CORP
US
N
1
N
N
N
Marcus Corp/The
549300NL0OKPNEMP6B79
Marcus Corp/The
566330106
-9942.00000000
NS
USD
-210869.82000000
-0.99386253610
Short
EC
CORP
US
N
1
N
N
N
Tullett Prebon Financial Services LLC
5493002MIGPVI71S2611
GOL LINHAS AEREAS INTELIGENTES OCT21 4 PUT
000000000
11.00000000
NC
USD
55.00000000
0.000259223626
N/A
DE
BR
N
1
Tullett Prebon Financial Services LLC
5493002MIGPVI71S2611
Put
Purchased
Gol Linhas Aereas Inteligentes SA
Gol Linhas Aereas Inteligentes SA
100.00000000
4.00000000
USD
2021-10-15
XXXX
-451.28000000
N
N
N
SunPower Corp
549300TXO070764WUH65
SunPower Corp
867652406
-5926.00000000
NS
USD
-173157.72000000
-0.81611949375
Short
EC
CORP
US
N
1
N
N
N
Kaman Corp
5493003YK076OLTEQF95
Kaman Corp
483548103
-1169.00000000
NS
USD
-58917.60000000
-0.27768788989
Short
EC
CORP
US
N
1
N
N
N
Liberty Media Corp
549300ZKUTPIBZLWLL89
Liberty Media Corp
531229AG7
315000.00000000
PA
USD
326812.50000000
1.540318572291
Long
DBT
CORP
US
N
2
2048-03-31
Fixed
2.12500000
N
N
N
N
N
Sirius XM Holdings Inc
Sirius XM Holdings Inc
USD
XXXX
N
N
N
Liberty Media Corp-Liberty Formula One
N/A
Liberty Media Corp-Liberty Formula One
531229854
-4196.00000000
NS
USD
-202289.16000000
-0.95342053967
Short
EC
CORP
US
N
1
N
N
N
Innovative Industrial Properties Inc
5493008BQ0545EZXRR30
Innovative Industrial Properties Inc
45781V101
-1709.00000000
NS
USD
-326453.18000000
-1.53862504077
Short
EC
US
N
1
N
N
N
FASTLY INC
549300E2FZC83FJ3H565
Fastly Inc
31188VAA8
195000.00000000
PA
USD
181642.50000000
0.856109592709
Long
DBT
CORP
US
N
2
2026-03-15
None
0.00000000
N
N
N
N
Y
Fastly Inc
Fastly Inc
USD
XXXX
N
N
N
Encore Capital Group Inc
5493000UVC6H49CIH830
Encore Capital Group Inc
292554AK8
394000.00000000
PA
USD
444235.00000000
2.093749232241
Long
DBT
CORP
US
N
2
2022-03-15
Fixed
3.25000000
N
N
N
N
Y
Encore Capital Group Inc
Encore Capital Group Inc
USD
XXXX
N
N
N
FUBOTV INC
N/A
fuboTV Inc
35953DAA2
219000.00000000
PA
USD
215030.63000000
1.013473086251
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
3.25000000
N
N
N
N
Y
fuboTV Inc
fuboTV Inc
USD
XXXX
N
N
N
OPTIONS MS COC
N/A
OPTIONS MS COC OPTION CASH COLLATERAL USD
000000000
18900.00000000
NS
USD
18900.00000000
0.089078664421
Long
STIV
CORP
US
N
1
N
N
N
PROS Holdings Inc
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346Y103
-3264.00000000
NS
USD
-148740.48000000
-0.70103721184
Short
EC
CORP
US
N
1
N
N
N
Gol Linhas Aereas Inteligentes SA
5299002CCNWVL0PVLP96
Gol Linhas Aereas Inteligentes SA
38045R206
-3816.00000000
NS
USD
-35183.52000000
-0.16582544821
Short
EC
CORP
BR
N
1
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
Liberty Media Corp
531229AK8
121000.00000000
PA
USD
139210.50000000
0.656120921347
Long
DBT
CORP
US
N
2
2050-12-01
Fixed
0.50000000
N
N
N
N
Y
Live Nation Entertainment Inc
Live Nation Entertainment Inc
USD
XXXX
N
N
N
MicroStrategy Inc
549300WQTWEJUEHXQX21
MicroStrategy Inc
594972408
-100.00000000
NS
USD
-66450.00000000
-0.31318927253
Short
EC
CORP
US
N
1
N
N
N
GREENBRIER COS INC
5493001GAGGFR30BP390
Greenbrier Cos Inc/The
393657AL5
198000.00000000
PA
USD
206613.00000000
0.973799475775
Long
DBT
CORP
US
N
2
2028-04-15
Fixed
2.87500000
N
N
N
N
Y
Greenbrier Cos Inc/The
Greenbrier Cos Inc/The
USD
XXXX
N
N
N
PHARMING NV
724500DCJ9MPG74JEH91
Pharming Group NV
000000000
100000.00000000
PA
101055.55000000
0.476290657481
Long
DBT
CORP
NL
N
2
2025-01-21
Fixed
3.00000000
N
N
N
N
N
Pharming Group NV
Pharming Group NV
EUR
XXXX
N
N
N
Kadmon Holdings Inc
549300BBVICD23L50606
Kadmon Holdings Inc
48283N106
-8865.00000000
NS
USD
-34307.55000000
-0.16169686421
Short
EC
CORP
US
N
1
N
N
N
NuVasive Inc
549300C5ZB4NZ6TWM881
NuVasive Inc
670704105
-1716.00000000
NS
USD
-116310.48000000
-0.54818953527
Short
EC
CORP
US
N
1
N
N
N
DELIVERY HERO AG
529900C3EX1FZGE48X78
Delivery Hero SE
000000000
200000.00000000
PA
246944.32000000
1.163887312810
Long
DBT
CORP
DE
N
2
2028-01-15
Fixed
1.50000000
N
N
N
N
N
Delivery Hero AG
Delivery Hero AG
EUR
XXXX
N
N
N
ENCORE CAPITAL GROUP INC
5493000UVC6H49CIH830
Encore Capital Group Inc
292554AM4
203000.00000000
PA
USD
274392.87000000
1.293256634202
Long
DBT
CORP
US
N
2
2025-10-01
Fixed
3.25000000
N
N
N
N
Y
Encore Capital Group Inc
Encore Capital Group Inc
USD
XXXX
N
N
N
LIBERTY BROADBAND CORP
549300MIX43II8JLN536
