0001225208-18-012184.txt : 20180802
0001225208-18-012184.hdr.sgml : 20180802
20180802160810
ACCESSION NUMBER: 0001225208-18-012184
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180801
FILED AS OF DATE: 20180802
DATE AS OF CHANGE: 20180802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bombara Beth Ann
CENTRAL INDEX KEY: 0001399852
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 18988323
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
X0306
4
2018-08-01
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001399852
Bombara Beth Ann
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
EVP and CFO
Common Stock
2018-08-01
4
M
0
17138.0000
24.1500
A
52290.6000
D
Common Stock
2018-08-01
4
M
0
4368.0000
28.9100
A
56658.6000
D
Common Stock
2018-08-01
4
M
0
2400.0000
20.6300
A
59058.6000
D
Common Stock
2018-08-01
4
S
0
2400.0000
52.9000
D
56658.6000
D
Common Stock
2018-08-01
4
S
0
4368.0000
52.8720
D
52290.6000
D
Common Stock
2018-08-01
4
S
0
17138.0000
52.5320
D
35152.6000
D
Restricted Stock Units
19126.4580
D
Stock Option
20.6300
2018-08-01
4
M
0
2400.0000
20.6300
D
2022-02-28
Common Stock
2400.0000
0.0000
D
Stock Option
28.9100
2018-08-01
4
M
0
4368.0000
28.9100
D
2021-03-01
Common Stock
4368.0000
0.0000
D
Stock Option
24.1500
2018-08-01
4
M
0
17138.0000
24.1500
D
2023-03-05
Common Stock
17138.0000
0.0000
D
Stock Option
35.8300
2024-03-04
Common Stock
47214.0000
47214.0000
D
Stock Option
41.2500
2025-03-03
Common Stock
77830.0000
77830.0000
D
Stock Option
43.5900
2026-03-01
Common Stock
72076.0000
72076.0000
D
Stock Option
48.8900
2027-02-28
Common Stock
70679.0000
70679.0000
D
Stock Option
53.8100
2028-02-27
Common Stock
63194.0000
63194.0000
D
Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $52.73 to $53.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $52.79 to $52.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $52.38 to $52.74 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
/s/ Anthony J. Salerno, Attorney-in-Fact
2018-08-02