-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1H5vEWKMt+Aq4Zq6ogpitI/vYlriz+Xk9PzQF11Eza1DaX4ZUIDT6Ctnl854Q7a FJ2cEAxsnzf3e8aDekVuxg== 0000874214-10-000009.txt : 20100526 0000874214-10-000009.hdr.sgml : 20100526 20100526163533 ACCESSION NUMBER: 0000874214-10-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100524 FILED AS OF DATE: 20100526 DATE AS OF CHANGE: 20100526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWTHER KRILL KATHERINE CENTRAL INDEX KEY: 0001140530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10738 FILM NUMBER: 10859960 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNTAYLOR STORES CORP CENTRAL INDEX KEY: 0000874214 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133499319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125413300 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: TAYLOR ANN STORES CORP DATE OF NAME CHANGE: 19960221 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-05-24 0000874214 ANNTAYLOR STORES CORP ANN 0001140530 LAWTHER KRILL KATHERINE C/O ANNTAYLOR STORES CORPORATION 7 TIMES SQUARE NEW YORK NY 10036 1 1 0 0 President & CEO Common Stock 2010-05-24 4 S 0 50000 21.8317 D 471976 D Common Stock 2010-05-24 4 M 0 22500 12.0089 A 494476 D Common Stock 2010-05-24 4 S 0 22500 21.2235 D 471976 D Common Stock 2010-05-24 4 M 0 33750 13.2667 A 505726 D Common Stock 2010-05-24 4 S 0 33750 21.1095 D 471976 D Common Stock 2010-05-24 4 M 0 82499 2.82 A 554475 D Common Stock 2010-05-24 4 S 0 82499 21.6584 D 471976 D Employee Stock Option (right to buy) 12.0089 2010-05-24 4 M 0 22500 0 D 2011-03-14 Common Stock 22500 0 D Employee Stock Option (right to buy) 13.2667 2010-05-24 4 M 0 33750 0 D 2011-05-03 Common Stock 33750 0 D Employee Stock Option (right to buy) 2.82 2010-05-24 4 M 0 82499 0 D 2019-03-10 Common Stock 82499 165001 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.480 to $22.231, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.03 to $21.43, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.02 to $21.215, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.1948 to $22.2464, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. This option became exercisable in four equal installments on each of March 14, 2002, 2003, 2004 and 2005. This option became exercisable in four equal installments on each of May 3, 2002, 2003, 2004 and 2005. 1/3 of the option became exercisable on March 10, 2010, and the remainder will become exercisable in two equal installments on March 10, 2011 and March 10, 2012. /s/ Katherine L. Krill 2010-05-26 -----END PRIVACY-ENHANCED MESSAGE-----