0000874501-23-000115.txt : 20230623 0000874501-23-000115.hdr.sgml : 20230623 20230623172113 ACCESSION NUMBER: 0000874501-23-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matus Kristi Ann CENTRAL INDEX KEY: 0001543504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 231038742 MAIL ADDRESS: STREET 1: C/O EQUITABLE HOLDINGS, INC. STREET 2: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2126587470 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 4 1 wk-form4_1687555261.xml FORM 4 X0407 4 2023-06-22 0 0000874501 AMBAC FINANCIAL GROUP INC AMBC 0001543504 Matus Kristi Ann AMBAC FINANCIAL GROUP, INC. ONE WORLD TRADE CENTER NEW YORK NY 10007 1 0 0 0 0 Restricted Stock Units 2023-06-22 4 A 0 315 A Common Stock 315 315 D Each restricted stock unit ("RSUs") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc. (the "Company"). RSUs granted on June 22, 2023 shall vest one year later on June 22, 2024. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. William J. White, attorney in fact 2023-06-23