EX-99.77O RULE 10F-3 4 transactions.txt TRANSACTIONS Item 77O - 10f3 Transactions THE LAZARD FUNDS, INC. SECURITIES PURCHASED DURING AN UNDERWRITING INVOLVING LAZARD CAPITAL MARKETS LLC SUBJECT TO RULE 10f-3 UNDER THE INVESTMENT COMPANY ACT OF 1940 For the Year Ended December 31, 2007 Total Shares Date Shares Price Purchased by Portfolio Security Purchased Offered Per Share The Portfolio Lazard Small EnergySolutions, Inc. 11/14/07 30,000,000 $23.00 3,400 Cap Portfolio Total % of Offering Principal % of Offering Purchased by Purchased by Purchased by all Portfolios Selling The Portfolio the Portfolio (25% Maximum) Broker $78,200 0.0113% 0.0833% Credit Suisse First Boston Notes: Purchases by all Portfolios in aggregate may not exceed 25% of the principal amount of the offering.