EX-1.01 2 d941134dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Conflict Minerals Report

SLB - For Year Ending December 31, 2024

Company Overview

This report has been prepared by the management of Schlumberger Limited (herein referred to as “SLB,” the “Company,” “we,” “us,” or “our”) pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2024, to December 31, 2024.

SLB is a global technology company focused on driving energy innovation for a balanced planet. With a global presence in more than 100 countries and employees representing almost twice as many nationalities, SLB works each day on innovating oil and gas, delivering digital at scale, decarbonizing industries, and developing and scaling new energy systems that accelerate the energy transition.

Introduction

For the 2024 calendar year, SLB determined that tin, tungsten, tantalum, and/or gold (3TGs) were necessary to the functionality or production of some products that were manufactured or contracted to be manufactured. Therefore, SLB conducted a reasonable country of origin inquiry in good faith to determine whether any of the 3TGs in its products originated from Conflict-Affected and High-Risk Areas (CAHRAs), such as the Democratic Republic of the Congo (DRC) or an adjoining country (collectively referred to as the “Covered Countries”).

Based on the country of origin data, SLB believes some of its products could contain 3TGs that may have originated in the Covered Countries and, therefore, in accordance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (from here on referred to “Section 1502 of the Dodd-Frank Act” or “the Rule”), due diligence was performed on the source and chain of custody of the 3TGs in question to determine whether its products are “conflict free or responsibly sourced.” The Company designed its due diligence measures to conform, in all material respects, with the internationally recognized due diligence framework of the Organization for Economic Co-Operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum, and tungsten (the “OECD Guidance”).

SLB is committed to complying with the requirements of the Rule and upholding responsible sourcing practices. As such, the Company has put into place a robust due diligence program to ensure its contributions to upholding human rights and responsible practices across the supply chain.

Conflict Minerals Program & Policy

The Company has actively engaged with its customers and suppliers for several years with respect to the use of conflict minerals. SLB adopted a conflict minerals policy (the “Conflict Minerals Policy”) articulating the conflict minerals supply chain due diligence process and the Company’s commitments to reporting obligations regarding conflict minerals. The Conflict Minerals Policy is available online and can be found here: https://www.slb.com/about/who-we-are/conflict-minerals.


Description of Products

Only some of SLB’s products fall in scope of the Rule, as they contain (or may contain) one or more of the 3TGs. The following list is an example of products that contain, or may contain, 3TGs:

Permanent multiphase meters; subsea safety valves; oil, gas and core analysis laboratory equipment; perforating hardware and accessories; downhole drilling tools; solids and pressure control equipment

for drilling fluids systems; equipment for chemical packages; data acquisition equipment for drilling operations; surface and downhole completions tools; artificial lift pumps; stimulation pumping and cementing equipment; groundwater monitoring products; drilling equipment packages; blowout preventers; drilling risers, top drives; draw works; complete wellhead and Christmas tree systems for onshore and offshore applications; subsea production systems and manifolds; Umbilical and cable systems and aftermarket parts; valves; actuators; chokes and aftermarket parts; heaters; dehydration and desalting units; gas conditioning units; membrane separation systems; water processing systems; and electronic controls.

Reasonable Country of Origin Inquiry

To determine whether necessary 3TGs in products originated in Conflict-Affected and High-Risk Areas, SLB retained a third-party service provider to assist us in reviewing the supply chain and identifying risks. The Company provided a list composed of suppliers and parts associated with the in-scope products to its third-party service provider for upload to its third-party service provider’s platform.

To trace materials, and demonstrate transparency procured by the supply chain, SLB utilized the Conflict Minerals Reporting Template (CMRT) Version 6.4 or higher to conduct a survey of all in-scope suppliers. The CMRT was developed to facilitate disclosure and communication of information regarding smelters and refiners that provide material to a manufacturer’s supply chain. It includes questions about a direct supplier’s conflict minerals policy, its due diligence process, and information about its supply chain such as the names and locations of smelters/refiners as well as the origin of 3TGs used by those facilities.

During the supplier survey, the Company contacted suppliers via its third-party service provider’s platform, a software-as-a-service (SaaS) platform provided by the third-party service provider that enables its users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment and management. The third-party service provider’s platform also provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform.

