0000950103-23-017418.txt : 20231212 0000950103-23-017418.hdr.sgml : 20231212 20231212160651 ACCESSION NUMBER: 0000950103-23-017418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 231481305 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER NAME: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AES Grid Stability, LLC CENTRAL INDEX KEY: 0001891368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 231481304 BUSINESS ADDRESS: STREET 1: C/O THE AES CORPORATION STREET 2: 4300 WILSON BOULEVARD, SUITE 1100 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 1-703-682-6336 MAIL ADDRESS: STREET 1: C/O THE AES CORPORATION STREET 2: 4300 WILSON BOULEVARD, SUITE 1100 CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluence Energy, Inc. CENTRAL INDEX KEY: 0001868941 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 871304612 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: (833) 358-3623 MAIL ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 dp203912_4-aes.xml FORM 4 X0508 4 2023-12-08 0 0001868941 Fluence Energy, Inc. FLNC 0000874761 AES CORP 4300 WILSON BOULEVARD, SUITE 1100 ARLINGTON VA 22203 0 0 1 0 0001891368 AES Grid Stability, LLC 4300 WILSON BOULEVARD, SUITE 1100 ARLINGTON VA 22203 0 0 1 0 0 Class A Common Stock 2023-12-08 4 C 0 7087500 A 7087500 I See footnote Class A Common Stock 2023-12-08 4 S 0 7087500 22.05 D 0 I See footnote LLC Units of Fluence Energy, LLC 2023-12-08 4 C 0 7087500 0.00 D Class A Common Stock 7087500 51499195 I See Footnote On December 8, 2023, AES Grid Stability, LLC ("AES Grid Stability"), a wholly owned, indirect subsidiary of The AES Corporation, exercised its redemption right with respect to 7,087,500 LLC Units of Fluence Energy, LLC ("OpCo Units") together with the corresponding cancellation of 7,087,500 shares of Class B-1 Common Stock of Fluence Energy, Inc. AES Grid Stability exercised such redemption right as a result of AES Grid Stability's and The AES Corporation's determination to sell 7,087,500 shares Class A Common Stock in an underwritten offering. The OpCo Units and an equal number of shares of Class B-1 Common Stock, together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date. The OpCo Units are held by AES Grid Stability, LLC, which is a wholly owned subsidiary of The AES Corporation. /s/ The AES Corporation, By: Paul Freedman, Executive Vice President, General Counsel, and Corporate Secretary 2023-12-12 /s/ AES Grid Stability, LLC, By: Pablo Fekete, Secretary 2023-12-12