XML 33 R21.htm IDEA: XBRL DOCUMENT v3.24.1.u1
Insider Trading Arrangements
 3 Months Ended
Mar. 31, 2024
shares
Trading Arrangements, by Individual  
Material Terms of Trading Arrangement

During the quarter ended March 31, 2024, our Section 16 officers and directors adopted or terminated contracts, instructions or written plans for the purchase or sale of our securities as noted in the table below.

*
Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
**
“Non-Rule 10b5-1 trading arrangement” as defined in item 408(c) of Regulation S-K under the Exchange Act.

 
Action
  
Date
  
Trading Arrangement
  
Total Shares to Be Sold
  
Expiration Date
Rule 10b5-1*
  
Non-Rule 10b5-1**
B. Lynne Parshall
Board Member
  
Termination
  
January 3, 2024
  
X
      
122,638
  
Upon the execution of all instructions provided in the plan
Joseph Klein, III
Board Member
  
Adoption
  
January 3, 2024
  
X
      
82,000
  
The earlier to occur of (i) December 31, 2025, and (ii) Upon the execution of all instructions provided in the plan
Joseph Baroldi
EVP, Chief Business Officer
  
Adoption
  
January 5, 2024
  
X
      
40,000
  
The earlier to occur of (i) March 31, 2025, and (ii) Upon the execution of all instructions provided in the plan
Eugene Schneider
EVP, Chief Clinical Development and Operations Officer
  
Adoption
  
January 12, 2024
  
X
      
40,633
  
The earlier to occur of (i) July 29, 2025, and (ii) Upon the execution of all instructions provided in the plan
Elizabeth Hougen
EVP, Finance & Chief Financial Officer
  
Adoption
  
January 12, 2024
  
X
      
178,200
  
The earlier to occur of (i) October 11, 2025, and (ii) Upon the execution of all instructions provided in the plan
Patrick O'Neil
Chief Legal Officer & General Counsel
  
Termination
  
February 14, 2024
  
X
      
170,830
  
Upon the execution of all instructions provided in the plan
B. Lynne Parshall
Board Member
  
Adoption
  
February 21, 2024
  
X
      
145,568
  
The earlier to occur of (i) June 30, 2025, and (ii) Upon the execution of all instructions provided in the plan
Patrick O'Neil
Chief Legal Officer & General Counsel
 
  
Adoption
  
February 21, 2024
  
X
      
252,747
  
The earlier to occur of (i) May 31, 2025, and (ii) Upon the execution of all instructions provided in the plan
B. Lynne Parshall [Member]  
Trading Arrangements, by Individual  
Name B. Lynne Parshall
Title Board Member
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date February 21, 2024
Rule 10b5-1 Arrangement Terminated true
Non-Rule 10b5-1 Arrangement Terminated false
Termination Date January 3, 2024
Joseph Klein, III [Member]  
Trading Arrangements, by Individual  
Name Joseph Klein, III
Title Board Member
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date January 3, 2024
Arrangement Duration 729 days
Aggregate Available 82,000
Joseph Baroldi [Member]  
Trading Arrangements, by Individual  
Name Joseph Baroldi
Title EVP, Chief Business Officer
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date January 5, 2024
Arrangement Duration 452 days
Aggregate Available 40,000
Eugene Schneider [Member]  
Trading Arrangements, by Individual  
Name Eugene Schneider
Title EVP, Chief Clinical Development and Operations Officer
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date January 12, 2024
Arrangement Duration 565 days
Aggregate Available 40,633
Elizabeth Hougen [Member]  
Trading Arrangements, by Individual  
Name Elizabeth Hougen
Title EVP, Finance & Chief Financial Officer
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date January 12, 2024
Arrangement Duration 639 days
Aggregate Available 178,200
Patrick O'Neil [Member]  
Trading Arrangements, by Individual  
Name Patrick O'Neil
Title Chief Legal Officer & General Counsel
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date February 21, 2024
Rule 10b5-1 Arrangement Terminated true
Non-Rule 10b5-1 Arrangement Terminated false
Termination Date February 14, 2024
Termination [Member] | B. Lynne Parshall [Member]  
Trading Arrangements, by Individual  
Arrangement Duration
Aggregate Available 122,638
Termination [Member] | Patrick O'Neil [Member]  
Trading Arrangements, by Individual  
Arrangement Duration
Aggregate Available 170,830
Adoption [Member] | B. Lynne Parshall [Member]  
Trading Arrangements, by Individual  
Arrangement Duration 496 days
Aggregate Available 145,568
Adoption [Member] | Patrick O'Neil [Member]  
Trading Arrangements, by Individual  
Arrangement Duration 466 days
Aggregate Available 252,747