Liberty Broadband Corp
530307AC1
360000.00000000
PA
USD
362340.00000000
1.707765252198
Long
DBT
CORP
US
N
2
2050-09-30
Fixed
1.25000000
N
N
N
N
N
Charter Communications Inc
Charter Communications Inc
USD
XXXX
N
N
N
INSMED INC
529900Q55QAG41CCAC11
Insmed Inc
457669AB5
198000.00000000
PA
USD
217676.25000000
1.025942308270
Long
DBT
CORP
US
N
2
2028-06-01
Fixed
0.75000000
N
N
N
N
Y
Insmed Inc
Insmed Inc
USD
XXXX
N
N
N
TABULA RASA HLTHCR INC
549300K6KY242XRMEF28
Tabula Rasa HealthCare Inc
873379AA9
98000.00000000
PA
USD
100332.40000000
0.472882338106
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.75000000
N
N
N
N
Y
Tabula Rasa HealthCare Inc
Tabula Rasa HealthCare Inc
USD
XXXX
N
N
N
Guess? Inc
549300QVH3ZK2DW0KP86
Guess? Inc
401617105
-4863.00000000
NS
USD
-128383.20000000
-0.60509015821
Short
EC
CORP
US
N
1
N
N
N
CENTURY ALUMINUM COMPANY
549300U5ODNGEYWKSW73
Century Aluminum Co
156431AP3
75000.00000000
PA
USD
72583.93000000
0.342099446713
Long
DBT
CORP
US
N
2
2028-05-01
Fixed
2.75000000
N
N
N
N
Y
Century Aluminum Co
Century Aluminum Co
USD
XXXX
N
N
N
AVAYA HOLDINGS CORP
549300NZS2OZN6Q63A60
Avaya Holdings Corp
05351XAB7
260000.00000000
PA
USD
303550.00000000
1.430678761121
Long
DBT
CORP
US
N
2
2023-06-15
Fixed
2.25000000
N
N
N
N
Y
Avaya Holdings Corp
Avaya Holdings Corp
USD
XXXX
N
N
N
Bentley Systems Inc
549300WVEHPGE0Z56F71
Bentley Systems Inc
08265T208
-3348.00000000
NS
USD
-216883.44000000
-1.02220567039
Short
EC
CORP
US
N
1
N
N
N
Magnite Inc
54930018FR2YX1HHSB02
Magnite Inc
55955D100
-2113.00000000
NS
USD
-71503.92000000
-0.33700919018
Short
EC
CORP
US
N
1
N
N
N
Pharming Group NV
724500DCJ9MPG74JEH91
Pharming Group NV
000000000
-13074.00000000
NS
-14870.36000000
-0.07008633906
Short
EC
CORP
NL
N
2
N
N
N
INVACARE CORP
549300NNUTG7HCZICS76
Invacare Corp
461203AP6
41000.00000000
PA
USD
40708.60000000
0.191866016850
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
4.25000000
N
N
N
N
Y
Invacare Corp
Invacare Corp
USD
XXXX
N
N
N
Liberty Media Corp-Liberty Formula One
N/A
Liberty Media Corp-Liberty Formula One
531229870
-474.00000000
NS
USD
-20206.62000000
-0.09523696942
Short
EC
CORP
US
N
1
N
N
N
Oil States International Inc
5493004TF4KQJGMYL777
Oil States International Inc
678026105
-2529.00000000
NS
USD
-19852.65000000
-0.09356865329
Short
EC
CORP
US
N
1
N
N
N
SmileDirectClub Inc
254900QFZEGKCURCJS93
SmileDirectClub Inc
83192H106
-9816.00000000
NS
USD
-85202.88000000
-0.40157453731
Short
EC
CORP
US
N
1
N
N
N
AERIE PHARMACEUTICALS
529900SFXHDHUO324R09
Aerie Pharmaceuticals Inc
00771VAB4
232000.00000000
PA
USD
228527.88000000
1.077087742514
Long
DBT
CORP
US
N
2
2024-10-01
Fixed
1.50000000
N
N
N
N
Y
Aerie Pharmaceuticals Inc
Aerie Pharmaceuticals Inc
USD
XXXX
N
N
N
OMEROS CORP
549300CJWLXX2MXVVV71
Omeros Corp
682143AG7
214000.00000000
PA
USD
235935.00000000
1.111998660863
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
5.25000000
N
N
N
N
Y
Omeros Corp
Omeros Corp
USD
XXXX
N
N
N
CINEMARK HOLDINGS INC
549300LL2QMPTYIE0K55
Cinemark Holdings Inc
17243VAA0
90000.00000000
PA
USD
159187.50000000
0.750275655694
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
4.50000000
N
N
N
N
Y
Cinemark Holdings Inc
Cinemark Holdings Inc
USD
XXXX
N
N
N
ZOGENIX INC
54930089H3HF4C32SK78
Zogenix Inc
98978LAA3
166000.00000000
PA
USD
168905.00000000
0.796075757362
Long
DBT
CORP
US
N
2
2027-10-01
Fixed
2.75000000
N
N
N
N
Y
Zogenix Inc
Zogenix Inc
USD
XXXX
N
N
N
VISHAY INTERTECHNOLOGY
5493009O8F3QQJTCQR75
Vishay Intertechnology Inc
928298AP3
195000.00000000
PA
USD
204997.21000000
0.966184004072
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
2.25000000
N
N
N
N
Y
Vishay Intertechnology Inc
Vishay Intertechnology Inc
USD
XXXX
N
N
N
DISH Network Corp
529900U350CWHH15G169
DISH Network Corp
25470MAB5
210000.00000000
PA
USD
214305.00000000
1.010053078248
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.37500000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
FORTIVE CORPORATION
549300MU9YQJYHDQEF63
Fortive Corp
34959JAK4
240000.00000000
PA
USD
240600.00000000
1.133985537558
Long
DBT
CORP
US
N
2
2022-02-15
Fixed
0.87500000
N
N
N
N
Y
Fortive Corp
Fortive Corp
USD
XXXX
N
N
N
JUST EAT TAKEAWAY
724500FVZIBSSQ7SHI95
Just Eat Takeaway.com NV
000000000
100000.00000000
PA
120476.96000000
