0000874015-20-000150.txt : 20201125 0000874015-20-000150.hdr.sgml : 20201125 20201125190216 ACCESSION NUMBER: 0000874015-20-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201123 FILED AS OF DATE: 20201125 DATE AS OF CHANGE: 20201125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOUGEN ELIZABETH L CENTRAL INDEX KEY: 0001074773 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19125 FILM NUMBER: 201352412 MAIL ADDRESS: STREET 1: 10070 BARNES CANYON ROAD STREET 2: C/O MOLECULAR BIOSYSTEMS INC CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IONIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000874015 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330336973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2855 GAZELLE COURT CITY: CARLSBAD STATE: CA ZIP: 92010 BUSINESS PHONE: 7609319200 MAIL ADDRESS: STREET 1: 2855 GAZELLE COURT CITY: CARLSBAD STATE: CA ZIP: 92010 FORMER COMPANY: FORMER CONFORMED NAME: ISIS PHARMACEUTICALS INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-23 0000874015 IONIS PHARMACEUTICALS INC IONS 0001074773 HOUGEN ELIZABETH L C/O IONIS PHARMACEUTICALS, INC. 2855 GAZELLE CT. CARLSBAD, CA 92010 0 1 0 0 EVP, Finance & CFO Common Stock 2020-11-23 2020-11-23 4 M 0 13125 39.87 A 45620 D Common Stock 2020-11-23 2020-11-23 4 S 0 13125 50.11 D 32495 D Common Stock 2020-11-23 2020-11-23 4 M 0 5875 39.87 A 38370 D Common Stock 2020-11-23 2020-11-23 4 S 0 5875 50.11 D 32495.0 D Common Stock 2020-11-24 2020-11-24 4 M 0 4320 39.87 A 36815 D Common Stock 2020-11-24 2020-11-24 4 S 0 4320 50.83 D 32495.0 D Non-Qualified Stock Option (right to buy) 39.87 2020-11-23 2020-11-23 4 M 0 13125.0 0.0 D 2015-01-02 2021-01-01 Common Stock 0 31875.0 D Non-Qualified Stock Option (right to buy) 39.87 2020-11-23 2020-11-23 4 M 0 5875 0.0 D 2015-01-02 2021-01-01 Common Stock 0 26000 D Non-Qualified Stock Option (right to buy) 39.87 2020-11-24 2020-11-24 4 M 0 4320 0.0 D 2015-01-02 2021-01-01 Common Stock 0.0 21680 D Acquired as a result of exercising a stock option that was scheduled to expire on 1/1/21. The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on February 3, 2015. Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on February 3, 2015. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.25, inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc., any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) of this Form 4. Acquired as a result of exercising a stock option that was scheduled to expire on 1/1/21. The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on October 2, 2020. Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on October 2, 2020. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.50 to $51.00, inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc., any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) of this Form 4. /s/Patrick R. O'Neil, attorney-in-fact 2020-11-25