Via the third-party service provider’s platform and team, the Company then requested that all identified suppliers complete a CMRT. Training and education to guide suppliers on best practices and the use of this template was included. The third-party service provider monitored and tracked all communications in the third-party service provider’s platform for future reporting and transparency. SLB directly contacted many suppliers that were unresponsive to the third-party service provider’s communications during the diligence process and requested these suppliers complete the CMRT and submit it to the third-party service provider.

The Company’s program continues to include automated data validation on all submitted CMRTs. Data validation aims to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT, which helps identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of Tier 1 suppliers. The results of this data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.

All submitted forms are accepted so that data is retained, but they are classified as valid or invalid based on a set criteria of validation errors. Suppliers are contacted by the third-party service provider regarding invalid forms and are encouraged to correct validated errors to resubmit a valid form. Suppliers are also provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through the third-party service provider’s multilingual supplier experience team.


For reporting year 2024, there were 4,187 suppliers in scope of the conflict minerals program and 2,883 provided a completed CMRT. SLB’s total response rate for this reporting year was 68.86%.

Due Diligence

Design of Due Diligence

SLB designed its due diligence measures to conform, in all material respects, with the framework in the OECD Guidance and the related supplements. The program aligns with the five steps for due diligence that are described by the OECD Guidance and the Company continues to evaluate market expectations for data collection and reporting to achieve continuous improvement opportunities.

Due diligence requires the Company’s necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot be fully owned by the Company. However, through active risk identification, and risk assessment, as well as continued outreach and process validation, risk gaps can be mitigated. This aligns with industry standards and market expectations for downstream companies’ due diligence.

Due Diligence Performed

 

  1.

Establish Strong Company Management Systems

Internal Compliance Team

SLB established a cross-functional core team consisting of representatives of the business lines, planning and supply chain, legal, compliance, sustainability, and information technology functions. The core team is responsible for implementing the conflict minerals compliance strategy and briefing their respective Division Presidents or, in certain cases, Basin Presidents, about the results of these due diligence efforts on a regular basis.

The Company also uses a third-party service provider to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that the Company will undertake with suppliers and/or respective stakeholders regarding conflict minerals.

The Company leverages the third-party service provider ‘s platform in order to work with dedicated program specialists who support SLB’s conflict minerals program. The Company communicates regularly with the third-party service provider’s team in order to receive updates on program status. Each member of the third-party service provider’s customer success team is trained in conflict minerals compliance and understands the intricacies of reporting templates such as CMRT and conflict minerals reports, as well as Section 1502 of the Dodd-Frank Act.

Control Systems

The Company expects all suppliers to have policies and procedures in place to ensure that 3TGs used in the production of the products sold to SLB are “conflict free or responsibly sourced.” This means that the products should not contain minerals (3TGs) sourced from areas that have been identified to be in the presence of widespread human rights abuses and violations of law either directly or indirectly. The Company expects direct suppliers to provide information on the origin of the 3TGs contained in components and materials supplied, including sources of 3TGs that are supplied to them from lower-tier suppliers.


Additionally, we have (a) adopted various processes related to our conflict minerals compliance efforts and determinations; (b) adopted standardized data templates for all Divisions to promote consistency across various information technology systems; (c) adopted a procedure in our engineering design and manufacturing systems that requires the recording of necessary conflict mineral contents of newly-developed parts included in our products; (d) adopted an electronic repository to retain relevant documentation concerning our conflict minerals compliance efforts and determinations; and (e) adopted written summaries, reviewed by the President of each relevant Division, summarizing how each such Division complied with the Rule and which of its products were subject to the Rule. In addition, certain employees from our planning and supply chain, legal, engineering, manufacturing, sustaining, sales, finance, and compliance functions are targeted for annual training.

Supplier Engagement

SLB has a strong relationship with Tier 1 direct suppliers. As an important part of the supply chain, SLB has leveraged processes and educational opportunities in order to ensure all suppliers have access to a free platform to upload their CMRTs, help desk support, and other multilingual resources. SLB’s suppliers are able to leverage the third-party service provider ‘s team of supplier support specialists to ensure they receive appropriate support and understand how to properly fill a CMRT. Suppliers are provided guidance in their native language by the third-party service provider, if needed.