0.567826809015
Long
DBT
CORP
NL
N
2
2026-04-30
Fixed
1.25000000
N
N
N
N
N
Just Eat Takeaway.com NV
Just Eat Takeaway.com NV
EUR
XXXX
N
N
N
Redwood Trust Inc
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
758075402
-2108.00000000
NS
USD
-25443.56000000
-0.11991948904
Short
EC
US
N
1
N
N
N
Canopy Growth Corp
529900CSD7NH1UBC9X07
Canopy Growth Corp
000000000
-2239.00000000
NS
-54150.71000000
-0.25522078964
Short
EC
CORP
CA
N
1
N
N
N
Cutera Inc
529900NPKPEWJWR21Z42
Cutera Inc
232109108
-3254.00000000
NS
USD
-159543.62000000
-0.75195410511
Short
EC
CORP
US
N
1
N
N
N
DYE & DURHAM LIMITED
N/A
Dye & Durham Ltd
267488AA2
125000.00000000
PA
102304.17000000
0.482175599384
Long
DBT
CORP
CA
N
2
2026-03-01
Fixed
3.75000000
N
N
N
N
N
Dye & Durham Ltd
Dye & Durham Ltd
CAD
XXXX
N
N
N
STRIDE INC
254900BRWS3AFONWU277
Stride Inc
48273UAA0
199000.00000000
PA
USD
184313.80000000
0.868699848597
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
1.12500000
N
N
N
N
Y
Stride Inc
Stride Inc
USD
XXXX
N
N
N
IVANHOE MINES LTD
5299006XZISURYIA4G32
Ivanhoe Mines Ltd
46579RAA2
120000.00000000
PA
USD
147456.00000000
0.694983256135
Long
DBT
CORP
CA
N
2
2026-04-15
Fixed
2.50000000
N
N
N
N
Y
Ivanhoe Mines Ltd
Ivanhoe Mines Ltd
USD
XXXX
N
N
N
Air Transport Services Group Inc
5493000F3MSFGIXTQE27
Air Transport Services Group Inc
00922R105
-3086.00000000
NS
USD
-71687.78000000
-0.33787575120
Short
EC
CORP
US
N
1
N
N
N
Sunnova Energy International Inc
549300JK1Y1VVC3JU540
Sunnova Energy International Inc
86745K104
-4906.00000000
NS
USD
-184759.96000000
-0.87080267065
Short
EC
CORP
US
N
1
N
N
N
Liberty Interactive LLC
549300SZUIU7Z32Q0664
Liberty Interactive LLC
530715AG6
246156.82000000
PA
USD
188309.97000000
0.887534424597
Long
DBT
CORP
US
N
2
2029-11-15
Fixed
4.00000000
N
N
N
N
N
Liberty Interactive LLC
Liberty Interactive LLC
USD
XXXX
N
N
N
PENNYMAC CORP
EWN0I878407TKQNXZ933
PennyMac Corp
70932AAD5
300000.00000000
PA
USD
306000.00000000
1.442225995398
Long
DBT
CORP
US
N
2
2024-11-01
Fixed
5.50000000
N
N
N
N
Y
PennyMac Mortgage Investment Trust
PennyMac Mortgage Investment Trust
USD
XXXX
N
N
N
United States Treasury
254900HROIFWPRGM1V77
United States Treasury Note/Bond
91282CCB5
-182000.00000000
PA
USD
-184786.88000000
-0.87092954883
Short
DBT
UST
US
N
2
2031-05-15
Fixed
1.62500000
N
N
N
N
N
N
AVADEL FIN CAYMAN LTD
N/A
Avadel Finance Cayman Ltd
05337YAA6
218000.00000000
PA
USD
221314.34000000
1.043089197066
Long
DBT
CORP
KY
N
2
2023-02-01
Fixed
4.50000000
N
N
N
N
Y
Avadel Pharmaceuticals PLC
Avadel Pharmaceuticals PLC
USD
XXXX
N
N
N
SHIFT TECHNOLOGIES INC
5493000DBZBX1I1QVY71
Shift Technologies Inc
82452TAA5
150000.00000000
PA
USD
182820.00000000
0.861659334897
Long
DBT
CORP
US
N
2
2026-05-15
Fixed
4.75000000
N
N
N
N
Y
Shift Technologies Inc
Shift Technologies Inc
USD
XXXX
N
N
N
Pebblebrook Hotel Trust
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509V100
-5363.00000000
NS
USD
-126298.65000000
-0.59526534710
Short
EC
US
N
1
N
N
N
Marriott Vacations Worldwide Corp
549300WA6BT5H4F7IO94
Marriott Vacations Worldwide Corp
57164Y107
-489.00000000
NS
USD
-77897.70000000
-0.36714407817
Short
EC
CORP
US
N
1
N
N
N
OTA LLC
5493005E2C5WY15S7E91
REALOGY HOLDINGS CORP JUL21 15 PUT
000000000
7.00000000
NC
USD
35.00000000
0.000164960489
N/A
DE
US
N
1
OTA LLC
5493005E2C5WY15S7E91
Put
Purchased
Realogy Holdings Corp
Realogy Holdings Corp
100.00000000
15.00000000
USD
2021-07-16
XXXX
-140.35000000
N
N
N
Tullett Prebon Financial Services LLC
5493002MIGPVI71S2611
AMERICAN AIRLINES GROUP INC JAN23 10 PUT
000000000
7.00000000
NC
USD
476.00000000
0.002243462659
N/A
DE
US
N
1
Tullett Prebon Financial Services LLC
5493002MIGPVI71S2611
Put
Purchased
American Airlines Group Inc
American Airlines Group Inc
100.00000000
10.00000000
USD
2023-01-20
XXXX
-394.63000000
N
N
N
CSG SYSTEMS INTERNATIONA
549300D7FJZUOHHXUA81
CSG Systems International Inc
126349AF6
365000.00000000
PA
USD
376169.00000000
1.772943498245
Long
DBT
CORP
US
N
2
2036-03-15
Fixed
4.25000000
N
N
N
N
Y
CSG Systems International Inc
CSG Systems International Inc
USD
XXXX
N
N
N
Parsons Corp
549300ZXH0VRBSEPX752
Parsons Corp
70202L102
-1945.00000000
NS
USD
-76555.20000000
-0.36081666510
Short
EC
CORP
US
N
1
N
N
N
BEYOND MEAT INC
549300XQ946NCE51DR09
Beyond Meat Inc
08862EAA7
