0001949846-23-000168.txt : 20230626 0001949846-23-000168.hdr.sgml : 20230626 20230626115952 ACCESSION NUMBER: 0001949846-23-000168 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 231040666 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2126587470 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Herzog David L CENTRAL INDEX KEY: 0001331793 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 144 1 primary_doc.xml 144 0001331793 XXXXXXXX LIVE 0000874501 AMBAC FINANCIAL GROUP INC 001-10777 ONE WORLD TRADE CENTER NEW YORK NY 10007 2126587470 Herzog David L Officer Common Charles Schwab Corporation

3000 Schwab Way Westlake TX 76262

105553 1428132.00 45321870 06/26/2023 NYSE Common 03/31/2016 Open Market Purchase Open Market N 12820 03/31/2016 Cash Common 03/30/2016 RSU Issuer N 92733 03/30/2016 Equity Compensation Y Acquisition of 92,733 shares were between 03/30/2016 - 04/01/2023 via RSUs and company compensation. 06/26/2023 David Herzog