As a downstream company, we are several tiers removed from conflict mineral smelters/refiners. We, therefore, must rely on information from industry sources to compare and assess due diligence responses, identify smelters/refiners in our supply chains and improve our ongoing due diligence efforts. We implemented a supply chain transparency system through the use of due diligence tools developed by the Responsible Minerals Initiative (“RMI”), including the RMI Conflict Minerals Reporting Template (“RMI Template”), which is designed to identify the smelters/refiners that process the conflict minerals in a company’s supply chain. We also support our suppliers’ use of validation, certification and audit programs on smelters/refiners upstream in our supply chain, such as:

 

   

the Responsible Minerals Assurance Process (“RMAP”) developed by RMI,

 

   

the ITRI Tin Supply Chain Initiative,

 

   

the Tungsten Industry – Conflict Mineral Council Framework,

 

   

the London Bullion Market Association (“LBMA”), and

 

   

the Responsible Jewellery Council (“RJC”).

The Company engages with suppliers directly to request a valid (free of validated errors) CMRT for the products that they supply to the Company. Feedback from this engagement process has allowed the Company to oversee improvements in supplier responses and supplier compliance for this initiative.

Additionally, SLB’s Conflict Minerals Policy is included in supplier contracts, requiring new suppliers to read and accept the policy as a requirement of doing business with SLB. The Company continues to place a strong emphasis on supplier education and training. To accomplish this, the third-party service provider’s online resources are leveraged, and all in-scope suppliers have been provided with access to their library of conflict minerals training and support resources. Also, the third-party service provider’s automated feedback process that notifies suppliers of risks associated with their CMRT submission serves to educate suppliers of certain conflict minerals’ risks.

The Company believes that the combination of the SLB Code of Conduct, Conflict Minerals Policy, and direct engagement with suppliers for conflict minerals training and support constitute a strong supplier engagement program.


Grievance Mechanisms

The Company established multiple longstanding grievance mechanisms as described in our Code of Conduct whereby employees and others can anonymously report violations of SLB’s policies, including conflict minerals. We communicate these mechanisms to our employees at various times.

Violations or grievances at the industry level can be reported to the RMI directly as well. This can be done at: http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance- process/grievance-mechanism/.

2. Identifying & Assessing Risk in the Supply Chain

Supplier Risk Evaluation

In order to identify and assess the risks in our supply chain, we first identified products for sale that we manufactured or contracted to manufacture in 2024 that contained, or that may have contained, necessary conflict minerals. We have adopted a procedure in our engineering design and manufacturing system that is reasonably designed to identify each necessary conflict mineral included in our products. In cases where we determined that a necessary conflict mineral was contained in one of our parts, we identified that specific mineral and flagged both the part and finished product containing that part in our system. If, after our initial research, we were unable to determine whether a necessary conflict mineral was included in a part, we considered that part to be in scope of the Rule, and such part was internally flagged for additional research. For each new part developed or manufactured in 2024, the engineers and metiers in charge of providing materials for such part were required to indicate any necessary conflict minerals included in the part. Where we determined that a newly developed part contained a necessary conflict mineral and that the finished product was in scope of the Rule, we included that part in our further information-gathering efforts. We then identified our Tier 1 suppliers that supplied us with the parts and products considered to be within the scope of the Rule.

Because we are several tiers removed from mining operations and smelters/refiners, we must rely on our suppliers to provide information regarding the source and presence of necessary conflict minerals in our products.

Risks associated with Tier 1 suppliers’ due diligence processes were assessed by their declaration responses on a CMRT, which the third-party service provider’s platform identifies automatically based on established criteria. These risks are addressed by the third-party service provider’s staff and members of the Company’s core team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier’s conformity status, which is referred to as “conflict minerals status.”

Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (such as when a company declares there are no 3TGs in any of its products) is submitted, SLB is unable to determine if all the specified smelters/refiners were used for 3TGs in the products supplied to the Company.

