0001223203-19-000046.txt : 20190621 0001223203-19-000046.hdr.sgml : 20190621 20190621170013 ACCESSION NUMBER: 0001223203-19-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190619 FILED AS OF DATE: 20190621 DATE AS OF CHANGE: 20190621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Brion S CENTRAL INDEX KEY: 0001550901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 19912214 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE DATE OF NAME CHANGE: 19990402 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-06-19 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP, INC. HIG 0001550901 Johnson Brion S ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 2019-06-19 4 S 0 5660 55.144 D 62819.123 D Common Stock 2019-06-19 4 M 0 10387 35.83 A 73206.123 D Common Stock 2019-06-19 4 S 0 10387 55.148 D 62819.123 D Common Stock 2019-06-20 4 S 0 5660 55.3 D 57159.123 D Common Stock 2019-06-20 4 M 0 10387 35.83 A 67546.123 D Common Stock 2019-06-20 4 S 0 10387 55.304 D 57159.123 D Stock Option 35.83 2019-06-19 4 M 0 10387 0 D 2024-03-04 Common Stock 10387 41549 D Stock Option 35.83 2019-06-20 4 M 0 10387 0 D 2024-03-04 Common Stock 10387 31162 D Stock Option 49.01 2029-02-26 Common Stock 74722 74722 D Stock Option 41.25 2025-03-03 Common Stock 56604 56604 D Stock Option 43.59 2026-03-01 Common Stock 55601 55601 D Stock Option 48.89 2027-02-28 Common Stock 60582 60582 D Stock Option 53.81 2028-02-27 Common Stock 56964 56964 D The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on May 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.96 to $55.30 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.96 to $55.36 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.96 to $55.64 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.90 to $55.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date. One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. /s/ Anthony J. Salerno, Jr. Attorney-in-Fact 2019-06-19