-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EyRUTuQv6/sbcYnauPfxxEIzfSqIyGmXomIO4lkHvh8V6pnQ740/0LfMnwBVMOl9 cn3sVNcUbdF8WAPHrydu+g== 0001222723-03-000001.txt : 20030313 0001222723-03-000001.hdr.sgml : 20030313 20030313155407 ACCESSION NUMBER: 0001222723-03-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030311 FILED AS OF DATE: 20030313 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TAYLOR ANN STORES CORP CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 03602519 BUSINESS ADDRESS: STREET 1: 142 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125413300 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MEYER DWIGHT CENTRAL INDEX KEY: 0001222723 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 414 CHAPEL ST CITY: NEW HAVEN STATE: CT ZIP: 08511 BUSINESS PHONE: 203 865 0811 3 1 edgar.htm 3 Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

 

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0104
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Filed By
Romeo and Dye's
Section 16 Filer
www.section16.net



1. Name and Address of Reporting Person*

Meyer Dwight

2. Date of Event
Requiring Statement
Month/Day/Year
3/11/2003

4. Issuer Name and Ticker or Trading Symbol
AnnTaylor Stores Corporation (ANN)

(Last)      (First)     (Middle)

c/o AnnTaylor Stores Corporation
142 West 57th Street

3. I.R.S. Identification
Number of Reporting
Person, if an entity
(voluntary)

 

5. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
    Director                          10% Owner
X Officer                            Other
(give title below)              (specify below)

Executive Vice President, Global Sourcing         

6. If Amendment,
Date of Original
(Month/Day/Year)
 

(Street)

New York,, New York 10019

7. Individual or Joint/Group Filing
(Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Beneficially Owned

1. Title of Security
(Instr. 4)

2. Amount of
Securities
Beneficially
Owned
(Instr. 4)

3. Ownership Form:
Direct (D)
or Indirect (I)
(Instr. 5)

4. Nature of Indirect
Beneficial Ownership
(Instr. 5)

Common Stock

9,119

D

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 3 (continued)

Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 4)

2. Date Exercisable
and Expiration Date
(Month/Day/ Year)

3. Title and Amount of Securities
Underlying Derivative Security
(Instr. 4)

4. Conversion or
Exercise Price of
Derivative Security

5. Ownership Form
of Derivative
Security:
Direct (D)
or Indirect (I)
(Instr. 5)

6. Nature of Indirect Beneficial Ownership
(Instr. 5)

Date
Exercisable

Expiration
Date

Title          

Amount or
Number of
Shares

Employee Stock Option (right to buy)

 (1)

3/8/09

Common Stock

37,500

$29.50

D

 

Employee Stock Option (right to buy)

 (2)

3/10/10

Common Stock

13,500

$15.96

D

 

Employee Stock Option (right to buy)

 (3)

3/14/11

Common Stock

16,875

$18.01

D

 

Employee Stock Option (right to buy)

 (4)

1/29/12

Common Stock

30,000

$25.30

D

 

Explanation of Responses:

(1) Fully exercisable.
(2) 6,750 options became exercisable on 3/10/2003, and 6,750 options will become exercisable on 3/10/2004.
(3) 5,625 options will become exercisable on each of 3/14/2003, 3/14/2004 and 3/14/2005.
(4) 7,500 options became exercisable on 1/29/2003, and 7,500 options will become exercisable on each of 1/29/2004, 1/29/2005 and 1/29/2006.

  By: /s/ Dwight Meyer
             Dwight Meyer
**Signature of Reporting Person
3/11/03
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

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