Ambac Financial Group, Inc. |
(Exact name of Registrant as specified in its charter) |
Delaware | 1-10777 | 13-3621676 | ||
(State of incorporation) | (Commission file number) | (I.R.S. employer identification no.) |
One State Street Plaza, New York, New York 10004 |
(Address of principal executive offices) (Zip Code) |
(212) 658-7470 |
(Registrant's telephone number, including area code) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)) |
1. | The Company’s stockholders elected the five (5) director nominees named below to a term expiring at the 2016 annual meeting or until their successors are elected and qualified, with each receiving the following votes: |
Name | Number of Votes For | Votes Withheld | Broker Non-Votes | |||
Nader Tavakoli | 29,971,185 | 309,603 | 10,166,756 | |||
Jeffrey S. Stein | 29,968,558 | 312,230 | 10,166,756 | |||
Eugen M. Bullis | 29,964,459 | 316,329 | 10,166,756 | |||
Alexander D. Greene | 29,979,491 | 301,297 | 10,166,756 | |||
Victor Mandel | 27,728,430 | 2,552,358 | 10,166,756 |
2. | The Company’s stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2015 with the following vote: |
Number of Votes For | Votes Against | Abstentions | ||
40,322,466 | 113,399 | 11,679 |
3. | The Company’s stockholders approved, by nonbinding vote, the compensation of our named executive officers, as disclosed in the Company’s 2014 Proxy Statement, with the following vote: |
Number of Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
29,808,339 | 291,554 | 180,895 | 10,166,756 |
Ambac Financial Group, Inc. | ||||||
(Registrant) | ||||||
Dated: | May 14, 2015 | By: | /s/ William J. White | |||
Assistant General Counsel and Corporate Secretary |