0001225208-18-015117.txt : 20181102 0001225208-18-015117.hdr.sgml : 20181102 20181102160635 ACCESSION NUMBER: 0001225208-18-015117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20181102 DATE AS OF CHANGE: 20181102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robinson David C CENTRAL INDEX KEY: 0001642349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 181157034 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2018-10-31 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001642349 Robinson David C ONE HARTFORD PLAZA HARTFORD CT 06155 1 EVP and General Counsel Common Stock 2018-10-31 4 S 0 682.0000 45.6200 D 19002.5800 D Common Stock 2018-10-31 4 S 0 1713.0000 45.6200 D 17289.5800 D Common Stock 2018-11-01 4 F 0 7427.0000 45.1400 D 25898.1610 D Restricted Stock Units 4230.6270 D Stock Option 43.5900 2026-03-01 Common Stock 37068.0000 37068.0000 D Stock Option 48.8900 2027-02-28 Common Stock 40388.0000 40388.0000 D Stock Option 53.8100 2028-02-27 Common Stock 39163.0000 39163.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on December 15, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan. One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date. One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2018-11-01