-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRAzmX/2BvnW9wyXKG1U5+q7l78i6tNKSoAUxR9DqVxxriY+TxyASQ54R7pTc3rf U8noU9XpoygrNGEwvhbBVg== 0000874964-02-000002.txt : 20020415 0000874964-02-000002.hdr.sgml : 20020415 ACCESSION NUMBER: 0000874964-02-000002 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAZARD FUNDS INC CENTRAL INDEX KEY: 0000874964 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06312 FILM NUMBER: 02565108 BUSINESS ADDRESS: STREET 1: STATE STREET BANK & TRUST CO STREET 2: PO BOX 9110 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 2126326000 MAIL ADDRESS: STREET 1: STATE STREET BANK & TRUST CO STREET 2: PO BOX 9110 CITY: BOSTON STATE: MA ZIP: 02109 NSAR-B/A 1 answer.fil PAGE 1 000 B000000 12/31/2001 000 C000000 0000874964 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE LAZARD FUNDS,INC. 001 B000000 811-06312 001 C000000 8008236300 002 A000000 30 ROCKEFELLER PLAZA 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10112 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C020100 LAZARD INTERNATIONAL EQUITY PORTFOLIO 007 C030100 N 007 C010200 2 007 C020200 LAZARD INTERNATIONAL FIXED-INCOME PORTFOLIO 007 C030200 N 007 C010300 3 007 C020300 LAZARD BOND PORTFOLIO 007 C030300 N 007 C010400 4 007 C020400 LAZARD STRATEGIC YIELD PORTFOLIO 007 C030400 N 007 C010500 5 007 C020500 LAZARD SMALL CAP PORTFOLIO 007 C030500 N 007 C010600 6 007 C020600 LAZARD EQUITY PORTFOLIO 007 C030600 N 007 C010700 7 007 C020700 LAZARD INTERNATIONAL SMALL CAP PORTFOLIO 007 C030700 N 007 C010800 8 007 C020800 LAZARD EMERGING MARKETS PORTFOLIO 007 C030800 N 007 C010900 9 007 C020900 LAZARD GLOBAL EQUITY PORTFOLIO 007 C030900 Y 007 C011000 10 007 C021000 LAZARD MID CAP PORTFOLIO PAGE 2 007 C031000 N 007 C011100 11 007 C021100 LAZARD HIGH YIELD PORTFOLIO 007 C031100 N 007 C011200 12 007 C021200 LAZARD MORTGAGE PORTFOLIO 007 C031200 N 007 C011300 13 007 C021300 LAZARD INTERNATIONAL EQUITY SELECT PORTFOLIO 007 C031300 N 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 008 A00AA01 LAZARD ASSET MANAGEMENT 008 B00AA01 A 008 C00AA01 801-6568 008 D01AA01 NEW YORK 008 D02AA01 NY 008 D03AA01 10112 010 A00AA01 STATE STREET CORP. 010 B00AA01 85-05003 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 LAZARD FRERES & CO. LLC 011 B00AA01 8-2595BD 011 C01AA01 NEW YORK PAGE 3 011 C02AA01 NY 011 C03AA01 10112 012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC 012 B00AA01 85-8494 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02205 013 A00AA01 ANCHIN, BLOCK & ANCHIN LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10018 014 A00AA01 LAZARD FRERES & CO. LLC 014 B00AA01 8-2595BD 015 A00AA01 STATE STREET CORP. 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02110 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 WESTPAC BANKING CORPORATION 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 ERSTE BANK DER OSTERREICHISCHEN SPARKASSEN AG 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED BANK 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLADESH 015 E04AA05 X 015 A00AA06 FORTIS BANK NV-SA 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA07 S 015 C01AA07 GABORONE 015 D01AA07 BOTSWANA 015 E04AA07 X 015 A00AA08 CITIBANK, N.A. 015 B00AA08 S PAGE 4 015 C01AA08 SAN PAULO 015 D01AA08 BRAZIL 015 E04AA08 X 015 A00AA09 STATE STREET TRUST COMPANY CANADA 015 B00AA09 S 015 C01AA09 TORONTO 015 D01AA09 CANADA 015 E04AA09 X 015 A00AA10 THE HONG KONG AND SHANGHAI BANKING CORP. LTD 015 B00AA10 S 015 C01AA10 MUMBAI 015 D01AA10 INDIA 015 E04AA10 X 015 A00AA11 THE HONGKONG AND SHANGHAI BANKING CORP LTD 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 