196000.00000000
PA
USD
199797.50000000
0.941676955279
Long
DBT
CORP
US
N
2
2027-03-15
None
0.00000000
N
N
N
N
Y
Beyond Meat Inc
Beyond Meat Inc
USD
XXXX
N
N
N
PennyMac Mortgage Investment Trust
549300BSSOQO1ZWDUJ97
PennyMac Mortgage Investment Trust
70931T103
-8104.00000000
NS
USD
-170670.24000000
-0.80439561035
Short
EC
US
N
1
N
N
N
OTA LLC
5493005E2C5WY15S7E91
ALTERYX INC JUL21 80 PUT
000000000
2.00000000
NC
USD
136.00000000
0.000640989331
N/A
DE
US
N
1
OTA LLC
5493005E2C5WY15S7E91
Put
Purchased
Alteryx Inc
Alteryx Inc
100.00000000
80.00000000
USD
2021-07-16
XXXX
-39.04000000
N
N
N
ams AG
5299001JPPT2QFTV5D76
ams AG
000000000
-2886.00000000
NS
-57908.23000000
-0.27293057076
Short
EC
CORP
AT
N
2
N
N
N
Seaport Group Securities LLC
N/A
AVAYA HOLDINGS CORP JUL21 34 CALL
000000000
7.00000000
NC
USD
0.00000000
0.000000
N/A
DE
US
N
1
Seaport Group Securities LLC
N/A
Call
Purchased
Avaya Holdings Corp
Avaya Holdings Corp
100.00000000
34.00000000
USD
2021-07-16
XXXX
-1305.82000000
N
N
N
DRAFTKINGS INC
5493008P45UYYL683Z97
DraftKings Inc
26142RAA2
184000.00000000
PA
USD
165784.00000000
0.781365994840
Long
DBT
CORP
US
N
2
2028-03-15
None
0.00000000
N
N
N
N
Y
DraftKings Inc
DraftKings Inc
USD
XXXX
N
N
N
Arbor Realty Trust Inc
549300ASFUWYQO0RW077
Arbor Realty Trust Inc
038923108
-12098.00000000
NS
USD
-215586.36000000
-1.01609232890
Short
EC
US
N
1
N
N
N
AMS AG
5299001JPPT2QFTV5D76
ams AG
000000000
200000.00000000
PA
232290.82000000
1.094823068942
Long
DBT
CORP
AT
N
2
2027-11-03
Fixed
2.12500000
N
N
N
N
N
ams AG
ams AG
EUR
XXXX
N
N
N
Liberty Interactive LLC
549300SZUIU7Z32Q0664
Liberty Interactive LLC
530715AL5
230067.80000000
PA
USD
173701.19000000
0.818680953103
Long
DBT
CORP
US
N
2
2030-02-15
Fixed
3.75000000
N
N
N
N
N
Liberty Interactive LLC
Liberty Interactive LLC
USD
XXXX
N
N
N
BRIDGEBIO PHARMA INC
54930028YG89VTY2J114
Bridgebio Pharma Inc
10806XAC6
90000.00000000
PA
USD
86910.62000000
0.409623383791
Long
DBT
CORP
US
N
2
2029-02-01
Fixed
2.25000000
N
N
N
N
Y
Bridgebio Pharma Inc
Bridgebio Pharma Inc
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
N/A
Liberty Media Corp-Liberty Formula One
531229AF9
186000.00000000
PA
USD
252867.00000000
1.191801832609
Long
DBT
CORP
US
N
2
2023-01-30
Fixed
1.00000000
N
N
N
N
Y
Liberty Media Corp-Liberty Formula One
Liberty Media Corp-Liberty Formula One
USD
XXXX
N
N
N
HOPE BANCORP INC
549300UTF4QGMBHIZ219
Hope Bancorp Inc
43940TAB5
408000.00000000
PA
USD
399124.55000000
1.881136605920
Long
DBT
CORP
US
N
2
2038-05-15
Fixed
2.00000000
N
N
N
N
Y
Hope Bancorp Inc
Hope Bancorp Inc
USD
XXXX
N
N
N
SUNNOVA ENERGY INTL INC
549300JK1Y1VVC3JU540
Sunnova Energy International Inc
86745KAE4
195000.00000000
PA
USD
242482.50000000
1.142858055324
Long
DBT
CORP
US
N
2
2026-12-01
Fixed
0.25000000
N
N
N
N
Y
Sunnova Energy International Inc
Sunnova Energy International Inc
USD
XXXX
N
N
N
TechTarget Inc
529900YQA5JL2H2VMB84
TechTarget Inc
87874R100
-1892.00000000
NS
USD
-146611.08000000
-0.69100101565
Short
EC
CORP
US
N
1
N
N
N
ACCOLADE INC
549300PHKG8J7A22NF08
Accolade Inc
00437EAA0
60000.00000000
PA
USD
76350.00000000
0.359849525322
Long
DBT
CORP
US
N
2
2026-04-01
Fixed
0.50000000
N
N
N
N
Y
Accolade Inc
Accolade Inc
USD
XXXX
N
N
N
Avaya Holdings Corp
549300NZS2OZN6Q63A60
Avaya Holdings Corp
05351X101
-6815.00000000
NS
USD
-183323.50000000
-0.86403240937
Short
EC
CORP
US
N
1
N
N
N
MP MATERIALS CORP
N/A
MP Materials Corp
553368AA9
213000.00000000
PA
USD
228703.80000000
1.077916881066
Long
DBT
CORP
US
N
2
2026-04-01
Fixed
0.25000000
N
N
N
N
Y
MP Materials Corp
MP Materials Corp
USD
XXXX
N
N
N
Delivery Hero SE
529900C3EX1FZGE48X78
Delivery Hero SE
000000000
-684.00000000
NS
-90373.18000000
-0.42594297216
Short
EC
CORP
DE
N
2
N
N
N
DISH Network Corp
529900U350CWHH15G169
DISH Network Corp
25470M109
-1832.00000000
NS
USD
-76577.60000000
-0.36092223982
Short
EC
CORP
US
N
1
N
N
N
Encore Capital Group Inc
5493000UVC6H49CIH830
Encore Capital Group Inc
292554102
-9684.00000000
NS
USD
-458924.76000000
-2.16298437517
Short
EC
CORP
US
N
1
N
N
N
Greenbrier Cos Inc/The
5493001GAGGFR30BP390
Greenbrier Cos Inc/The
393657101
-2365.00000000
NS
USD
-103066.70000000
-0.48576952287
Short
EC
CORP
US
N
1
N
N
N
ATLAS AIR WORLDWIDE HLDG
549300R0A2TUVCYZB465
Atlas Air Worldwide Holdings Inc
