<SEC-DOCUMENT>0000930413-13-002480-index.html : 20150812 <SEC-HEADER>0000930413-13-002480.hdr.sgml : 20150812 <ACCEPTANCE-DATETIME>20130426145023 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0000930413-13-002480 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 28 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 EFFECTIVENESS DATE: 20130501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAZARD FUNDS INC CENTRAL INDEX KEY: 0000874964 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-40682 FILM NUMBER: 13786847 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126326000 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAZARD FUNDS INC CENTRAL INDEX KEY: 0000874964 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-06312 FILM NUMBER: 13786848 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126326000 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010263 <SERIES-NAME>Lazard International Small Cap Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028358 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZSMX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028359 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZISX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010264 <SERIES-NAME>Lazard Emerging Markets Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028360 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZOEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028361 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZEMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010265 <SERIES-NAME>Lazard U.S. High Yield Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028362 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZHOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028363 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZHYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010266 <SERIES-NAME>Lazard U.S. Strategic Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028364 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZUOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028365 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZUSX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010267 <SERIES-NAME>Lazard U.S. Equity Concentrated Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028366 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LEVOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028367 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LEVIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010268 <SERIES-NAME>Lazard U.S. Mid Cap Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028368 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZMOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028369 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZMIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010269 <SERIES-NAME>Lazard U.S. Small-Mid Cap Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028370 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZCOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028371 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZSCX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010271 <SERIES-NAME>Lazard International Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028374 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZIOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028375 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZIEX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010272 <SERIES-NAME>Lazard International Equity Select Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028376 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZESX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028377 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZSIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000010273 <SERIES-NAME>Lazard International Strategic Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028378 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LISOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000028379 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LISIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000020883 <SERIES-NAME>Lazard Capital Allocator Opportunistic Strategies Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000058929 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LCAIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000058930 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LCAOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000023480 <SERIES-NAME>Lazard Developing Markets Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000069022 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LDMIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000069023 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LDMOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000027245 <SERIES-NAME>Lazard Global Listed Infrastructure Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000082231 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>GLIFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000082232 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>GLFOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000028828 <SERIES-NAME>Lazard Emerging Markets Equity Blend Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000088404 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>EMBIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000088405 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>EMBOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000031123 <SERIES-NAME>Lazard Emerging Markets Debt Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000096531 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LEDIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000096532 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LEDOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000031124 <SERIES-NAME>Lazard U.S. Municipal Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000096533 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>UMNIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000096534 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>UMNOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000031729 <SERIES-NAME>Lazard Emerging Markets Multi-Strategy Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000098748 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>EMMOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000098749 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>EMMIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000033722 <SERIES-NAME>Lazard U.S. Realty Income Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000103952 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LRIOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000105886 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LRIIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000033724 <SERIES-NAME>Lazard U.S. Realty Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000103954 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LREOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000105887 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LREIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000033726 <SERIES-NAME>Lazard International Realty Equity Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000103956 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LITOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000105888 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LITIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000035892 <SERIES-NAME>Lazard Global Fixed Income Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110020 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZGIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110021 <CLASS-CONTRACT-NAME>Open Shares <CLASS-CONTRACT-TICKER-SYMBOL>LZGOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000874964 <SERIES-ID>S000037196 <SERIES-NAME>Lazard Multi-Asset Targeted Volatility Portfolio <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000114570 <CLASS-CONTRACT-NAME>Institutional Shares </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000114571 <CLASS-CONTRACT-NAME>Open Shares </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>c72625_485bpos.htm <TEXT> Document 1 - file: c72625_485bpos.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(2) <SEQUENCE>2 <FILENAME>c72625_ex99-d2.htm <TEXT> Document 2 - file: c72625_ex99-d2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(J) <SEQUENCE>3 <FILENAME>c72625_ex99-j.htm <TEXT> Document 3 - file: c72625_ex99-j.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>c72625001_v1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: c72625001_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>c72625002_v1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: c72625002_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>c72625003_v1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: c72625003_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>c72625004_v1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: c72625004_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>c72625xcapitalxallocator.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: c72625xcapitalxallocator.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>c72625xdevelopingxmarkets.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: c72625xdevelopingxmarkets.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>c72625xemergingxmarkets.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: c72625xemergingxmarkets.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>c72625xemergxdebt.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: c72625xemergxdebt.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>c72625xemergxmktsxequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: c72625xemergxmktsxequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>c72625xemergxmultistrat.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: c72625xemergxmultistrat.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>c72625xglobalxlistedxinfras.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: c72625xglobalxlistedxinfras.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>c72625xintlxequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: c72625xintlxequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>c72625xintlxequityxselect.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: c72625xintlxequityxselect.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>c72625xintlxsmallxcapxequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: c72625xintlxsmallxcapxequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>c72625xintlxstrategicxequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: c72625xintlxstrategicxequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>c72625xusxequityxvalue.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: c72625xusxequityxvalue.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>c72625xusxhighxyield.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: c72625xusxhighxyield.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>c72625xusxintlxrealtyequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: c72625xusxintlxrealtyequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>c72625xusxmidcapxequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: c72625xusxmidcapxequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>c72625xusxmuni.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: c72625xusxmuni.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>c72625xusxrealtyxequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: c72625xusxrealtyxequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>c72625xusxrealtyxincome.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: c72625xusxrealtyxincome.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>c72625xusxsmallcapxequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: c72625xusxsmallcapxequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>c72625xusxstrategicxequity.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: c72625xusxstrategicxequity.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>29 <FILENAME>filename29.htm <TEXT> Document 29 - file: filename29.htm
</DOCUMENT> </SEC-DOCUMENT>