0000874015-15-000025.txt : 20150120 0000874015-15-000025.hdr.sgml : 20150119 20150120200006 ACCESSION NUMBER: 0000874015-15-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150115 FILED AS OF DATE: 20150120 DATE AS OF CHANGE: 20150120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000874015 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330336973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2855 GAZELLE COURT CITY: CARLSBAD STATE: CA ZIP: 92010 BUSINESS PHONE: 7609319200 MAIL ADDRESS: STREET 1: 2855 GAZELLE COURT CITY: CARLSBAD STATE: CA ZIP: 92010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROOKE STANLEY T CENTRAL INDEX KEY: 0000897667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19125 FILM NUMBER: 15537215 MAIL ADDRESS: STREET 1: 2855 GAZELLE COURT CITY: CARLSBAD STATE: CA ZIP: 92010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-01-15 0000874015 ISIS PHARMACEUTICALS INC ISIS 0000897667 CROOKE STANLEY T C/O ISIS PHARMACEUTICALS, INC. 2855 GAZELLE COURT CARLSBAD CA 92010 1 1 0 0 Chairman and CEO Common Stock 2015-01-15 2015-01-15 4 M 0 2977 0 A 9918 D Common Stock 2015-01-16 2015-01-16 4 S 0 1574 67.964 D 8344 D Common Stock 2015-01-15 2015-01-15 4 M 0 5548 0 A 13892 D Common Stock 2015-01-16 2015-01-16 4 S 0 2933 67.964 D 10959 D Common Stock 2015-01-15 2015-01-15 4 M 0 7813 0 A 18772 D Common Stock 2015-01-16 2015-01-16 4 S 0 4130 67.9645 D 14642 D Common Stock 2015-01-15 2015-01-15 4 M 0 316 0 A 943 I By wife Common Stock 2015-01-16 2015-01-16 4 S 0 121 67.964 D 822 I By wife Common Stock 2015-01-15 2015-01-15 4 M 0 417 0 A 1239 I By wife Common Stock 2015-01-16 2015-01-16 4 S 0 160 67.964 D 1079 I By wife Common Stock 2015-01-15 2015-01-15 4 M 0 354 0 A 1433 I By wife Common Stock 2015-01-16 2015-01-16 4 S 0 136 67.964 D 1297 I By wife Common Stock 725391 I By trust Restricted Stock Units 2015-01-15 2015-01-15 4 A 0 27500 0 A Common Stock 27500 27500 D Restricted Stock Units 2015-01-15 2015-01-15 4 A 0 1450 0 A Common Stock 1450 1450 I By wife Restricted Stock Units 2015-01-15 2015-01-15 4 M 0 2977 0 D Common Stock 2977 2977 D Restricted Stock Units 2015-01-15 2015-01-15 4 M 0 5548 0 D Common Stock 5548 11094 D Restricted Stock Units 2015-01-15 2015-01-15 4 M 0 7813 0 D Common Stock 7813 23437 D Restricted Stock Units 2015-01-15 2015-01-15 4 M 0 316 0 D Common Stock 316 316 I By wife Restricted Stock Units 2015-01-15 2015-01-15 4 M 0 417 0 D Common Stock 417 832 I By wife Restricted Stock Units 2015-01-15 2015-01-15 4 M 0 354 0 D Common Stock 354 1062 I By wife Acquired pursuant to vesting and release of shares pursuant to a RSU award granted on January 15, 2012. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2012. Acquired pursuant to vesting and release of shares pursuant to a RSU award granted on January 30, 2013. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 30, 2013. Acquired pursuant to vesting and release of shares pursuant to a RSU award granted on January 15, 2014. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2014. Acquired pursuant to vesting and release of shares pursuant to a RSU award granted on January 15, 2013. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2013. Each Restricted Stock Unit represents a contingent right to receive one share of Isis common stock, or its equivalent cash value. Grant 1/15/2015 to reporting person of Restricted Stock Units under the Isis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2016. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2019. The RSU is vested as to 0 shares on January 15, 2015. Grant 1/15/2015 to reporting person's wife of Restricted Stock Units under the Isis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2016. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2019. The RSU is vested as to 0 shares on January 15, 2015. Restricted Stock Unit Award granted on January 15, 2012. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2013. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2016. Restricted Stock Unit Award granted on January 30, 2013. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2014. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2017. Restricted Stock Unit Award granted on January 15, 2014. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2015. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2018. Restricted Stock Unit Award granted on January 15, 2013. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2014. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2017. /s/B. Lynne Parshall, attorney-in-fact 2015-01-20