049164BH8
285000.00000000
PA
USD
308883.00000000
1.455814026590
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
2.25000000
N
N
N
N
Y
Atlas Air Worldwide Holdings Inc
Atlas Air Worldwide Holdings Inc
USD
XXXX
N
N
N
Impinj Inc
549300M26VGKSMMWWN17
Impinj Inc
453204109
-2953.00000000
NS
USD
-152345.27000000
-0.71802715251
Short
EC
CORP
US
N
1
N
N
N
EZCORP Inc
5493003K6PG3ZQ7TUQ63
EZCORP Inc
302301106
-7798.00000000
NS
USD
-47021.94000000
-0.22162177850
Short
EC
CORP
US
N
1
N
N
N
Shift Technologies Inc
5493000DBZBX1I1QVY71
Shift Technologies Inc
82452T107
-14197.00000000
NS
USD
-121810.26000000
-0.57411086104
Short
EC
CORP
US
N
1
N
N
N
Tricon Residential Inc
N/A
Tricon Residential Inc
89612W102
-19790.00000000
NS
-227658.44000000
-1.07298993542
Short
EC
CORP
CA
N
1
N
N
N
Vroom Inc
N/A
Vroom Inc
92918V109
-916.00000000
NS
USD
-38343.76000000
-0.18072015501
Short
EC
CORP
US
N
1
N
N
N
BENTLEY SYSTEMS INC
549300WVEHPGE0Z56F71
Bentley Systems Inc
08265TAA7
300000.00000000
PA
USD
357390.00000000
1.684435125802
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
0.12500000
N
N
N
N
Y
Bentley Systems Inc
Bentley Systems Inc
USD
XXXX
N
N
N
ARBOR REALTY TRUST INC
549300ASFUWYQO0RW077
Arbor Realty Trust Inc
038923AP3
428000.00000000
PA
USD
464294.40000000
2.188292330712
Long
DBT
CORP
US
N
2
2022-11-01
Fixed
4.75000000
N
N
N
N
Y
Arbor Realty Trust Inc
Arbor Realty Trust Inc
USD
XXXX
N
N
N
IIP OPERATING PARTNER
N/A
IIP Operating Partnership LP
44988FAA8
117000.00000000
PA
USD
342962.10000000
1.616434170119
Long
DBT
CORP
US
N
2
2024-02-21
Fixed
3.75000000
N
N
N
N
N
Innovative Industrial Properties Inc
Innovative Industrial Properties Inc
USD
XXXX
N
N
N
REALOGY GROUP/CO-ISSUER
N/A
Realogy Group LLC / Realogy Co-Issuer Corp
75606DAN1
102000.00000000
PA
USD
102736.13000000
0.484211494616
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
0.25000000
N
N
N
N
Y
Realogy Holdings Corp
Realogy Holdings Corp
USD
XXXX
N
N
N
Realogy Holdings Corp
5493004HBTOTE9DI9P12
Realogy Holdings Corp
75605Y106
-1497.00000000
NS
USD
-27275.34000000
-0.12855295549
Short
EC
CORP
US
N
1
N
N
N
Fiverr International Ltd
549300Z8OREY6THCPF67
Fiverr International Ltd
000000000
-572.00000000
NS
USD
-138704.28000000
-0.65373502708
Short
EC
CORP
IL
N
1
N
N
N
PETIQ INC
549300GROACFGKVYOX14
PetIQ Inc
71639TAB2
183000.00000000
PA
USD
274042.50000000
1.291605285437
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.00000000
N
N
N
N
Y
PetIQ Inc
PetIQ Inc
USD
XXXX
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
PURCHASED USD / SOLD AUD
000000000
1.00000000
NC
555.45000000
0.002617922971
N/A
DFE
US
N
2
State Street Bank and Trust Company
571474TGEMMWANRLN572
157000.00000000
AUD
118338.44000000
USD
2021-09-24
555.45000000
N
N
N
Pretium Resources Inc
N/A
Pretium Resources Inc
74139C102
-194.00000000
NS
USD
-1854.64000000
-0.00874120921
Short
EC
CORP
CA
N
1
N
N
N
GOL Equity Finance SA
222100H9BH197YU7RY14
GOL Equity Finance SA
36256KAA8
237000.00000000
PA
USD
212263.13000000
1.000429424675
Long
DBT
CORP
LU
Y
2
2024-07-15
Fixed
3.75000000
N
N
N
N
Y
Gol Linhas Aereas Inteligentes SA
Gol Linhas Aereas Inteligentes SA
USD
XXXX
N
N
N
Varex Imaging Corp
549300CWYWPVCT8E9W67
Varex Imaging Corp
92214X106
-8888.00000000
NS
USD
-238376.16000000
-1.12350423083
Short
EC
CORP
US
N
1
N
N
N
Hope Bancorp Inc
549300UTF4QGMBHIZ219
Hope Bancorp Inc
43940T109
-2752.00000000
NS
USD
-39023.36000000
-0.18392321640
Short
EC
CORP
US
N
1
N
N
N
NIO Inc
549300JBU4TV5OCKJV96
NIO Inc
62914V106
-3103.00000000
NS
USD
-165079.60000000
-0.77804604715
Short
EC
CORP
KY
N
1
N
N
N
BIOMARIN PHARMACEUTICAL
NSLL8ITTRR0J5HEMR848
BioMarin Pharmaceutical Inc
09061GAK7
210000.00000000
PA
USD
210404.70000000
0.991670352594
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
1.25000000
N
N
N
N
N
BioMarin Pharmaceutical Inc
BioMarin Pharmaceutical Inc
USD
XXXX
N
N
N
Pure Storage Inc
549300NPDB0BZTK3WO90
Pure Storage Inc
74624M102
-2673.00000000
NS
USD
-52203.69000000
-0.24604417899
Short
EC
CORP
US
N
1
N
N
N
OTA LLC
5493005E2C5WY15S7E91
CINEMARK HOLDINGS INC JAN22 10 PUT
000000000
12.00000000
NC
USD
180.00000000
0.000848368232
N/A
DE
US
N
1
OTA LLC
5493005E2C5WY15S7E91
Put
Purchased
Cinemark Holdings Inc
Cinemark Holdings Inc
100.00000000
10.00000000
USD
2022-01-21
