0000950103-23-017418.txt : 20231212
0000950103-23-017418.hdr.sgml : 20231212
20231212160651
ACCESSION NUMBER: 0000950103-23-017418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40978
FILM NUMBER: 231481305
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER NAME:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AES Grid Stability, LLC
CENTRAL INDEX KEY: 0001891368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40978
FILM NUMBER: 231481304
BUSINESS ADDRESS:
STREET 1: C/O THE AES CORPORATION
STREET 2: 4300 WILSON BOULEVARD, SUITE 1100
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 1-703-682-6336
MAIL ADDRESS:
STREET 1: C/O THE AES CORPORATION
STREET 2: 4300 WILSON BOULEVARD, SUITE 1100
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fluence Energy, Inc.
CENTRAL INDEX KEY: 0001868941
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 871304612
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4601 FAIRFAX DRIVE
STREET 2: SUITE 600
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: (833) 358-3623
MAIL ADDRESS:
STREET 1: 4601 FAIRFAX DRIVE
STREET 2: SUITE 600
CITY: ARLINGTON
STATE: VA
ZIP: 22203
4
1
dp203912_4-aes.xml
FORM 4
X0508
4
2023-12-08
0
0001868941
Fluence Energy, Inc.
FLNC
0000874761
AES CORP
4300 WILSON BOULEVARD, SUITE 1100
ARLINGTON
VA
22203
0
0
1
0
0001891368
AES Grid Stability, LLC
4300 WILSON BOULEVARD, SUITE 1100
ARLINGTON
VA
22203
0
0
1
0
0
Class A Common Stock
2023-12-08
4
C
0
7087500
A
7087500
I
See footnote
Class A Common Stock
2023-12-08
4
S
0
7087500
22.05
D
0
I
See footnote
LLC Units of Fluence Energy, LLC
2023-12-08
4
C
0
7087500
0.00
D
Class A Common Stock
7087500
51499195
I
See Footnote
On December 8, 2023, AES Grid Stability, LLC ("AES Grid Stability"), a wholly owned, indirect subsidiary of The AES Corporation, exercised its redemption right with respect to 7,087,500 LLC Units of Fluence Energy, LLC ("OpCo Units") together with the corresponding cancellation of 7,087,500 shares of Class B-1 Common Stock of Fluence Energy, Inc. AES Grid Stability exercised such redemption right as a result of AES Grid Stability's and The AES Corporation's determination to sell 7,087,500 shares Class A Common Stock in an underwritten offering.
The OpCo Units and an equal number of shares of Class B-1 Common Stock, together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.
The OpCo Units are held by AES Grid Stability, LLC, which is a wholly owned subsidiary of The AES Corporation.
/s/ The AES Corporation, By: Paul Freedman, Executive Vice President, General Counsel, and Corporate Secretary
2023-12-12
/s/ AES Grid Stability, LLC, By: Pablo Fekete, Secretary
2023-12-12