0000874964-12-000003.txt : 20120329 0000874964-12-000003.hdr.sgml : 20120329 20120329125451 ACCESSION NUMBER: 0000874964-12-000003 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120329 DATE AS OF CHANGE: 20120329 EFFECTIVENESS DATE: 20120329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAZARD FUNDS INC CENTRAL INDEX KEY: 0000874964 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 033-40682 FILM NUMBER: 12723090 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126326000 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 0000874964 S000010263 Lazard International Small Cap Equity Portfolio C000028358 Open Shares LZSMX C000028359 Institutional Shares LZISX 0000874964 S000010264 Lazard Emerging Markets Equity Portfolio C000028360 Open Shares LZOEX C000028361 Institutional Shares LZEMX 0000874964 S000010265 Lazard U.S. High Yield Portfolio C000028362 Open Shares LZHOX C000028363 Institutional Shares LZHYX 0000874964 S000010266 Lazard U.S. Strategic Equity Portfolio C000028364 Open Shares LZUOX C000028365 Institutional Shares LZUSX 0000874964 S000010267 Lazard U.S. Equity Value Portfolio C000028366 Open Shares LEVOX C000028367 Institutional Shares LEVIX 0000874964 S000010268 Lazard U.S. Mid Cap Equity Portfolio C000028368 Open Shares LZMOX C000028369 Institutional Shares LZMIX 0000874964 S000010269 Lazard U.S. Small-Mid Cap Equity Portfolio C000028370 Open Shares LZCOX C000028371 Institutional Shares LZSCX 0000874964 S000010271 Lazard International Equity Portfolio C000028374 Open Shares LZIOX C000028375 Institutional Shares LZIEX 0000874964 S000010272 Lazard International Equity Select Portfolio C000028376 Open Shares LZESX C000028377 Institutional Shares LZSIX 0000874964 S000010273 Lazard International Strategic Equity Portfolio C000028378 Open Shares LISOX C000028379 Institutional Shares LISIX 0000874964 S000020883 Lazard Capital Allocator Opportunistic Strategies Portfolio C000058929 Institutional Shares LCAIX C000058930 Open Shares LCAOX 0000874964 S000023480 Lazard Developing Markets Equity Portfolio C000069022 Institutional Shares LDMIX C000069023 Open Shares LDMOX 0000874964 S000027245 Lazard Global Listed Infrastructure Portfolio C000082231 Institutional Shares GLIFX C000082232 Open Shares GLFOX 0000874964 S000028828 Lazard Emerging Markets Equity Blend Portfolio C000088404 Institutional Shares EMBIX C000088405 Open Shares EMBOX 0000874964 S000031123 Lazard Emerging Markets Debt Portfolio C000096531 Institutional Shares LEDIX C000096532 Open Shares LEDOX 0000874964 S000031124 Lazard U.S. Municipal Portfolio C000096533 Institutional Shares UMNIX C000096534 Open Shares UMNOX 0000874964 S000031729 Lazard Emerging Markets Multi-Strategy Portfolio C000098748 Open Shares EMMOX C000098749 Institutional Shares EMMIX 0000874964 S000033722 Lazard U.S. Realty Income Portfolio C000103952 Open Shares LRIOX C000105886 Institutional Shares LRIIX 0000874964 S000033724 Lazard U.S. Realty Equity Portfolio C000103954 Open Shares LREOX C000105887 Institutional Shares LREIX 0000874964 S000033726 Lazard International Realty Equity Portfolio C000103956 Open Shares LITOX C000105888 Institutional Shares LITIX 24F-2NT 2 lfi24f2.txt 24F-2NT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 Read instructions at end of Form before preparing Form. Please print or type. 1 . Name and address of issuer: The Lazard Funds, Inc. 30 Rockefeller Plaza New York, NY 10112-6300 2. The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): /X/ 3. Investment Company Act File Number: 811-06312 Securities Act File Number 033-40682 4(a). Last day of fiscal year for which this Form is filed: December 31, 2011 4(b). Check box if this Form is being filed late (ie., more than 90 calendar days after the end of the fiscal year). (See Instruction A.2) N/A Note: If the Form is being filed late, interest must be paid on the registration fee due. 4(c). Check box if this is the last time the issuer will be filing this Form. N/A 5. Calculation of registration fee: (i)Aggregate sale price of securities sold during the fiscal year Pursuant to section 24(f): $5,292,040,000 (ii)Aggregate price of securities redeemed or repurchased during the fiscal year: $5,928,658,302 (iii)Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $0 (iv)Total available redemption credits [add Item 5(ii) and 5(iii): $5,928,658,302 (v)Net sales - If Item 5(i) is greater than Item 5(iv)[subtract Item 5(iv) from Item 5(i) ]: $0 (vi)Redemption credits available for use in future years $(636,618,302) - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: (vii) Multiplier for determining registration fee (See Instruction C.9): X$0.0001146 (viii) Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter O if no fee is due): =$0 6. Prepaid Shares If the response to item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before [effective date of rescission of rule 24e-2], then report the amount of securities (number of shares or other units) deducted here: 0 . If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: 0 . 7. Interest due - if this Form is being filed more than 90 days after the end of the issuers fiscal year (see Instruction D): +$0 8. Total of the amount of the registration fee due plus any interest due [line 5(vii) plus line 7]: =$0 9. Date the registration fee and any interest payment was sent to the Commissionslockbox depository: N/A Method of Delivery: N/A Wire Transfer Mail or other means SIGNATURES This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title.)* /s/ Stephen St. Clair Stephen St. Clair, Treasurer Date 3/29/12 *Please print the name and title of the signing officer below the signature.