-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MxRfoyyXYFoWAyEQFWnDUUF078MOwChRW6yO+2bNDHyR+uqq4O9AyzYF5EJQiF4f 5yxyI1GbXrQlNF1/bQMUUQ== 0000873630-10-000011.txt : 20100901 0000873630-10-000011.hdr.sgml : 20100901 20100901073851 ACCESSION NUMBER: 0000873630-10-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20100901 DATE AS OF CHANGE: 20100901 EFFECTIVENESS DATE: 20100901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC HOLDINGS PLC CENTRAL INDEX KEY: 0000873630 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03140 FILM NUMBER: 101051309 BUSINESS ADDRESS: STREET 1: 8 CANADA SQUARE CITY: LONDON STATE: A1 ZIP: 00000 BUSINESS PHONE: 2126483200 MAIL ADDRESS: STREET 1: 8 CANADA SQUARE CITY: LONDON STATE: A1 ZIP: 00000 13F-HR/A 1 hsbc_13fq109.txt 13F Q1_2009 A 13F-HR FORM 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 31 March 2009 CHECK HERE IF AMENDMENT (x); AMENDMENT NUMBER: 1 THIS AMENDMENT (CHECK ONLY ONE.): (x) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: HSBC HOLDINGS PLC ADDRESS: 8 CANADA SQUARE, LONDON E14 5HQ THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS MATERIALLY TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: H. V. Taylor TITLE: Head of Regulatory Reporting PHONE: + 44 (0)20 7992 1234 SIGNATURE, PLACE, AND DATE OF SIGNING: /s/ H.V.Taylor LONDON UK 25 Aug 2010 REPORT TYPE (CHECK ONLY ONE): ( X ) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: 1. HSBC BANK USA N.A. 2. HSBC INVESTMENTS (HONG KONG) LTD 3. HSBC BANK PLC 4. HSBC HONG KONG TRUSTEE OPERATIONS 5. HSBC INVESTMENTS (UK) LTD 6. HSBC BANK CANADA 7. HSBC ASSET MANAGEMENT SINGAPORE LTD 8. HSBC ASSET MANAGEMENT (TAIWAN) LTD 9. BANK OF BERMUDA I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 1 FORM 13F INFORMATION TABLE ENTRY TOTAL: 1 FORM 13F INFORMATION TABLE VALUE TOTAL: $3,393 LIST OF OTHER INCLUDED MANAGERS: 3. HSBC BANK PLC HSBC HOLDINGS PLC REGULATION 13F REPORTING REPORT DATE: 31-MARCH-2009
SHARES OR FAIR MARKET PRINCIPLE NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(x1000) AMOUNT SPDR TR UNIT SER 1 78462F103 3,393 42,670
HSBC HOLDINGS PLC REGULATION 13F REPORTING REPORT DATE: 31-MARCH-2009
INVESTMENT DISCRETION VOTING AUTHORITY (A) (B) (C) Managers (A) (B) (C) NAME OF ISSUER Sole Shared None Item Sole Shared None SPDR TR X 3 0 0 42,670
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