0001127602-24-006840.txt : 20240226 0001127602-24-006840.hdr.sgml : 20240226 20240226161956 ACCESSION NUMBER: 0001127602-24-006840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240219 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Falu Ricardo Manuel CENTRAL INDEX KEY: 0001942815 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 24679014 MAIL ADDRESS: STREET 1: 4300 WILSON BLVD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-19 0000874761 AES CORP AES 0001942815 Falu Ricardo Manuel 4300 WILSON BLVD. ARLINGTON VA 22203 1 EVP, COO, Pres. New Enrgy Tech 0 Common Stock 2024-02-19 4 F 0 798 16.77 D 58235 D Common Stock 2024-02-22 4 A 0 28125 0 A 86360 D Common Stock 2024-02-24 4 F 0 1099 16.00 D 85261 D Common Stock 2024-02-24 4 F 0 857 16.00 D 84404 D Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2021. This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023. /s/ Jennifer Gillcrist, attorney-in-fact 2024-02-26