0001225208-14-023054.txt : 20141112
0001225208-14-023054.hdr.sgml : 20141111
20141112060051
ACCESSION NUMBER: 0001225208-14-023054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141107
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sprague Raymond J
CENTRAL INDEX KEY: 0001615548
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 141210682
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
4
1
doc4.xml
X0306
4
2014-11-07
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001615548
Sprague Raymond J
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
Executive Vice President
Common Stock
2014-11-07
4
M
0
14754.0000
20.6300
A
43199.9530
D
Common Stock
2014-11-07
4
S
0
14754.0000
40.0000
D
28445.9530
D
Restricted Stock Units
27266.0330
D
Stock Option
20.6300
2014-11-07
4
M
0
14754.0000
20.6300
D
2022-02-28
Common Stock
14754.0000
7378.0000
D
Stock Option
83.0000
2016-02-15
Common Stock
3183.0000
3183.0000
D
Stock Option
71.2700
2015-02-19
Common Stock
3718.0000
3718.0000
D
Stock Option
74.8800
2018-02-26
Common Stock
4372.0000
4372.0000
D
Stock Option
93.6900
2017-02-27
Common Stock
3135.0000
3135.0000
D
Stock Option
28.9100
2021-03-01
Common Stock
14870.0000
14870.0000
D
Stock Option
35.8300
2024-03-04
Common Stock
17941.0000
17941.0000
D
Stock Option
24.1500
2023-03-05
Common Stock
21594.0000
21594.0000
D
Transaction effected pursuant to a pre-planned trading plan entered into on August 7, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on Februrary 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on February 15, 2009, the third anniversary of the grant date.
The options became fully exercisable on February 17, 2008, the third anniversary of the grant date.
The options became fully exercisable on February 26, 2011, the third anniversary of the grant date.
The options became fully exercisable on February 27, 2010, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
/s/ Anthony J. Salerno, Attorney-in-Fact
2014-11-11