PEOPLES REP. CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA 015 E04AA12 X 015 A00AA13 THE CYPRUS POPULAR BANK LTD. 015 B00AA13 S 015 C01AA13 NICOSIA 015 D01AA13 CYPRUS 015 E04AA13 X 015 A00AA14 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA14 S 015 C01AA14 PRAGUE 015 D01AA14 CZECH REPUBLIC 015 E04AA14 X 015 A00AA15 DANSKE BANK A/S 015 B00AA15 S 015 C01AA15 COPENHAGEN 015 D01AA15 DENMARK 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 NORDEA BANK FINLAND PLC. 015 B00AA17 S 015 C01AA17 HELSINKI 015 D01AA17 FINLAND 015 E04AA17 X 015 A00AA18 BNP PARIBAS SECURITIE SERVICES, S.A. 015 B00AA18 S 015 C01AA18 PARIS PAGE 5 015 D01AA18 FRANCE 015 E04AA18 X 015 A00AA19 DRESDNER BANK AG 015 B00AA19 S 015 C01AA19 FRANKFURT 015 D01AA19 GERMANY 015 E04AA19 X 015 A00AA20 BARCLAYS BANK OF GHANA LIMITED 015 B00AA20 S 015 C01AA20 ACCRA 015 D01AA20 GHANA 015 E04AA20 X 015 A00AA21 NATIONAL BANK OF GREECE S.A. 015 B00AA21 S 015 C01AA21 ATHENS 015 D01AA21 GREECE 015 E04AA21 X 015 A00AA22 STANDARD CHARTERED BANK 015 B00AA22 S 015 C01AA22 HONG KONG 015 D01AA22 HONG KONG 015 E04AA22 X 015 A00AA23 HVB BANK HUNGARY RT. 015 B00AA23 S 015 C01AA23 BUDAPEST 015 D01AA23 HUNGARY 015 E04AA23 X 015 A00AA24 DEUTSCHE BANK AG 015 B00AA24 S 015 C01AA24 MUMBAI 015 D01AA24 INDIA 015 E04AA24 X 015 A00AA25 STANDARD CHARTERED BANK 015 B00AA25 S 015 C01AA25 JAKARTA 015 D01AA25 INDONESIA 015 E04AA25 X 015 A00AA26 BANK OF IRELAND 015 B00AA26 S 015 C01AA26 DUBLIN 015 D01AA26 IRELAND 015 E04AA26 X 015 A00AA27 BANK HAPOALIM B.M. 015 B00AA27 S 015 C01AA27 TEL AVIV 015 D01AA27 ISRAEL 015 E04AA27 X 015 A00AA28 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA28 S 015 C01AA28 MILAN 015 D01AA28 ITALY PAGE 6 015 E04AA28 X 015 A00AA29 THE FUJI BANK, LTD. 015 B00AA29 S 015 C01AA29 TOKYO 015 D01AA29 JAPAN 015 E04AA29 X 015 A00AA30 HSBC BANK MIDDLE EAST 015 B00AA30 S 015 C01AA30 AMMAN 015 D01AA30 JORDAN 015 E04AA30 X 015 A00AA31 BARCLAYS BANK OF KENYA LIMITED 015 B00AA31 S 015 C01AA31 NAIROBI 015 D01AA31 KENYA 015 E04AA31 X 015 A00AA32 THE HONGKONG AND SHANGHAI BANKING CORP LTD. 015 B00AA32 S 015 C01AA32 SEOUL 015 D01AA32 REPUBLIC OF KOREA 015 E04AA32 X 015 A00AA33 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA33 S 015 C01AA33 KUALA LUMPUR 015 D01AA33 MALAYSIA 015 E04AA33 X 015 A00AA34 HONGKONG AND SHANGHAI BANKING CORP LTD 015 B00AA34 S 015 C01AA34 PORT LOUIS 015 D01AA34 MAURITIUS 015 E04AA34 X 015 A00AA35 BANCO NACIONAL DE MEXICO S.A. 015 B00AA35 S 015 C01AA35 MEXICO CITY 015 D01AA35 MEXICO 015 E04AA35 X 015 A00AA36 BANQUE COMMERCIALE DU MAROC 015 B00AA36 S 015 C01AA36 CASABLANCA 015 D01AA36 MOROCCO 015 E04AA36 X 015 A00AA37 FORTIS BANK (NEDERLAND) N.V. 015 B00AA37 S 015 C01AA37 AMSTERDAM 015 D01AA37 NETHERLANDS 015 E04AA37 X 015 A00AA38 WESTPAC BANKING CORPORATION 015 B00AA38 S 015 C01AA38 WELLINGTON 015 D01AA38 NEW ZEALAND 015 E04AA38 X PAGE 7 015 A00AA39 NORDEA BANK NORGE ASA 015 B00AA39 S 015 C01AA39 OSLO 015 D01AA39 NORWAY 015 E04AA39 X 015 A00AA40 DEUTSCHE BANK AG 015 B00AA40 S 015 C01AA40 KARACHI 015 D01AA40 PAKISTAN 015 E04AA40 X 015 A00AA41 CITIBANK, N.A. 015 B00AA41 S 015 C01AA41 LIMA 015 D01AA41 PERU 015 E04AA41 X 015 A00AA42 STANDARD CHARTERED BANK 015 B00AA42 S 015 C01AA42 MANILA 015 D01AA42 PHILIPPINES 015 E04AA42 X 015 A00AA43 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA43 S 015 C01AA43 WARSAW 015 D01AA43 POLAND 015 E04AA43 X 015 A00AA44 BANCO COMERCIAL PORTUGUES 015 B00AA44 S 015 C01AA44 LISBON 015 D01AA44 PORTUGAL 015 E04AA44 X 015 A00AA45 THE DEVELOPMENT BANK OF SINGAPORE LTD. 015 B00AA45 S 015 C01AA45 SINGAPORE 015 D01AA45 SINGAPORE 