8-K 1 d8k.htm CURRENT REPORT Current Report

 

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): April 17, 2003

                                    (April 21, 2003)

 

AMBAC FINANCIAL GROUP, INC.

(Exact name of Registrant as specified in its charter)

 

            Delaware

   

1-10777

   

13-3621676

(State of incorporation)

   

(Commission file number)

   

(I.R.S. employer

identification no.)

One State Street Plaza

        

10004

New York, New York

        

(Zip code)

(Address of principal executive offices)

          

 

(212) 668-0340

(Registrant’s telephone number, including area code)

 

 

 

 

 

Page 1 of 16 Pages

Index to Exhibits on Page 4

 

 

Item 7.    Financial Statements, Pro Forma Financial Information and Exhibits

.

                (c) Exhibits

   

.

                      Exhibit Number

   

Item

                                99.04

   

Press Release dated April 17, 2003

 

Item 12.    Results of Operations and Financial Condition

 

On April 17, 2003, Ambac Financial Group, Inc. (the “Registrant”) issued a press release containing unaudited interim financial information and accompanying discussion for the 2003 first quarter earnings. Exhibit 99.04 is a copy of such press release and is incorporated by reference.

 

The information furnished under Item 12 of this Current Report on Form 8-K, including Exhibit 99.04, shall be deemed to be “filed” for purposes of the Securities and Exchange Act of 1934, as amended.

 

 

 

Page 2 of 16

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

       

Ambac Financial Group, Inc.

(Registrant)

Dated:

  

April 21, 2003

      

By:

  

/s/      THOMAS J. GANDOLFO      

               

Thomas J. Gandolfo

Senior Vice President and

Chief Financial Officer

                 

 

 

Page 3 of 16

 

 

INDEX TO EXHIBITS

 

Exhibit

     

Number

   

Description of Exhibit

99.04

   

Unaudited interim financial statements and accompanying discussion for the three months ended

March 31, 2003 contained in the press release issued by the Registrant on April 17, 2003.

 

 

Page 4 of 16