0000874015-16-000106.txt : 20160119 0000874015-16-000106.hdr.sgml : 20160118 20160119201201 ACCESSION NUMBER: 0000874015-16-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IONIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000874015 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330336973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2855 GAZELLE COURT CITY: CARLSBAD STATE: CA ZIP: 92010 BUSINESS PHONE: 7609319200 MAIL ADDRESS: STREET 1: 2855 GAZELLE COURT CITY: CARLSBAD STATE: CA ZIP: 92010 FORMER COMPANY: FORMER CONFORMED NAME: ISIS PHARMACEUTICALS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'NEIL PATRICK R. CENTRAL INDEX KEY: 0001564926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19125 FILM NUMBER: 161349491 MAIL ADDRESS: STREET 1: C/O ISIS PHARMACEUTICALS, INC. STREET 2: 2855 GAZELLE COURT CITY: CARLSBAD STATE: CA ZIP: 92010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-15 0000874015 IONIS PHARMACEUTICALS INC IONS 0001564926 O'NEIL PATRICK R. C/O IONIS PHARMACEUTICALS, INC. 2855 GAZELLE COURT CARLSBAD CA 92010 0 1 0 0 SVP, Legal & General Counsel Common Stock 2016-01-15 2016-01-15 4 M 0 541 0 A 6843 D Common Stock 2016-01-19 2016-01-19 4 S 0 216 41.4563 D 6627 D Common Stock 2016-01-15 2016-01-15 4 M 0 312 0 A 6939 D Common Stock 2016-01-19 2016-01-19 4 S 0 125 41.4589 D 6814 D Common Stock 2016-01-15 2016-01-15 4 M 0 654 0 A 7468 D Common Stock 2016-01-19 2016-01-19 4 S 0 261 41.4592 D 7207 D Common Stock 2016-01-15 2016-01-15 4 M 0 1875 0 A 9082 D Common Stock 2016-01-19 2016-01-19 4 S 0 747 41.4653 D 8335 D Common Stock 2016-01-15 2016-01-15 4 M 0 1311 0 A 9646 D Common Stock 2016-01-19 2016-01-19 4 S 0 522 41.4588 D 9124 D Restricted Stock Units 2016-01-15 2016-01-15 4 A 0 6373 0 A Common Stock 6373 6373 D Restricted Stock Units 2016-01-15 2016-01-15 4 M 0 541 0 D Common Stock 541 0 D Restricted Stock Units 2016-01-15 2016-01-15 4 M 0 312 0 D Common Stock 312 312 D Restricted Stock Units 2016-01-15 2016-01-15 4 M 0 654 0 D Common Stock 654 653 D Restricted Stock Units 2016-01-15 2016-01-15 4 M 0 1875 0 D Common Stock 1875 3750 D Restricted Stock Units 2016-01-15 2016-01-15 4 M 0 1311 0 D Common Stock 1311 3931 D Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2012. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2012. Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2013. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2013. Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2014. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2014. Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2015. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2015. Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value. Grant 1/15/2016 to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2017. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2020. The RSU is vested as to 0 shares on January 15, 2016. Restricted Stock Unit Award granted on January 15, 2012. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2013. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU was fully vested on January 15, 2016. Restricted Stock Unit Award granted on January 15, 2013. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2014. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2017. Restricted Stock Unit Award granted on January 15, 2014. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2015. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2018. Restricted Stock Unit Award granted on January 15, 2015. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2016. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2019. /s/Patrick O'Neil 2016-01-19