-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VSGwulCzOZ0azICiJmbs42eAlEKkbdnj653cWe43ohjYdNsnIFvdjecugJIlwa/C le7qdcBPW9Fn5MqE0VA3fw== 0001205459-05-000001.txt : 20050103 0001205459-05-000001.hdr.sgml : 20041231 20050103125958 ACCESSION NUMBER: 0001205459-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20050103 DATE AS OF CHANGE: 20050103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARPER JOSEPH P SR CENTRAL INDEX KEY: 0001205459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31993 FILM NUMBER: 05501366 MAIL ADDRESS: STREET 1: 20810 FERNBUSH LANE CITY: HOUSTON STATE: TX ZIP: 77073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING CONSTRUCTION CO INC CENTRAL INDEX KEY: 0000874238 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 251655321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2751 CENTERVILLE RD. STREET 2: SUITE 3131 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3024789170 MAIL ADDRESS: STREET 1: 3365 SPRUCE LANE CITY: GRAPEVINE STATE: TX ZIP: 76051 FORMER COMPANY: FORMER CONFORMED NAME: OAKHURST CO INC DATE OF NAME CHANGE: 19950831 FORMER COMPANY: FORMER CONFORMED NAME: OAKHURST CAPITAL INC DATE OF NAME CHANGE: 19931130 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2001-12-31 0 0000874238 STERLING CONSTRUCTION CO INC STV 0001205459 HARPER JOSEPH P SR 20810 FERNBUSH LANE HOUSTON TX 77073 1 1 0 0 President & COO Common Stock 2004-07-19 4 A 0 345437 4 A 662468 D Common Stock 2004-12-31 4 C 0 14400 2.5 A 676868 D 12% Convertible Note 2.5 2001-12-31 4 A 0 100000 0 A 2001-12-31 2004-12-31 Common Stock 40000 0 D 12% Convertible Note 2.5 2004-12-30 5 G 0 E 11000 0 D 2001-12-31 2004-12-31 Common Stock 4400 35600 D 12% Convertible Note 2.5 2004-12-30 5 G 0 E 11000 0 D 2001-12-31 2004-12-31 Common Stock 4400 31200 D 12% Convertible Note 2.5 2004-12-30 5 G 0 E 11000 0 D 2001-12-31 2004-12-31 Common Stock 4400 26800 D 12% Convertible Note 2.5 2004-12-30 5 G 0 E 11000 0 D 2001-12-31 2004-12-31 Common Stock 4400 4400 I By Son 12% Convertible Note 2.5 2004-12-30 5 G 0 E 5000 0 D 2001-12-31 2004-12-31 Common Stock 2000 20400 D 12% Convertible Note 2.5 2004-12-30 5 G 0 E 5000 0 D 2001-12-31 2004-12-31 Common Stock 2000 18400 D 12% Convertible Note 2.5 2004-12-30 5 G 0 E 5000 0 D 2001-12-31 2004-12-31 Common Stock 2000 16400 D 12% Convertible Note 2.5 2004-12-30 5 G 0 E 5000 0 D 2001-12-31 2004-12-31 Common Stock 2000 14400 D 12% Convertible Note 2.5 2004-12-31 4 C 0 36000 0 D 2001-12-31 2004-12-31 Common Stock 14400 0 D Stock Option (right to buy) 3.1 2004-08-12 4 A 0 13500 0 A 2009-08-12 Common Stock 13500 13500 D The Reporting Person acquired these shares pursuant to the exercise of a floating price put option. The Reporting Person assigned these shares to a family member who does not share the Reporting Person's household and is financially independent. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares are held by the Reporting Person's son who does not share the Reporting Person's same household but is economically dependent on the Reporting Person. 3,500 shares vest in three equal installments on August 12, 2005, 2006 and 2007; 10,000 shares vest on July 18, 2007. Joseph P. Harper, Sr. 2004-12-23 -----END PRIVACY-ENHANCED MESSAGE-----