015 E04AA45 X 015 A00AA46 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA46 S 015 C01AA46 BRATISLAVA 015 D01AA46 SLOVAK REPUBLIC 015 E04AA46 X 015 A00AA47 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA47 S 015 C01AA47 JOHANNESBURG 015 D01AA47 SOUTH AFRICA 015 E04AA47 X 015 A00AA48 BANCO SANTANDER CENTRAL HISPANO,S.A. 015 B00AA48 S 015 C01AA48 MADRID 015 D01AA48 SPAIN 015 E04AA48 X 015 A00AA49 THE HONGKONG AND SHANGHAI BANKING CORP LTD PAGE 8 015 B00AA49 S 015 C01AA49 COLOMBO 015 D01AA49 SRI LANKA 015 E04AA49 X 015 A00AA50 STANDARD BANK SWAZILAND LIMITED 015 B00AA50 S 015 C01AA50 MBABANE 015 D01AA50 SWAZILAND 015 E04AA50 X 015 A00AA51 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA51 S 015 C01AA51 STOCKHOLM 015 D01AA51 SWEDEN 015 E04AA51 X 015 A00AA52 UBS AG 015 B00AA52 S 015 C01AA52 ZURICH 015 D01AA52 SWITZERLAND 015 E04AA52 X 015 A00AA53 CENTRAL TRUST OF CHINA 015 B00AA53 S 015 C01AA53 TAIPEI 015 D01AA53 TAIWAN-R.O.C. 015 E04AA53 X 015 A00AA54 STANDARD CHARTERED BANK 015 B00AA54 S 015 C01AA54 BANGKOK 015 D01AA54 THAILAND 015 E04AA54 X 015 A00AA55 CITIBANK, N.A. 015 B00AA55 S 015 C01AA55 ISTANBUL 015 D01AA55 TURKEY 015 E04AA55 X 015 A00AA56 STATE STREET BANK & TRUST CO LONDON BRANCH 015 B00AA56 S 015 C01AA56 LONDONN 015 D01AA56 UNITED KINGDOM 015 E04AA56 X 015 A00AA57 BANKBOSTON, N.A. 015 B00AA57 S 015 C01AA57 MONTEVIDEO 015 D01AA57 URUGUAY 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C01AA75 SANTIAGO 015 D01AA75 CHILE 015 E04AA75 X 015 A00AA76 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA76 S 015 C01AA76 ZAGREB 015 D01AA76 CROATIA 015 E04AA76 X 015 A00AA77 HANSABANK 015 B00AA77 S 015 C01AA77 TALLINN 015 D01AA77 ESTONIA 015 E04AA77 X 015 A00AA78 HSBC BANK MIDDLE EAST 015 B00AA78 S 015 C01AA78 BEIRUT 015 D01AA78 LEBANON 015 E04AA78 X 015 A00AA79 VILNIAUS BANKAS AB 015 B00AA79 S 015 C01AA79 VILNIUS 015 D01AA79 LITHUANIA PAGE 11 015 E04AA79 X 015 A00AA80 HSBC BANK MIDDLE EAST 015 B00AA80 S 015 C01AA80 MUSCAT 015 D01AA80 OMAN 015 E04AA80 X 015 A00AA81 ING BANK N.V. 015 B00AA81 S 015 C01AA81 BUCHAREST 015 D01AA81 ROMANIA 015 E04AA81 X 015 A00AA82 BANK AUSTRIA CREDITANSTALT D.D. - LJUBLJANA 015 B00AA82 S 015 C01AA82 LJUBLJANA 015 D01AA82 SLOVENIA 015 E04AA82 X 015 A00AA83 THE BANK OF BERMUDA LIMITED 015 B00AA83 S 015 C01AA83 HAMILTON 015 D01AA83 BERMUDA 015 E04AA83 X 015 A00AA84 CITIBANK, N.A. 015 B00AA84 S 015 C01AA84 LA PAZ 015 D01AA84 BOLIVIA 015 E04AA84 X 015 A00AA85 ICEBANK 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C030600 0 028 C040600 6078 028 D010600 4324 028 D020600 0 028 D030600 0 028 D040600 3670 028 E010600 1580 028 E020600 0 028 E030600 0 028 E040600 6616 028 F010600 6679 028 F020600 5966 028 F030600 0 028 F040600 12004 028 G010600 23979 028 G020600 19960 028 G030600 0 028 G040600 43461 028 H000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.750 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 PAGE 42 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 10000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 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0.750 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 055 A000700 Y 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 10000 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 PAGE 47 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 Y 069 000700 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y PAGE 48 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 138555 071 B000700 58647 071 C000700 338003 071 D000700 17 072 A000700 12 072 B000700 700 072 C000700 7821 072 D000700 0 072 E000700 0 072 F000700 2625 