0001225208-23-002564.txt : 20230222 0001225208-23-002564.hdr.sgml : 20230222 20230222175156 ACCESSION NUMBER: 0001225208-23-002564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230222 DATE AS OF CHANGE: 20230222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHER MICHAEL R CENTRAL INDEX KEY: 0001953261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 23654919 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE DATE OF NAME CHANGE: 19990402 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2023-01-03 0000874766 HARTFORD FINANCIAL SERVICES GROUP, INC. HIG 0001953261 FISHER MICHAEL R ONE HARTFORD PLAZA HARTFORD CT 06155 1 EVP Common Stock 2023-01-03 4 S 0 4916.0000 75.6900 D 5286.9100 D Common Stock 2023-02-20 4 M 0 5322.6970 0 A 10609.6070 D Common Stock 2023-02-22 4 F 0 2531.0000 78.4500 D 8078.6070 D Performance Shares 2023-02-20 4 A 0 5322.6970 0.0000 A Common Stock 5322.6970 5322.6970 D Performance Shares 2023-02-20 4 M 0 5322.6970 0.0000 D Common Stock 5322.6970 0.0000 D Stock Option 51.8700 2031-02-23 Common Stock 18481.0000 18481.0000 D Stock Option 55.2700 2030-02-25 Common Stock 17348.0000 17348.0000 D Stock Option 69.4100 2032-02-23 Common Stock 18871.0000 18871.0000 D The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Fisher on May 25, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock. Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules. The closing price of the Company's common stock on February 17, 2023, the last trading day prior to certification. One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date. One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date. Anthony J. Salerno, Jr., Attorney-in-Fact 2023-02-22