The third-party service provider’s supplier risk assessment (flagging suppliers’ risk as high, medium, low) identifies problematic suppliers in a company’s supply chain. The risk assessment is derived from the smelter validation process, which establishes risk at the smelter level via an analysis that takes into account multiple conflict minerals factors.


Smelter/Refiners Risk Evaluation

Other supply chain risks were identified by assessing the due diligence practices and audit status of smelters/refiners identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. The third-party service provider’s smelter validation program compared listed facilities into the list of smelters/refiners consolidated by the RMI to ensure that the facilities met the recognized definition of a 3TGs processing facility that was operational during the 2024 calendar year.

The third-party service provider determined if the smelter had been audited against a standard in conformance with the OECD Guidance, such as the RMAP. SLB does not have a direct relationship with smelters/refiners and does not perform direct audits of these entities within their pre-supply chain. Smelters that are conformant to RMAP audit standards are considered to have their sourcing validated as “conflict free or responsibly sourced.” In cases where the smelter/refiner’s due diligence practices have not been audited against the RMAP standard or they are considered non-conformant by RMAP, further due diligence steps are followed to notify suppliers reporting these facilities. Smelters/refiners are actively monitored to proactively identify other risks pertaining to conflict minerals.

Each facility that meets the definition of a smelter or refiner of a 3TG mineral is assessed according to red-flag indicators defined in the OECD Guidance. The third-party service provider uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:

 

   

Geographic proximity to Conflict-Affected and High-Risk Areas.

 

   

Known mineral source country of origin.

 

   

RMAP audit status.

 

   

Credible evidence of unethical or conflict sourcing.

 

   

Peer assessments conducted by credible third-party sources.

 

   

Sanctions risks

Risk mitigation activities are initiated whenever a supplier’s CMRT reports facilities of concern. Through the third-party service provider, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions. Examples include the submission of a product-specific CMRT to better identify the connection to products that they supply to SLB. Additional escalation may have been necessary to address any continued sourcing from these smelters of concern. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these smelters of concern from the supply chain.

In addition, suppliers are guided to the educational materials on mitigating the risks identified through the data collection process.

Suppliers are also evaluated on program strength, which assists in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the program is based on certain questions in the CMRT related to the suppliers’ conflict minerals practices and policies.

 

  3.

Design & Implement A Strategy to Respond to Risks

Together with the third-party service provider, SLB developed processes to assess and respond to the risks identified in the supply chain. SLB has created a risk management plan, through which the conflict minerals program is implemented, managed, and monitored. As the program progresses, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance to the conflict minerals rules and the Company’s expectations.


For any smelters/refiners known to source conflict minerals from Covered Countries, as well as smelters/refiners located in any Covered Country with unknown sources of conflict minerals, SLB has provided feedback to its suppliers through the third-party service provider, instructing suppliers to take their own independent risk analysis and mitigation actions. Additionally, in 2024, we will continually engage with our Tier 1 suppliers, who may have sourced from such smelters/refiners, to use certified smelters or pursue an alternative source of conflict minerals and participate in the RMI to support industry efforts to achieve supply chain transparency.

Feedback on supplier submissions is given directly to suppliers and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, the Company will utilize available actions to respond to non-compliant suppliers as part of its overall procurement strategy. The results of the program and risk assessment are shared with the core team and the respective Division or Basin Presidents to ensure transparency within the Company.

4. Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

SLB does not have a direct relationship with any 3TG smelters/refiners and does not perform or direct audits of these entities within the supply chain. Instead, the Company relies on third-party audits of smelters/refiners (industry recognized audit/assessment programs). As an example, RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters/refiners that agree to participate in the program.

The third-party service provider aids us in verifying the information provided by our suppliers with respect to the smelters/refiners that they source from, and to review and confirm the validity of the RMAP, RJC, and LBMA certifications of those smelters/refiners. The third-party service provider directly engages smelters/refiners that are not currently enrolled in an industry recognized audit/assessment program to encourage their participation and for those smelters/refiners already conformant to the corresponding program’s standards, the third-party service provider thanks them for their efforts on behalf of its compliance partners.