072 G000700 115 072 H000700 0 072 I000700 54 072 J000700 452 072 K000700 0 072 L000700 5 072 M000700 20 072 N000700 24 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 37 072 S000700 9 072 T000700 7 072 U000700 0 072 V000700 0 072 W000700 15 072 X000700 3363 072 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B000801 04-1867445 025 C000801 D 025 D000801 12092 PAGE 50 025 D000802 0 025 D000803 0 025 D000804 0 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 16667 028 A020800 0 028 A030800 0 028 A040800 22914 028 B010800 11070 028 B020800 364 028 B030800 0 028 B040800 10951 028 C010800 7342 028 C020800 0 028 C030800 0 028 C040800 11041 028 D010800 15872 028 D020800 0 028 D030800 0 028 D040800 20495 028 E010800 26637 028 E020800 0 028 E030800 0 028 E040800 24422 028 F010800 30099 028 F020800 2178 028 F030800 0 028 F040800 42377 028 G010800 107687 028 G020800 2542 028 G030800 0 028 G040800 132200 028 H000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 1.000 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 PAGE 51 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 10000 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N PAGE 52 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 Y 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 141751 071 B000800 130031 071 C000800 304410 071 D000800 43 072 A000800 12 072 B000800 804 072 C000800 6260 072 D000800 0 PAGE 53 072 E000800 0 072 F000800 3203 072 G000800 109 072 H000800 0 072 I000800 57 072 J000800 696 072 K000800 0 072 L000800 5 072 M000800 18 072 N000800 25 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 37 072 S000800 9 072 T000800 14 072 U000800 0 072 V000800 0 072 W000800 14 072 X000800 4187 072 Y000800 23 072 Z000800 2900 072AA000800 0 072BB000800 31273 072CC010800 16309 072CC020800 0 072DD010800 2666 072DD020800 35 072EE000800 0 073 A010800 0.0618 073 A020800 0.0329 073 B000800 0.0000 073 C000800 0.0000 074 A000800 1483 074 B000800 12092 074 C000800 0 074 D000800 0 074 E000800 33115 074 F000800 273078 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 1218 074 K000800 0 074 L000800 743 074 M000800 59534 074 N000800 381263 074 O000800 4111 074 P000800 278 074 Q000800 0 074 R010800 0 PAGE 54 074 R020800 0 074 R030800 0 074 R040800 61554 074 S000800 0 074 T000800 315320 074 U010800 42737 074 U020800 927 074 V010800 7.22 074 V020800 7.24 074 W000800 0.0000 074 X000800 387 074 Y000800 0 075 A000800 0 075 B000800 320330 076 000800 0.00 080 A000800 VIGILANT INSURANCE COMPANY 080 C000800 8750 081 A000800 Y 081 B000800 17 082 A000800 Y 082 B000800 25 083 A000800 N 083 B000800 0 084 A000800 N 084 B000800 0 085 A000800 Y 085 B000800 N 024 000900 N 025 A000901 DELETE 025 D000901 0 025 A000902 DELETE 025 D000902 0 025 A000903 DELETE 025 D000903 0 025 A000904 DELETE 025 D000904 0 025 A000905 DELETE 025 D000905 0 025 A000906 DELETE 025 D000906 0 025 A000907 DELETE 025 D000907 0 025 D000908 0 025 D000909 0 025 D000910 0 025 D000911 0 025 D000912 0 025 D000913 0 025 D000914 0 025 D000915 0 025 D000916 0 PAGE 55 028 A010900 701 028 A020900 0 028 A030900 0 028 A040900 724 028 B010900 3 028 B020900 0 028 B030900 0 028 B040900 33 028 C010900 11 028 C020900 0 028 C030900 0 028 C040900 33 028 D010900 401 028 D020900 0 028 D030900 0 028 D040900 1757 028 E010900 251 028 E020900 0 028 E030900 0 028 E040900 1049 028 F010900 5030 028 F020900 706 028 F030900 0 028 F040900 89420 028 G010900 6397 028 G020900 706 028 G030900 0 028 G040900 93016 028 H000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.750 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 PAGE 56 