0001225208-14-023054.txt : 20141112 0001225208-14-023054.hdr.sgml : 20141111 20141112060051 ACCESSION NUMBER: 0001225208-14-023054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141107 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sprague Raymond J CENTRAL INDEX KEY: 0001615548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 141210682 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2014-11-07 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001615548 Sprague Raymond J ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2014-11-07 4 M 0 14754.0000 20.6300 A 43199.9530 D Common Stock 2014-11-07 4 S 0 14754.0000 40.0000 D 28445.9530 D Restricted Stock Units 27266.0330 D Stock Option 20.6300 2014-11-07 4 M 0 14754.0000 20.6300 D 2022-02-28 Common Stock 14754.0000 7378.0000 D Stock Option 83.0000 2016-02-15 Common Stock 3183.0000 3183.0000 D Stock Option 71.2700 2015-02-19 Common Stock 3718.0000 3718.0000 D Stock Option 74.8800 2018-02-26 Common Stock 4372.0000 4372.0000 D Stock Option 93.6900 2017-02-27 Common Stock 3135.0000 3135.0000 D Stock Option 28.9100 2021-03-01 Common Stock 14870.0000 14870.0000 D Stock Option 35.8300 2024-03-04 Common Stock 17941.0000 17941.0000 D Stock Option 24.1500 2023-03-05 Common Stock 21594.0000 21594.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on August 7, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on Februrary 28, 2015, the third anniversary of the grant date. The options became fully exercisable on February 15, 2009, the third anniversary of the grant date. The options became fully exercisable on February 17, 2008, the third anniversary of the grant date. The options became fully exercisable on February 26, 2011, the third anniversary of the grant date. The options became fully exercisable on February 27, 2010, the third anniversary of the grant date. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2014-11-11