XXXX
-372.54000000
N
N
N
WAYFAIR INC
54930027N9ZAVYFDHK53
Wayfair Inc
94419LAL5
195000.00000000
PA
USD
207675.00000000
0.978804848347
Long
DBT
CORP
US
N
2
2025-10-01
Fixed
0.62500000
N
N
N
N
N
Wayfair Inc
Wayfair Inc
USD
XXXX
N
N
N
Patrick Industries Inc
549300FZ5ZTCCJ3Z5W14
Patrick Industries Inc
703343AB9
278000.00000000
PA
USD
299892.50000000
1.413440389951
Long
DBT
CORP
US
N
2
2023-02-01
Fixed
1.00000000
N
N
N
N
Y
Patrick Industries Inc
Patrick Industries Inc
USD
XXXX
N
N
N
BRAEMAR HOTELS & RESORTS
549300JDUUEBN868C776
Braemar Hotels & Resorts Inc
10482BAA9
75000.00000000
PA
USD
89689.25000000
0.422719502803
Long
DBT
US
N
2
2026-06-01
Fixed
4.50000000
N
N
N
N
N
Braemar Hotels & Resorts Inc
Braemar Hotels & Resorts Inc
USD
XXXX
N
N
N
Rapid7 Inc
549300GNVG5D60KEYN14
Rapid7 Inc
753422104
-1158.00000000
NS
USD
-109581.54000000
-0.51647498563
Short
EC
CORP
US
N
1
N
N
N
IRONWOOD PHARMACEUTICALS
549300PC8MR6QHH6P296
Ironwood Pharmaceuticals Inc
46333XAH1
167000.00000000
PA
USD
198637.36000000
0.936209033494
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
1.50000000
N
N
N
N
Y
Ironwood Pharmaceuticals Inc
Ironwood Pharmaceuticals Inc
USD
XXXX
N
N
N
Kaleyra Inc
549300Q16CZ1PDK9BL93
Kaleyra Inc
483379103
-804.00000000
NS
USD
-9840.96000000
-0.04638198801
Short
EC
CORP
US
N
1
N
N
N
Pure Storage Inc
549300NPDB0BZTK3WO90
Pure Storage Inc
74624MAB8
180000.00000000
PA
USD
188325.00000000
0.887605263344
Long
DBT
CORP
US
N
2
2023-04-15
Fixed
0.12500000
N
N
N
N
Y
Pure Storage Inc
Pure Storage Inc
USD
XXXX
N
N
N
ALTERYX INC
549300XWZG0JHL7I0827
Alteryx Inc
02156BAD5
150000.00000000
PA
USD
142875.00000000
0.673392284616
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
0.50000000
N
N
N
N
Y
Alteryx Inc
Alteryx Inc
USD
XXXX
N
N
N
Groupon Inc
5299005W5W1R5POQJL03
Groupon Inc
399473206
-2033.00000000
NS
USD
-87744.28000000
-0.41355255412
Short
EC
CORP
US
N
1
N
N
N
TWO HARBORS INV CORP
549300ZUIBT6KH4HU823
Two Harbors Investment Corp
90187BAB7
106000.00000000
PA
USD
114016.25000000
0.537376469437
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
6.25000000
N
N
N
N
N
Two Harbors Investment Corp
Two Harbors Investment Corp
USD
XXXX
N
N
N
Beyond Meat Inc
549300XQ946NCE51DR09
Beyond Meat Inc
08862E109
-676.00000000
NS
USD
-106463.24000000
-0.50177794863
Short
EC
CORP
US
N
1
N
N
N
SGX TREASURY I PTE LTD
9845001497DF5O3EBC48
SGX Treasury I Pte Ltd
000000000
200000.00000000
PA
244268.30000000
1.151274810822
Long
DBT
CORP
SG
N
2
2024-03-01
None
0.00000000
N
N
N
N
N
Singapore Exchange Ltd
Singapore Exchange Ltd
EUR
XXXX
N
N
N
GOSSAMER BIO INC
549300ZOC0N2W6PSFR58
Gossamer Bio Inc
38341PAA0
135000.00000000
PA
USD
108421.88000000
0.511009326163
Long
DBT
CORP
US
N
2
2027-06-01
Fixed
5.00000000
N
N
N
N
Y
Gossamer Bio Inc
Gossamer Bio Inc
USD
XXXX
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAB9
178000.00000000
PA
USD
181931.17000000
0.857470139696
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
COLLEGIUM PHARMA INC
54930049FXZMTLW8D496
Collegium Pharmaceutical Inc
19459JAA2
167000.00000000
PA
USD
178918.40000000
0.843270482140
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
2.62500000
N
N
N
N
Y
Collegium Pharmaceutical Inc
Collegium Pharmaceutical Inc
USD
XXXX
N
N
N
Ironwood Pharmaceuticals Inc
549300PC8MR6QHH6P296
Ironwood Pharmaceuticals Inc
46333X108
-9306.00000000
NS
USD
-119768.22000000
-0.56448640623
Short
EC
CORP
US
N
1
N
N
N
Collegium Pharmaceutical Inc
54930049FXZMTLW8D496
Collegium Pharmaceutical Inc
19459J104
-4073.00000000
NS
USD
-96285.72000000
-0.45380970055
Short
EC
CORP
US
N
1
N
N
N
Kaman Corp
5493003YK076OLTEQF95
Kaman Corp
483548AF0
216000.00000000
PA
USD
227888.24000000
1.074073018868
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
3.25000000
N
N
N
N
Y
Kaman Corp
Kaman Corp
USD
XXXX
N
N
N
United States Treasury
254900HROIFWPRGM1V77
United States Treasury Bill
912796J34
-7500000.00000000
PA
USD
-7499749.50000000
-35.3474957120
Short
DBT
UST
US
N
2
2021-07-27
None
0.00000000
N
N
N
N
N
N
Aerie Pharmaceuticals Inc
529900SFXHDHUO324R09
Aerie Pharmaceuticals Inc
00771V108
-5459.00000000
NS
USD
-87398.59000000
-0.41192326293
Short
EC
CORP
US
N
1
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
PURCHASED USD / SOLD CAD
000000000
1.00000000
NC
805.79000000