5. Report Annually on Supply Chain Due Diligence

SLB has published the Form SD for the year ended December 31, 2024. This report is available on the Company’s website at https://www.slb.com/who-we-are/guiding-principles/corporate-accountability/conflict-minerals. Information found on or accessed through this website is not considered part of this report and is not incorporated by reference herein. SLB has also publicly filed a Form SD and this report with the U.S. Securities and Exchange Commission (SEC).

The Company will continue to expand efforts both for transparency through the data collection process and risk evaluation, as well as the disclosure of efforts through the form of public reports.

Due Diligence Results

Supply Chain Outreach Results

Supply chain outreach is required to identify the upstream sources of origin of tin, tantalum, tungsten, and gold. Following the industry standard process, CMRTs are sent to and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refiner sources are identified. The following is the result of the outreach conducted by SLB for the 2024 reporting year.


Supply Chain Outreach Metrics

 

Number of in-scope suppliers    Reporting Year    Response rate

4,187

   2024    68.86%

Upstream Data Transparency

Appendix A includes all smelters/refiners that suppliers listed in completed CMRTs that met the recognized definition of a 3TGs processing facility and were operational during the 2024 calendar year. As is a common practice when requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern exactly which company’s product lines the materials may end up in. As a result, those providing the smelters/refiners have the practice to list all smelters/refiners they may purchase from within the reporting period. Therefore, the smelters/refiners (as sources) listed in Appendix A are likely to be more comprehensive than the list of smelters/refiners which actually processed the 3TGs contained in the Company’s products.

Suppliers that identified these specific smelters of concern on their CMRT were contacted in accordance with the OECD Guidance, as stipulated in the previous sections.

 

Status    Number of identified smelters/refiners

RMAP Conformant

   230

RMAP Active

   9

Not Enrolled

   98

Non-Conformant

   32

Country of Origin

Appendix B includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on reasonable identification of country-of-origin data obtained via the third-party service provider’s supply chain database (or other reasonable country of origin data, in the scenario SLB decides to use alternative data sources). As mentioned in the above section, it is understood that overreporting might occur which could result in Appendix B having more countries than those strictly relevant to the Company’s products.


Steps to Be Taken to Mitigate Risk

SLB has taken, or intends to take, the following steps to improve the due diligence conducted to further mitigate any risk that the necessary 3TGs in the Company’s products could originate from CAHRAs:

 

   

Engage with suppliers more closely and provide more information and training resources regarding responsible sourcing of 3TGs.

 

   

Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from such suppliers.

 

   

Continue to evaluate conflict minerals risk in all products procured from third parties, including products manufactured or contracted to be manufactured by recently acquired companies.


Appendix A: Smelter List

 

Metal

  

Smelter Name

  

Smelter Facility Location

  

Smelter ID

 

RMAP Audit Status

Gold    Advanced Chemical Company    United States of America    CID000015   Conformant
Gold    Aida Chemical Industries Co., Ltd.    Japan    CID000019   Conformant
Gold    Agosi AG    Germany    CID000035   Conformant
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan    CID000041   Conformant
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    Brazil    CID000058   Conformant
Gold    Argor-Heraeus S.A.    Switzerland    CID000077   Conformant
Gold    Asahi Pretec Corp.    Japan    CID000082   Conformant
Gold    Asaka Riken Co., Ltd.    Japan    CID000090   Conformant
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey    CID000103   Outreach Required
Gold    Aurubis AG    Germany    CID000113   Conformant
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines    CID000128   Conformant
Gold    Boliden Ronnskar    Sweden    CID000157   Conformant
Gold    C. Hafner GmbH + Co. KG    Germany    CID000176   Conformant
Gold    Caridad    Mexico    CID000180   Outreach Required
Gold    CCR Refinery - Glencore Canada Corporation    Canada    CID000185   Conformant
Gold    Cendres + Metaux S.A.    Switzerland    CID000189   Non-Conformant
Gold    Yunnan Copper Industry Co., Ltd.    China    CID000197   Outreach Required
Gold    Chimet S.p.A.    Italy    CID000233   Conformant
Gold    Chugai Mining    Japan    CID000264   Conformant
Gold    Daye Non-Ferrous Metals Mining Ltd.    China    CID000343   Outreach Required