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 049 000900 N 050 000900 N 051 000900 N 052 000900 N 053 A000900 Y 053 B000900 Y 053 C000900 N 055 A000900 Y 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 10000 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 B000900 N 066 C000900 Y 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 Y 069 000900 N PAGE 57 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 N 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 Y 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 N 070 Q020900 N 070 R010900 N 070 R020900 N 071 A000900 89 071 B000900 92777 071 C000900 94765 071 D000900 93 072 A000900 12 072 B000900 88 072 C000900 1526 072 D000900 0 072 E000900 65 072 F000900 695 072 G000900 62 072 H000900 0 072 I000900 47 072 J000900 119 072 K000900 0 PAGE 58 072 L000900 1 072 M000900 5 072 N000900 12 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 0 072 S000900 2 072 T000900 9 072 U000900 0 072 V000900 0 072 W000900 6 072 X000900 958 072 Y000900 18 072 Z000900 739 072AA000900 0 072BB000900 15231 072CC010900 0 072CC020900 10572 072DD010900 597 072DD020900 12 072EE000900 0 073 A010900 0.0731 073 A020900 0.0404 073 B000900 0.0000 073 C000900 0.0000 074 A000900 0 074 B000900 0 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 0 074 G000900 0 074 H000900 0 074 I000900 0 074 J000900 0 074 K000900 0 074 L000900 0 074 M000900 0 074 N000900 0 074 O000900 0 074 P000900 0 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 0 074 S000900 0 074 T000900 0 074 U010900 0 074 U020900 0 PAGE 59 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 0 074 Y000900 0 075 A000900 0 075 B000900 97253 076 000900 0.00 080 A000900 VIGILANT INSURANCE COMPANY 080 C000900 8750 081 A000900 Y 081 B000900 17 082 A000900 Y 082 B000900 25 083 A000900 N 083 B000900 0 084 A000900 N 084 B000900 0 085 A000900 Y 085 B000900 N 024 001000 Y 025 A001001 STATE STREET CORP. 025 B001001 04-1867445 025 C001001 D 025 D001001 1797 025 D001002 0 025 D001003 0 025 D001004 0 025 D001005 0 025 D001006 0 025 D001007 0 025 D001008 0 028 A011000 322 028 A021000 0 028 A031000 0 028 A041000 913 028 B011000 511 028 B021000 1395 028 B031000 0 028 B041000 983 028 C011000 235 028 C021000 0 028 C031000 0 028 C041000 161 028 D011000 1304 028 D021000 0 028 D031000 0 028 D041000 226 028 E011000 117 028 E021000 0 028 E031000 0 PAGE 60 028 E041000 287 028 F011000 6172 028 F021000 1697 028 F031000 0 028 F041000 734 028 G011000 8661 028 G021000 3092 028 G031000 0 028 G041000 3304 028 H001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.750 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 055 A001000 N 055 B001000 N 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 Y 060 B001000 Y PAGE 61 061 001000 10000 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 063 A001000 0 063 B001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 Y 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 N 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y PAGE 62 070 J021000 N 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 Y 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 39257 071 B001000 35183 071 C001000 22030 071 D001000 160 072 A001000 12 072 B001000 52 072 C001000 334 072 D001000 0 072 E001000 0 072 F001000 170 072 G001000 49 072 H001000 0 072 I001000 50 072 J001000 66 072 K001000 0 072 L001000 3 072 M001000 1 072 N001000 19 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 34 072 S001000 1 072 T001000 17 072 U001000 5 072 V001000 0 072 W001000 2 072 X001000 417 072 Y001000 158 072 Z001000 127 072AA001000 2686 072BB001000 0 072CC011000 212 072CC021000 