0000874214-12-000013.txt : 20120314 0000874214-12-000013.hdr.sgml : 20120314 20120314122908 ACCESSION NUMBER: 0000874214-12-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120312 FILED AS OF DATE: 20120314 DATE AS OF CHANGE: 20120314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWTHER KRILL KATHERINE CENTRAL INDEX KEY: 0001140530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 12689560 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANN INC. CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNTAYLOR STORES CORP DATE OF NAME CHANGE: 20040920 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-03-12 0000874214 ANN INC. ANN 0001140530 LAWTHER KRILL KATHERINE C/O ANN INC. 7 TIMES SQUARE NEW YORK NY 10036 1 1 0 0 President & CEO Common Stock 2012-03-12 4 M 0 82501 2.82 A 392935 D Common Stock 2012-03-12 4 S 0 82501 27.5564 D 310434 D Common Stock 2012-03-13 4 F 0 5662 27.85 D 304772 D Common Stock 2012-03-13 4 A 0 50000 A 354772 D Employee Stock Option (right ro buy) 2.82 2012-03-12 4 M 0 82501 0 D 2019-03-10 Common Stock 82501 0 D Employee Stock Option (right ro buy) 27.85 2012-03-13 4 A 0 100000 0 A 2022-03-13 Common Stock 100000 100000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.23 to $27.71, inclusive. The reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. This represents a grant of restricted stock. 1/3 of the option vested on March 10, 2010, 1/3 on March 10, 2011 and the remainder vested on March 10, 2012. Exercisable 1/3 per year on each of the first three anniversaries of the grant date. This represents a grant of stock options. /s/ Katherine L. Krill 2012-03-14