0001209191-23-041296.txt : 20230705 0001209191-23-041296.hdr.sgml : 20230705 20230705182121 ACCESSION NUMBER: 0001209191-23-041296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230701 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMMTENNANT JOAN M CENTRAL INDEX KEY: 0001208239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 231071292 MAIL ADDRESS: STREET 1: 40 WANTAGE AVE CITY: BRANCHVILLE STATE: NJ ZIP: 07890 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2126587470 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-01 0 0000874501 AMBAC FINANCIAL GROUP INC AMBC 0001208239 LAMMTENNANT JOAN M AMBAC FINANCIAL GROUP, INC. ONE WORLD TRADE CENTER, 41ST FLOOR NEW YORK NY 10007 1 0 0 0 0 Restricted Stock Units 2023-07-01 4 A 0 3569 0.00 A Common Stock 3569 71695 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). RSU's granted on July 1, 2023 shall vest one year later on July 1, 2024. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Stephen M. Ksenak, attorney-in-fact 2023-07-05