0 PAGE 63 072DD011000 107 072DD021000 24 072EE001000 3927 073 A011000 0.0744 073 A021000 0.0402 073 B001000 2.0265 073 C001000 0.0000 074 A001000 1 074 B001000 1797 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 28208 074 G001000 0 074 H001000 0 074 I001000 0 074 J001000 0 074 K001000 0 074 L001000 31 074 M001000 5974 074 N001000 36011 074 O001000 688 074 P001000 6 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 6004 074 S001000 0 074 T001000 29313 074 U011000 2042 074 U021000 717 074 V011000 10.64 074 V021000 10.57 074 W001000 0.0000 074 X001000 222 074 Y001000 0 075 A001000 0 075 B001000 22746 076 001000 0.00 080 A001000 VIGILANT INSURANCE COMPANY 080 C001000 8750 081 A001000 Y 081 B001000 17 082 A001000 Y 082 B001000 25 083 A001000 N 083 B001000 0 084 A001000 N 084 B001000 0 085 A001000 Y PAGE 64 085 B001000 N 024 001100 Y 025 A001101 STATE STREET CORP. 025 B001101 04-1867445 025 C001101 D 025 D001101 6552 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 2 028 A021100 728 028 A031100 0 028 A041100 51 028 B011100 22 028 B021100 664 028 B031100 0 028 B041100 59 028 C011100 76 028 C021100 585 028 C031100 0 028 C041100 129 028 D011100 54 028 D021100 601 028 D031100 0 028 D041100 51 028 E011100 5101 028 E021100 684 028 E031100 0 028 E041100 1 028 F011100 13117 028 F021100 519 028 F031100 0 028 F041100 505 028 G011100 18372 028 G021100 3781 028 G031100 0 028 G041100 796 028 H001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.750 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 PAGE 65 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 055 A001100 Y 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 Y 061 001100 10000 062 A001100 Y 062 B001100 0.0 062 C001100 0.0 062 D001100 7.8 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 85.9 062 Q001100 0.6 062 R001100 6.2 PAGE 66 063 A001100 0 063 B001100 7.5 064 A001100 N 064 B001100 N 066 A001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 Y 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 N 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 N 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 Y 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 167534 071 B001100 161056 071 C001100 68843 071 D001100 234 072 A001100 12 072 B001100 8373 PAGE 67 072 C001100 604 072 D001100 0 072 E001100 0 072 F001100 534 072 G001100 59 072 H001100 0 072 I001100 47 072 J001100 69 072 K001100 0 072 L001100 1 072 M001100 4 072 N001100 19 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 34 072 S001100 2 072 T001100 31 072 U001100 5 072 V001100 0 072 W001100 4 072 X001100 809 072 Y001100 238 072 Z001100 8406 072AA001100 0 072BB001100 18818 072CC011100 12874 072CC021100 0 072DD011100 6992 072DD021100 1414 072EE001100 0 073 A011100 0.7644 073 A021100 0.7449 073 B001100 0.0000 073 C001100 0.0000 074 A001100 1 074 B001100 6552 074 C001100 0 074 D001100 72401 074 E001100 4985 074 F001100 0 074 G001100 0 074 H001100 0 074 I001100 155 074 J001100 0 074 K001100 0 074 L001100 1683 074 M001100 5 074 N001100 85782 074 O001100 1896 074 P001100 109 PAGE 68 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 61 074 S001100 0 074 T001100 83716 074 U011100 12014 074 U021100 2058 074 V011100 5.95 074 V021100 5.95 074 W001100 0.0000 074 X001100 89 074 Y001100 0 075 A001100 0 075 B001100 71239 076 001100 0.00 080 A001100 VIGILANT INSURANCE COMPANY 080 C001100 8750 081 A001100 Y 081 B001100 17 082 A001100 Y 082 B001100 25 083 A001100 N 083 B001100 0 084 A001100 N 084 B001100 0 085 A001100 Y 085 B001100 N 024 001200 Y 025 A001201 STATE STREET CORP 025 B001201 04-1867445 025 C001201 D 025 D001201 