Gold    DSC (Do Sung Corporation)    Korea, Republic Of    CID000359   Conformant
Gold    Dowa    Japan    CID000401   Conformant
Gold    Eco-System Recycling Co., Ltd. East Plant    Japan    CID000425   Conformant
Gold    JSC Novosibirsk Refinery    Russian Federation    CID000493   RMI Due Diligence Review - Unable to Proceed
Gold    Refinery of Seemine Gold Co., Ltd.    China    CID000522   Outreach Required
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China    CID000651   Outreach Required
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    China    CID000671   Outreach Required
Gold    LT Metal Ltd.    Korea, Republic Of    CID000689   Conformant
Gold    Heimerle + Meule GmbH    Germany    CID000694   Conformant
Gold    Heraeus Metals Hong Kong Ltd.    China    CID000707   Conformant
Gold    Heraeus Germany GmbH Co. KG    Germany    CID000711   Conformant
Gold    Hunan Chenzhou Mining Co., Ltd.    China    CID000767   Outreach Required
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    China    CID000773   Outreach Required
Gold    HwaSeong CJ CO., LTD.    Korea, Republic Of    CID000778   Communication Suspended - Not Interested
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China    CID000801   Conformant
Gold    Ishifuku Metal Industry Co., Ltd.    Japan    CID000807   Conformant
Gold    Istanbul Gold Refinery    Turkey    CID000814   Conformant
Gold    Japan Mint    Japan    CID000823   Conformant


Gold    Jiangxi Copper Co., Ltd.    China    CID000855   Conformant
Gold    Asahi Refining USA Inc.    United States of America    CID000920   Conformant
Gold    Asahi Refining Canada Ltd.    Canada    CID000924   Conformant
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation    CID000927   RMI Due Diligence Review - Unable to Proceed
Gold    JSC Uralelectromed    Russian Federation    CID000929   RMI Due Diligence Review - Unable to Proceed
Gold    JX Nippon Mining & Metals Co., Ltd.    Japan    CID000937   Conformant
Gold    Kazakhmys Smelting LLC    Kazakhstan    CID000956   Outreach Required
Gold    Kazzinc    Kazakhstan    CID000957   Conformant
Gold    Kennecott Utah Copper LLC    United States of America    CID000969   Conformant
Gold    Kojima Chemicals Co., Ltd.    Japan    CID000981   Conformant
Gold    Kyrgyzaltyn JSC    Kyrgyzstan    CID001029   Non-Conformant
Gold    L’azurde Company for Jewelry    Saudi Arabia    CID001032   RMI Due Diligence Review - Unable to Proceed
Gold    Lingbao Gold Co., Ltd.    China    CID001056   Outreach Required
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China    CID001058   Outreach Required
Gold    LS MnM Inc.    Korea, Republic Of    CID001078   Conformant
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China    CID001093   Outreach Required
Gold    Materion    United States of America    CID001113   Conformant
Gold    Matsuda Sangyo Co., Ltd.    Japan    CID001119   Conformant


Gold    Metalor Technologies (Suzhou) Ltd.    China    CID001147   Conformant
Gold    Metalor Technologies (Hong Kong) Ltd.    China    CID001149   Conformant
Gold    Metalor Technologies (Singapore) Pte., Ltd.    Singapore    CID001152   Conformant
Gold    Metalor Technologies S.A.    Switzerland    CID001153   Conformant
Gold    Metalor USA Refining Corporation    United States of America    CID001157   Conformant
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    Mexico    CID001161   Conformant
Gold    Mitsubishi Materials Corporation    Japan    CID001188   Conformant
Gold    Mitsui Mining and Smelting Co., Ltd.    Japan    CID001193   Conformant
Gold    Moscow Special Alloys Processing Plant    Russian Federation    CID001204   RMI Due Diligence Review - Unable to Proceed
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    Turkey    CID001220   Conformant
Gold    Navoi Mining and Metallurgical Combinat    Uzbekistan    CID001236   Conformant
Gold    Nihon Material Co., Ltd.    Japan    CID001259   Conformant
Gold    Ohura Precious Metal Industry Co., Ltd.    Japan    CID001325   Conformant
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Russian Federation    CID001326   RMI Due Diligence Review - Unable to Proceed
Gold    MKS PAMP SA    Switzerland    CID001352   Conformant
Gold    Penglai Penggang Gold Industry Co., Ltd.    China    CID001362   Outreach Required
Gold    Prioksky Plant of Non-Ferrous Metals    Russian Federation    CID001386   RMI Due Diligence Review - Unable to Proceed


