X0303 4 2009-09-30 0 0000874482 UNION NATIONAL FINANCIAL CORP / PA unnf 0001406825 Staman Stephen D 860 WESTMINSTER DRIVE LANCASTER PA 17601 0 1 0 0 Vice President Series A Convertible Preferred Stock 2009-09-30 4 P 0 25 1000 A 2009-09-23 Common Stock 11275 D The Series A Convertible Preferred Stock is convertible into UNFC common stock at step-up prices of: Sept 15, 2009 - Sept 14, 2010 at $4.00 per share Sept 15, 2010 - Sept 14, 2011 at $6.25 per share Sept 15, 2011 - Sept 14, 2012 at $7.50 per share Sept 15, 2012 - Sept 14, 2013 at $8.75 per share On or after Sept 15, 2013 of $10.00 per share The Series A Convertible Preferred Stock has no expiration date. Based on the step-up conversion prices in footnote (1) above: Sept 15, 2009 - Sept 14, 2010 - 6,250 Sept 15, 2010 - Sept 14, 2011 - 4,000 Sept 15, 2011 - Sept 14, 2012 - 3,333 Sept 15, 2012 - Sept 14, 2013 - 2,857 On or after Sept 15, 2013 - 2,500 Charles R Starr, AIF 2009-09-30