-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EG2UuCb3S8s8izGXLsYogZW+fb1GEbOypm0UcfT50p9pWRnAFY6LUuUOThvZinrJ dbY/JRxAMFtCc+kpH1dKcQ== 0001209191-08-027233.txt : 20080502 0001209191-08-027233.hdr.sgml : 20080502 20080502161315 ACCESSION NUMBER: 0001209191-08-027233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20080502 DATE AS OF CHANGE: 20080502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walters John Clinton CENTRAL INDEX KEY: 0001403479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 08799189 BUSINESS ADDRESS: BUSINESS PHONE: 860-843-4070 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-30 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403479 Walters John Clinton THE HARTFORD FINANCIAL SERVICES GROUP - ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Restricted Stock Units 23780.051 D Restricted Stock 12000 D Common Stock 2008-04-30 4 S 0 3380 72.29 D 15002 D Stock Options 65.99 2014-02-20 Common Stock 7586 7586 D Stock Options 71.27 2015-02-19 Common Stock 14872 14872 D Stock Options 83.00 2016-02-15 Common Stock 15913 15913 D Stock Options 93.69 2017-02-27 Common Stock 15791 15791 D Stock Options 92.69 2017-07-30 Common Stock 3538 3538 D Stock Options 74.88 2018-02-26 Common Stock 38240 38240 D Transaction effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The option became fully exercisable on February 18, 2007, the third anniversary of the grant date. The option became fully exercisable on February 17, 2008, the third anniversary of the grant date. One-third of the option became exercisable on February 15, 2007, an additional one-third of the option became exercisable on February 15, 2008, and the remaining one-third of the option will become exercisable on February 15, 2009, the third anniversary of the grant date. One-third of the option became exercisable on February 27, 2008, an additional one-third of the option will become exercisable on February 27, 2009, and the remaining one-third of the option will become exercisable on February 27, 2010, the third anniversary of the grant date. One-third of the option will become exercisable on July 30, 2008, an additional one-third of the option will become exercisable on July 30, 2009, and the remaining one-third of the option will become exercisable on July 30, 2010, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant. /s/ Terence D. Shields, POA for John C. Walters by Power of Attorney of John C. Walters dated July 26, 2007 2008-05-02 -----END PRIVACY-ENHANCED MESSAGE-----