0001127602-13-011718.txt : 20130321 0001127602-13-011718.hdr.sgml : 20130321 20130321173708 ACCESSION NUMBER: 0001127602-13-011718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130320 FILED AS OF DATE: 20130321 DATE AS OF CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSSOTTI CHARLES O CENTRAL INDEX KEY: 0001237642 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 13708561 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-03-20 0000874761 AES CORP AES 0001237642 ROSSOTTI CHARLES O 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Common Stock 2013-03-20 4 M 0 4187 3.62 A 14187 D Common Stock 2013-03-20 4 M 0 17725 6.70 A 31912 D Common Stock 40000 I By Joint Ownership Stock Option (Right to Buy) 3.62 2013-03-20 4 M 0 4187 0 D 2013-03-31 Common Stock 4187 0 D Stock Option (Right to Buy) 6.70 2013-03-20 4 M 0 17725 0 D 2013-05-13 Common Stock 17725 0 D This ten year option grant was awarded on 3/31/2003 and became exercisable in five equal annual installments. The option grant was fully exercisable on 3/31/2008. This ten year option grant was awarded on 5/13/2003 and became exercisable in two equal annual installments. The option grant was fully exercisable on 5/13/2005. Charles O. Rossotti 2013-03-21