0001225208-21-013482.txt : 20211103 0001225208-21-013482.hdr.sgml : 20211103 20211103160901 ACCESSION NUMBER: 0001225208-21-013482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Christopher CENTRAL INDEX KEY: 0001349356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 211375405 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: 3200 PLAZA 5 CITY: JERSEY CITY STATE: NJ ZIP: 07311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE DATE OF NAME CHANGE: 19990402 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2021-11-01 0000874766 HARTFORD FINANCIAL SERVICES GROUP, INC. HIG 0001349356 Swift Christopher ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 Chairman and CEO Common Stock 2021-11-01 2021-11-01 4 G 0 4346.0000 0.0000 D 133576.6800 D Common Stock 2021-11-01 4 G 0 4346.0000 0.0000 A 45861.0000 I Swift Family Gift Trust Common Stock 43179.0000 I By Spouse Common Stock 110390.0000 I Swift Family Legacy Trust Stock Option 24.1500 2023-03-05 Common Stock 141388.0000 141388.0000 D Stock Option 35.8300 2024-03-04 Common Stock 103872.0000 103872.0000 D Stock Option 41.2500 2025-03-03 Common Stock 301887.0000 301887.0000 D Stock Option 43.5900 2026-03-01 Common Stock 294481.0000 294481.0000 D Stock Option 48.8900 2027-02-28 Common Stock 302908.0000 302908.0000 D Stock Option 49.0100 2029-02-26 Common Stock 352263.0000 352263.0000 D Stock Option 51.8700 2031-02-23 Common Stock 310820.0000 310820.0000 D Stock Option 53.8100 2028-02-27 Common Stock 284819.0000 284819.0000 D Stock Option 55.2700 2030-02-25 Common Stock 327679.0000 327679.0000 D This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date. One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date. One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Anthony J. Salerno, Jr., Attorney-in-Fact 2021-11-03