0.003797814656
N/A
DFE
US
N
2
State Street Bank and Trust Company
571474TGEMMWANRLN572
407000.00000000
CAD
329126.92000000
USD
2021-09-24
805.79000000
N
N
N
Li Auto Inc
2549003R73Q70J5H4I65
Li Auto Inc
50202M102
-6409.00000000
NS
USD
-223930.46000000
-1.05541938095
Short
EC
CORP
KY
N
1
N
N
N
AURORA CANNABIS INC
549300F6VHCLKCUWDT34
Aurora Cannabis Inc
05156XAG3
350000.00000000
PA
USD
295750.00000000
1.393916137709
Long
DBT
CORP
CA
N
2
2024-02-28
Fixed
5.50000000
N
N
N
N
N
Aurora Cannabis Inc
Aurora Cannabis Inc
USD
XXXX
N
N
N
VROOM INC
N/A
Vroom Inc
92918VAA7
73000.00000000
PA
USD
75409.00000000
0.355414444728
Long
DBT
CORP
US
N
2
2026-07-01
Fixed
0.75000000
N
N
N
N
Y
Vroom Inc
Vroom Inc
USD
XXXX
N
N
N
SMILEDIRECTCLUB INC
254900QFZEGKCURCJS93
SmileDirectClub Inc
83192HAA4
337000.00000000
PA
USD
275918.75000000
1.300448345973
Long
DBT
CORP
US
N
2
2026-02-01
None
0.00000000
N
N
N
N
Y
SmileDirectClub Inc
SmileDirectClub Inc
USD
XXXX
N
N
N
Patrick Industries Inc
549300FZ5ZTCCJ3Z5W14
Patrick Industries Inc
703343103
-1560.00000000
NS
USD
-113880.00000000
-0.53673430181
Short
EC
CORP
US
N
1
N
N
N
MARRIOTT VACATION WORLDW
549300WA6BT5H4F7IO94
Marriott Vacations Worldwide Corp
57164YAC1
120000.00000000
PA
USD
133656.00000000
0.629941691637
Long
DBT
CORP
US
N
2
2026-01-15
None
0.00000000
N
N
N
N
Y
Marriott Vacations Worldwide Corp
Marriott Vacations Worldwide Corp
USD
XXXX
N
N
N
Wayfair Inc
54930027N9ZAVYFDHK53
Wayfair Inc
94419L101
-295.00000000
NS
USD
-93134.45000000
-0.43895727077
Short
EC
CORP
US
N
1
N
N
N
EZCORP INC
5493003K6PG3ZQ7TUQ63
EZCORP Inc
302301AF3
150000.00000000
PA
USD
142687.50000000
0.672508567707
Long
DBT
CORP
US
N
2
2024-07-01
Fixed
2.87500000
N
N
N
N
Y
EZCORP Inc
EZCORP Inc
USD
XXXX
N
N
N
Bridgebio Pharma Inc
54930028YG89VTY2J114
Bridgebio Pharma Inc
10806X102
-638.00000000
NS
USD
-38892.48000000
-0.18330635843
Short
EC
CORP
US
N
1
N
N
N
Herbalife Nutrition Ltd
549300BA7TYPBSZZIA41
Herbalife Nutrition Ltd
000000000
-2469.00000000
NS
USD
-130190.37000000
-0.61360763387
Short
EC
CORP
KY
N
1
N
N
N
Two Harbors Investment Corp
549300ZUIBT6KH4HU823
Two Harbors Investment Corp
90187B408
-8474.00000000
NS
USD
-64063.44000000
-0.30194104092
Short
EC
US
N
1
N
N
N
TURNING POINT BRANDS INC
549300IYG00QF0VVP302
Turning Point Brands Inc
90041LAE5
283000.00000000
PA
USD
318375.00000000
1.500551311388
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
2.50000000
N
N
N
N
Y
Turning Point Brands Inc
Turning Point Brands Inc
USD
XXXX
N
N
N
LIBERTY BROADBAND CORP
549300MIX43II8JLN536
Liberty Broadband Corp
530307AA5
323000.00000000
PA
USD
339123.82000000
1.598343754453
Long
DBT
CORP
US
N
2
2050-09-30
Fixed
2.75000000
N
N
N
N
N
Charter Communications Inc
Charter Communications Inc
USD
XXXX
N
N
N
Cinemark Holdings Inc
549300LL2QMPTYIE0K55
Cinemark Holdings Inc
17243V102
-5584.00000000
NS
USD
-122568.80000000
-0.57768597903
Short
EC
CORP
US
N
1
N
N
N
LI AUTO INC
2549003R73Q70J5H4I65
Li Auto Inc
50202MAA0
213000.00000000
PA
USD
296719.84000000
1.398487145746
Long
DBT
CORP
KY
Y
2
2028-05-01
Fixed
0.25000000
N
N
N
N
N
Li Auto Inc
Li Auto Inc
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
Splunk Inc
848637AF1
210000.00000000
PA
USD
204618.75000000
0.964400262731
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
1.12500000
N
N
N
N
Y
Splunk Inc
Splunk Inc
USD
XXXX
N
N
N
Avadel Pharmaceuticals PLC
549300E27PTSG2RHC762
Avadel Pharmaceuticals PLC
05337M104
-9729.00000000
NS
USD
-65476.17000000
-0.30859945899
Short
EC
CORP
IE
N
1
N
N
N
Omeros Corp
549300CJWLXX2MXVVV71
Omeros Corp
682143102
-8865.00000000
NS
USD
-131556.60000000
-0.62004689015
Short
EC
CORP
US
N
1
N
N
N
LendingTree Inc
549300ISY5YHUJZTON08
LendingTree Inc
52603B107
-292.00000000
NS
USD
-61868.96000000
-0.29159811248
Short
EC
CORP
US
N
1
N
N
N
NUVASIVE INC
549300C5ZB4NZ6TWM881
NuVasive Inc
670704AL9
329000.00000000
PA
USD
342982.50000000
1.616530318518
Long
DBT
CORP
US
N
2
2023-06-01
Fixed
1.00000000
N
N
N
N
Y
NuVasive Inc
NuVasive Inc
USD
XXXX
N
N
N
I3 Verticals Inc
549300944CYWVP06CJ97
I3 Verticals Inc
46571Y107
-2596.00000000
NS
USD
-78451.12000000
-0.36975243343
Short
EC
CORP
US
N
1
N
N
N
OIL STATES INTL INC
5493004TF4KQJGMYL777
Oil States International Inc
678026AJ4
34000.00000000
PA
USD
36544.77000000
0.172241232973
