0001127602-24-006845.txt : 20240226 0001127602-24-006845.hdr.sgml : 20240226 20240226162250 ACCESSION NUMBER: 0001127602-24-006845 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240222 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubiolo Juan Ignacio CENTRAL INDEX KEY: 0001754411 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 24679226 MAIL ADDRESS: STREET 1: 4300 WILSON BLVD. CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-22 0000874761 AES CORP AES 0001754411 Rubiolo Juan Ignacio 4300 WILSON BLVD. ARLINGTON VA 22203 1 EVP and Pres., Energy Infrast. 0 Common Stock 2024-02-22 4 A 0 28125 0 A 148903 D Common Stock 2024-02-22 4 D 0 65 0 D 148838 D Common Stock 2024-02-22 4 F 0 535 16.00 D 148303 D Common Stock 2024-02-22 4 A 0 10015 0 A 158318 D Common Stock 2024-02-22 4 F 0 3635 16.00 D 154683 D Common Stock 2024-02-24 4 F 0 1230 16.00 D 153453 D Common Stock 2024-02-24 4 F 0 2973 16.00 D 150480 D Common Stock 2024-02-24 4 F 0 1176 16.00 D 149304 D This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock. Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021. This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023. /s/ Jennifer Gillcrist, attorney-in-fact 2024-02-26