0001225208-15-015021.txt : 20150702 0001225208-15-015021.hdr.sgml : 20150702 20150702162132 ACCESSION NUMBER: 0001225208-15-015021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150702 DATE AS OF CHANGE: 20150702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rupp Robert CENTRAL INDEX KEY: 0001534150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 15970068 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2015-07-01 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001534150 Rupp Robert ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2015-07-01 4 M 0 10000.0000 20.6300 A 29240.6930 D Common Stock 2015-07-01 4 M 0 10000.0000 17.8300 A 39240.6930 D Common Stock 2015-07-01 4 S 0 3801.0000 43.5510 D 35439.6930 D Common Stock 2015-07-01 4 S 0 10000.0000 43.4100 D 25439.6930 D Common Stock 2015-07-01 4 S 0 10000.0000 42.7000 D 15439.6930 D Common Stock 2015-07-01 4 S 0 15439.0000 43.7660 D 0.6930 D Restricted Stock Units 18085.5320 D Stock Option 20.6300 2015-07-01 4 M 0 10000.0000 20.6300 D 2022-02-28 Common Stock 10000.0000 54467.0000 D Stock Option 17.8300 2015-07-01 4 M 0 10000.0000 17.8300 D 2021-11-04 Common Stock 10000.0000 62230.0000 D Stock Option 41.2500 2025-03-03 Common Stock 66038.0000 66038.0000 D Stock Option 35.8300 2024-03-04 Common Stock 66100.0000 66100.0000 D Stock Option 24.1500 2023-03-05 Common Stock 89974.0000 89974.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on August 1, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $43.49 to 43.61 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $43 to $43.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $42.54 to $43 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $43.50 to $44.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on November 4, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date. One-third of the options became exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options became exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Terence Shields, Attorney-in-Fact 2015-07-02