Long
DBT
CORP
US
N
2
2026-04-01
Fixed
4.75000000
N
N
N
N
Y
Oil States International Inc
Oil States International Inc
USD
XXXX
N
N
N
Live Nation Entertainment Inc
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034109
-1567.00000000
NS
USD
-137253.53000000
-0.64689741479
Short
EC
CORP
US
N
1
N
N
N
Helix Energy Solutions Group Inc
416AP2JOUTCWEGSOZW41
Helix Energy Solutions Group Inc
42330P107
-31789.00000000
NS
USD
-181515.19000000
-0.85550956071
Short
EC
CORP
US
N
1
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AA7
114000.00000000
PA
USD
188769.15000000
0.889698611958
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
2.00000000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
Sirius XM Holdings Inc
54930055RWDMVXAGZK98
Sirius XM Holdings Inc
82968B103
-24215.00000000
NS
USD
-158366.10000000
-0.74640426865
Short
EC
CORP
US
N
1
N
N
N
GROUPON INC
5299005W5W1R5POQJL03
Groupon Inc
399473AE7
195000.00000000
PA
USD
182203.13000000
0.858751929833
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
1.12500000
N
N
N
N
Y
Groupon Inc
Groupon Inc
USD
XXXX
N
N
N
Invacare Corp
549300NNUTG7HCZICS76
Invacare Corp
461203101
-3120.00000000
NS
USD
-25178.40000000
-0.11866974837
Short
EC
CORP
US
N
1
N
N
N
PetIQ Inc
549300GROACFGKVYOX14
PetIQ Inc
71639T106
-5235.00000000
NS
USD
-202071.00000000
-0.95239231737
Short
EC
CORP
US
N
1
N
N
N
JP MORGAN CHASE BANK NA
7H6GLXDRUGQFU57RNE97
JPMorgan Chase Bank NA
000000000
200000.00000000
PA
USD
202500.00000000
0.954414261660
Long
DBT
CORP
US
N
2
2023-12-28
None
0.00000000
N
N
N
N
N
Ping An Insurance Group Co of China Ltd
Ping An Insurance Group Co of China Ltd
USD
XXXX
N
N
N
OTA LLC
5493005E2C5WY15S7E91
MARCUS CORP/THE DEC21 10 PUT
000000000
6.00000000
NC
USD
0.00000000
0.000000
N/A
DE
US
N
1
OTA LLC
5493005E2C5WY15S7E91
Put
Purchased
Marcus Corp/The
Marcus Corp/The
100.00000000
10.00000000
USD
2021-12-17
XXXX
-476.11000000
N
N
N
OSI Systems Inc
DDX3MPX1Y8YD30050X33
OSI Systems Inc
671044105
-1040.00000000
NS
USD
-105705.60000000
-0.49820707248
Short
EC
CORP
US
N
1
N
N
N
Fastly Inc
549300E2FZC83FJ3H565
Fastly Inc
31188V100
-1104.00000000
NS
USD
-65798.40000000
-0.31011817952
Short
EC
CORP
US
N
1
N
N
N
Seaport Group Securities LLC
N/A
AVAYA HOLDINGS CORP JUL21 27 PUT
000000000
-7.00000000
NC
USD
-630.00000000
-0.00296928881
N/A
DE
US
N
1
Seaport Group Securities LLC
N/A
Put
Written
Avaya Holdings Corp
Avaya Holdings Corp
100.00000000
27.00000000
USD
2021-07-16
XXXX
444.18000000
N
N
N
LivePerson Inc
549300IN2P1JZ20G7N40
LivePerson Inc
538146101
-2114.00000000
NS
USD
-133689.36000000
-0.63009892254
Short
EC
CORP
US
N
1
N
N
N
Mitek Systems Inc
549300ABZAQ3R25XG118
Mitek Systems Inc
606710200
-5613.00000000
NS
USD
-108106.38000000
-0.50952232517
Short
EC
CORP
US
N
1
N
N
N
GUESS INC
549300QVH3ZK2DW0KP86
Guess? Inc
401617AD7
180000.00000000
PA
USD
223425.00000000
1.053037068699
Long
DBT
CORP
US
N
2
2024-04-15
Fixed
2.00000000
N
N
N
N
Y
Guess? Inc
Guess? Inc
USD
XXXX
N
N
N
HERBALIFE LTD
549300BA7TYPBSZZIA41
Herbalife Nutrition Ltd
42703MAD5
300000.00000000
PA
USD
326437.50000000
1.538551138473
Long
DBT
CORP
KY
N
2
2024-03-15
Fixed
2.62500000
N
N
N
N
Y
Herbalife Nutrition Ltd
Herbalife Nutrition Ltd
USD
XXXX
N
N
N
ATLAS AIR WORLDWIDE HLDG
549300R0A2TUVCYZB465
Atlas Air Worldwide Holdings Inc
049164BJ4
180000.00000000
PA
USD
229612.50000000
1.082199726694
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.87500000
N
N
N
N
Y
Atlas Air Worldwide Holdings Inc
Atlas Air Worldwide Holdings Inc
USD
XXXX
N
N
N
AIR TRANSPORT SERVICES G
5493000F3MSFGIXTQE27
Air Transport Services Group Inc
00922RAB1
210000.00000000
PA
USD
212898.00000000
1.003421666563
Long
DBT
CORP
US
N
2
2024-10-15
Fixed
1.12500000
N
N
N
N
Y
Air Transport Services Group Inc
Air Transport Services Group Inc
USD
XXXX
N
N
N
Summit Hotel Properties Inc
254900OBQWJK6X20LS71
Summit Hotel Properties Inc
866082100
-11129.00000000
NS
USD
-103833.57000000
-0.48938390146
Short
EC
US
N
1
N
N
N
Canopy Growth Corp
529900CSD7NH1UBC9X07
Canopy Growth Corp
138035AA8
283000.00000000
PA
237146.06000000
1.117706576595
Long
DBT
CORP
CA
Y
2
2023-07-15
Fixed
4.25000000
N
N
N
N
Y
Canopy Growth Corp
Canopy Growth Corp
CAD
XXXX
N
N
N
2021-07-27
THE LAZARD FUNDS, INC.
Christopher Snively
Christopher Snively
SVP