-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVR9BBUnCtfKcH2CjyTrVbIkQlKLNGLjbTXh9EivGGeeO3z6I1+2VmTI2Sg4J99W Y6l6J/0eq/ABTUpNUJn4wA== 0001074759-04-000005.txt : 20040322 0001074759-04-000005.hdr.sgml : 20040322 20040322125155 ACCESSION NUMBER: 0001074759-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040318 FILED AS OF DATE: 20040322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JAMES M CENTRAL INDEX KEY: 0001074759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 04681730 BUSINESS ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TAYLOR ANN STORES CORP CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 142 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125413300 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-18 0000874214 TAYLOR ANN STORES CORP ANN 0001074759 SMITH JAMES M C/O ANNTAYLOR STORES CORPORATION 142 WEST 57TH STREET NEW YORK NY 10019 0 1 0 0 EVP/Chief Financial Officer Common Stock 2004-03-18 4 M 0 199 22.00 A 25000 D Common Stock 2004-03-18 4 S 0 199 41.84 D 24801 D Common Stock 2004-03-18 4 M 0 300 22.00 A 25101 D Common Stock 2004-03-18 4 S 0 300 41.83 D 24801 D Common Stock 2004-03-18 4 M 0 200 22.00 A 25001 D Common Stock 2004-03-18 4 S 0 200 41.82 D 24801 D Common Stock 2004-03-18 4 M 0 6800 22.00 A 31601 D Common Stock 2004-03-18 4 S 0 6800 41.75 D 24801 D Employee Stock Option (right to buy) 22.00 2004-03-18 4 M 0 2497 0 D 2005-02-24 Common Stock 2497 0 D Employee Stock Option (right to buy) 22.00 2004-03-18 4 M 0 5002 0 D 2005-02-24 Common Stock 5002 0 D Includes holdings of approximately 300 shares in the Company's Associate Discount Stock Purchase Plan. The option vested in four equal installments on February 24, 1996, 1997, 1998 and 1999. The option vested on February 24, 2004. /s/ James M. Smith 2004-03-19 -----END PRIVACY-ENHANCED MESSAGE-----