0000874501-24-000065.txt : 20240304 0000874501-24-000065.hdr.sgml : 20240304 20240304173650 ACCESSION NUMBER: 0000874501-24-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240303 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRANCO DAVID CENTRAL INDEX KEY: 0001562313 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 24716504 MAIL ADDRESS: STREET 1: C/O AMBAC FINANCIAL GROUP INC STREET 2: ONE STATE STREET PLAZA CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] ORGANIZATION NAME: 02 Finance IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2126587470 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 4 1 wk-form4_1709591773.xml FORM 4 X0508 4 2024-03-03 0 0000874501 AMBAC FINANCIAL GROUP INC AMBC 0001562313 BARRANCO DAVID AMBAC FINANCIAL GROUP, INC. ONE WORLD TRADE CENTER, 41ST FLOOR NEW YORK NY 10007 0 1 0 0 Senior Managing Director 0 Common Stock 2024-03-03 4 M 0 5215 0 A 109207 D Common Stock 2024-03-03 4 F 0 1880 16.19 D 107327 D Restricted Stock Units 2024-03-03 4 M 0 5215 0 D Common Stock 5215 23155 D Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2023 Long Term Incentive Plan award. Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Each RSU represents a contingent right to receive one share of the common stock of the Company. William J. White, attoney-in-fact 2024-03-04