0001127602-24-006842.txt : 20240226
0001127602-24-006842.hdr.sgml : 20240226
20240226162127
ACCESSION NUMBER: 0001127602-24-006842
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240222
FILED AS OF DATE: 20240226
DATE AS OF CHANGE: 20240226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freedman Paul L
CENTRAL INDEX KEY: 0001732841
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 24679091
MAIL ADDRESS:
STREET 1: 4300 WILSON BLVD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-22
0000874761
AES CORP
AES
0001732841
Freedman Paul L
4300 WILSON BLVD
ARLINGTON
VA
22203
1
EVP, GC and Corp. Secretary
0
Common Stock
2024-02-22
4
A
0
24375
0
A
98173
D
Common Stock
2024-02-22
4
D
0
100
0
D
98073
D
Common Stock
2024-02-22
4
F
0
1040
16.00
D
97033
D
Common Stock
2024-02-22
4
A
0
15408
0
A
112441
D
Common Stock
2024-02-22
4
F
0
7003
16.00
D
105438
D
Common Stock
2024-02-24
4
F
0
1699
16.00
D
103739
D
Common Stock
2024-02-24
4
F
0
1353
16.00
D
102386
D
Common Stock - 401(k)
2835
I
By 401(k) Plan
This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.
Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors.
Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021.
This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021.
Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.
Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.
Since the last Form 4 filing on November 8, 2023, the reporting person acquired 56 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 16, 2024.
/s/ Paul L. Freedman
2024-02-26