0000891836-18-000012.txt : 20180123 0000891836-18-000012.hdr.sgml : 20180123 20180123165423 ACCESSION NUMBER: 0000891836-18-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180119 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERBEY WILLIAM C CENTRAL INDEX KEY: 0001048105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13219 FILM NUMBER: 18542951 MAIL ADDRESS: STREET 1: PO BOX 25437 CITY: CHRISTIANSTED STATE: VI ZIP: 00824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCWEN FINANCIAL CORP CENTRAL INDEX KEY: 0000873860 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 650039856 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 BUSINESS PHONE: 561-682-8000 MAIL ADDRESS: STREET 1: 1661 WORTHINGTON ROAD STREET 2: SUITE 100 CITY: WEST PALM BEACH STATE: FL ZIP: 33409 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL Corp DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: OCWEN FINANCIAL CORP DATE OF NAME CHANGE: 19960516 4 1 form4.xml X0306 4 2018-01-19 0000873860 OCWEN FINANCIAL CORP OCN 0001048105 ERBEY WILLIAM C PO BOX 25437 CHRISTIANSTED, ST. CROIX VI 00824 VIRGIN ISLANDS, U.S. true Common Stock 69805 D Common Stock 2018-01-19 4 X 0 2000000 3 D 5849704 I By Munus, L.P. Common Stock 2018-01-19 4 X 0 4000000 3 D 4976052 I By Tribue Limited Partnership Common Stock 2018-01-19 4 X 0 3955200 2.5 D 1020852 I By Tribue Limited Partnership Call Options (obligation to sell) 3 2018-01-19 4 X 0 20000 0 D 2017-05-15 2018-01-19 Common Stock 2000000 0 I By Munus, L.P. Call Options (obligation to sell) 3 2018-01-19 4 X 0 40000 0 D 2016-06-06 2018-01-19 Common Stock 4000000 0 I By Tribue Limited Partnership Call Options (obligation to sell) 2.5 2018-01-19 4 X 0 39552 0 D 2016-07-20 2018-01-19 Common Stock 3955200 0 I By Tribue Limited Partnership Call Options (obligation to sell) 5 2018-01-19 5 E 0 10000 0 D 2016-04-13 2018-01-19 Common Stock 1000000 0 I By Tribue Limited Partnership On January 19, 2018, call options previously written by Munus, L.P. were exercised. On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised. On January 19, 2018, call options previously written by Tribue Limited Partnership expired out of the money. /s/ William C. Erbey 2018-01-23