4955 025 A001202 DELETE 025 D001202 0 025 D001203 0 025 D001204 0 025 D001205 0 025 D001206 0 025 D001207 0 025 D001208 0 028 A011200 23 028 A021200 0 028 A031200 0 028 A041200 5 028 B011200 1400 028 B021200 0 028 B031200 0 028 B041200 0 028 C011200 64 PAGE 69 028 C021200 0 028 C031200 0 028 C041200 0 028 D011200 27699 028 D021200 0 028 D031200 0 028 D041200 0 028 E011200 43076 028 E021200 55 028 E031200 0 028 E041200 0 028 F011200 47 028 F021200 370 028 F031200 0 028 F041200 0 028 G011200 72309 028 G021200 425 028 G031200 0 028 G041200 5 028 H001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.400 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 Y PAGE 70 053 B001200 Y 055 A001200 Y 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 1000000 062 A001200 Y 062 B001200 0.0 062 C001200 74.1 062 D001200 6.4 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 2.4 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.8 062 O001200 0.0 062 P001200 0.0 062 Q001200 96.9 062 R001200 0.0 063 A001200 0 063 B001200 4.1 064 A001200 N 064 B001200 N 066 A001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N PAGE 71 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 N 070 L011200 N 070 L021200 N 070 M011200 N 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 N 070 R021200 N 071 A001200 10140 071 B001200 11774 071 C001200 4069 071 D001200 249 072 A001200 12 072 B001200 529 072 C001200 0 072 D001200 0 072 E001200 0 072 F001200 57 072 G001200 41 072 H001200 0 072 I001200 23 072 J001200 14 072 K001200 0 072 L001200 0 072 M001200 1 072 N001200 9 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 34 072 S001200 15 072 T001200 0 072 U001200 1 072 V001200 0 072 W001200 1 072 X001200 196 072 Y001200 103 PAGE 72 072 Z001200 436 072AA001200 0 072BB001200 108 072CC011200 0 072CC021200 473 072DD011200 437 072DD021200 0 072EE001200 277 073 A011200 0.4038 073 A021200 0.0000 073 B001200 0.0369 073 C001200 0.0000 074 A001200 0 074 B001200 4955 074 C001200 59403 074 D001200 75832 074 E001200 0 074 F001200 0 074 G001200 0 074 H001200 0 074 I001200 0 074 J001200 7008 074 K001200 0 074 L001200 378 074 M001200 0 074 N001200 147576 074 O001200 69912 074 P001200 17 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 16 074 S001200 0 074 T001200 77631 074 U011200 7547 074 U021200 0 074 V011200 10.29 074 V021200 0.00 074 W001200 0.0000 074 X001200 16 074 Y001200 70961 075 A001200 0 075 B001200 14347 076 001200 0.00 080 A001200 VIGILANT INSURANCE COMPANY 080 C001200 8750 081 A001200 Y 081 B001200 17 082 A001200 Y 082 B001200 25 PAGE 73 083 A001200 N 083 B001200 0 084 A001200 N 084 B001200 0 085 A001200 Y 085 B001200 N 024 001300 Y 025 A001301 STATE STREET CORP. 025 B001301 04-1867445 025 C001301 D 025 D001301 948 025 A001302 DELETE 025 D001302 0 025 A001303 DELETE 025 D001303 0 025 A001304 DELETE 025 D001304 0 025 D001305 0 025 D001306 0 025 D001307 0 025 D001308 0 028 A011300 3 028 A021300 0 028 A031300 0 028 A041300 0 028 B011300 58 028 B021300 0 028 B031300 0 028 B041300 0 028 C011300 19 028 C021300 0 028 C031300 0 028 C041300 0 028 D011300 21 028 D021300 0 028 D031300 0 028 D041300 0 028 E011300 45 028 E021300 0 028 E031300 0 028 E041300 0 028 F011300 8595 028 F021300 5 028 F031300 0 028 F041300 210 028 G011300 8741 028 G021300 5 028 G031300 0 028 G041300 210 028 H001300 0 045 001300 Y PAGE 74 046 001300 N 047 001300 Y 048 001300 0.850 048 A011300 0 048 A021300 0.000 048 B011300 0 048 B021300 0.000 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 0 048 K021300 0.000 049 001300 N 050 001300 N 051 001300 N 052 001300 N 053 A001300 Y 053 B001300 Y 055 A001300 N 055 B001300 N 056 001300 Y 057 001300 N 058 A001300 N 059 001300 Y 060 A001300 Y 060 B001300 Y 061 001300 10000 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 PAGE 75 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 063 A001300 0 063 B001300 0.0 066 A001300 Y 066 B001300 N 066 C001300 Y 066 D001300 N 066 E001300 N 066 F001300 N 066 G001300 N 067 001300 N 068 A001300 N 068 B001300 Y 069 001300 N 070 A011300 Y 070 A021300 Y 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 N 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 N 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 Y 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y PAGE 76 070 P021300 N 070 Q011300 N 070 Q021300 N 070 R011300 N 070 R021300 N 071 A001300 8095 071 B001300 16 071 C001300 1295 071 D001300 1 072 A001300 8 072 B001300 3 072 C001300 6 072 D001300 0 072 E001300 0 072 F001300 5 072 G001300 26 072 H001300 0 072 I001300 30 072 J001300 9 072 K001300 0 072 L001300 0 072 M001300 0 072 N001300 10 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 22 072 S001300 0 072 T001300 0 072 U001300 1 072 V001300 0 072 W001300 1 072 X001300 104 072 Y001300 96 072 Z001300 1 072AA001300 0 072BB001300 11 072CC011300 141 072CC021300 0 072DD011300 5 072DD021300 0 072EE001300 0 073 A011300 0.0073 073 A021300 0.0000 073 B001300 0.0000 073 C001300 0.0000 074 A001300 0 074 B001300 948 074 C001300 0 074 D001300 0 074 E001300 0 PAGE 77 074 F001300 8208 074 G001300 0 074 H001300 0 074 I001300 0 074 J001300 0 074 K001300 0 074 L001300 4 074 M001300 1 074 N001300 9161 074 O001300 132 074 P001300 1 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 14 074 S001300 0 074 T001300 9014 074 U011300 938 074 U021300 47 074 V011300 9.15 074 V021300 9.16 074 W001300 0.0000 074 X001300 122 074 Y001300 0 075 A001300 0 075 B001300 1096 076 001300 0.00 080 A001300 VIGILANT INSURANCE COMPANY 080 C001300 8750 081 A001300 Y 081 B001300 17 082 A001300 Y 082 B001300 25 083 A001300 N 083 B001300 0 084 A001300 N 084 B001300 0 085 A001300 Y 085 B001300 N 063 A002800 0 063 B002800 0.0 074 O003500 0 074 P003500 0 074 Q003500 0 074 R013500 0 074 R023500 0 074 R033500 0 074 R043500 0 074 S003500 0 074 T003500 0 PAGE 78 074 U013500 0 074 U023500 0 074 V013500 0.00 074 V023500 0.00 074 W003500 0.0000 074 X003500 0 074 Y003500 0 SIGNATURE CHARLES BUCKLEY TITLE ASSIS. VICE PRES EX-99 3 lazardaudletter.txt INDEPENDENT AUDITORS REPORT The Board of Directors The Lazard Funds, Inc.: In planning and performing our audit of the financial statements of The Lazard Funds, Inc. (comprised of Lazard Equity Portfolio, Lazard Mid Cap Portfolio, Lazard Small Cap Portfolio, Lazard International Equity Portfolio, Lazard International Small Cap Portfolio, Lazard Emerging Markets Portfolio, Lazard International Equity Select Portfolio (commenced operations on May 31, 2001), Lazard Bond Portfolio, Lazard High Yield Portfolio, Lazard International Fixed-Income Portfolio, Lazard Strategic Yield Portfolio and Lazard Mortgage Portfolio) for the year ended December 31, 2001 or the period then ended, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of The Lazard Funds, Inc. is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entitys objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. These controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2001. This report is intended solely for the information and use of management and the Board of Directors of The Lazard Funds, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Anchin, Block & Anchin LLP New York, New York February 1, 2002 -----END PRIVACY-ENHANCED MESSAGE-----