Gold    PT Aneka Tambang (Persero) Tbk    Indonesia    CID001397   Conformant
Gold    PX Precinox S.A.    Switzerland    CID001498   Conformant
Gold    Rand Refinery (Pty) Ltd.    South Africa    CID001512   Conformant
Gold    Royal Canadian Mint    Canada    CID001534   Conformant
Gold    Sabin Metal Corp.    United States of America    CID001546   Communication Suspended - Not Interested
Gold    Samduck Precious Metals    Korea, Republic Of    CID001555   Non-Conformant
Gold    Samwon Metals Corp.    Korea, Republic Of    CID001562   Communication Suspended - Not Interested
Gold    SEMPSA Joyeria Plateria S.A.    Spain    CID001585   Conformant
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China    CID001619   Outreach Required
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    CID001622   Conformant
Gold    Sichuan Tianze Precious Metals Co., Ltd.    China    CID001736   Conformant
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation    CID001756   RMI Due Diligence Review - Unable to Proceed
Gold    Solar Applied Materials Technology Corp.    Taiwan, Province of China    CID001761   Conformant
Gold    Sumitomo Metal Mining Co., Ltd.    Japan    CID001798   Conformant
Gold    Super Dragon Technology Co., Ltd.    Taiwan, Province of China    CID001810   Outreach Required
Gold    Tanaka Kikinzoku Kogyo K.K.    Japan    CID001875   Conformant
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    China    CID001909   Outreach Required


Gold    Shandong Gold Smelting Co., Ltd.    China    CID001916   Conformant
Gold    Tokuriki Honten Co., Ltd.    Japan    CID001938   Conformant
Gold    Tongling Nonferrous Metals Group Co., Ltd.    China    CID001947   Outreach Required
Gold    Torecom    Korea, Republic Of    CID001955   Non-Conformant
Gold    Umicore S.A. Business Unit Precious Metals Refining    Belgium    CID001980   Conformant
Gold    United Precious Metal Refining, Inc.    United States of America    CID001993   Conformant
Gold    Valcambi S.A.    Switzerland    CID002003   Conformant
Gold    Western Australian Mint (T/a The Perth Mint)    Australia    CID002030   Conformant
Gold    Yamakin Co., Ltd.    Japan    CID002100   Conformant
Gold    Yokohama Metal Co., Ltd.    Japan    CID002129   Conformant
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China    CID002224   Conformant
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    China    CID002243   Conformant
Gold    Morris and Watson    New Zealand    CID002282   Outreach Required
Gold    SAFINA A.S.    Czechia    CID002290   Conformant
Gold    Guangdong Jinding Gold Limited    China    CID002312   Outreach Required
Gold    Umicore Precious Metals Thailand    Thailand    CID002314   Non-Conformant
Gold    MMTC-PAMP India Pvt., Ltd.    India    CID002509   Conformant
Gold    KGHM Polska Miedz Spolka Akcyjna    Poland    CID002511   Conformant
Gold    Fidelity Printers and Refiners Ltd.    Zimbabwe    CID002515   RMI Due Diligence Review - Unable to Proceed


Gold    Singway Technology Co., Ltd.    Taiwan, Province of China    CID002516   Non-Conformant
Gold    Shandong Humon Smelting Co., Ltd.    China    CID002525   Outreach Required
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd.    China    CID002527   Outreach Required
Gold    Al Etihad Gold Refinery DMCC    United Arab Emirates    CID002560   Non-Conformant
Gold    Emirates Gold DMCC    United Arab Emirates    CID002561   Non-Conformant
Gold    International Precious Metal Refiners    United Arab Emirates    CID002562   Outreach Required
Gold    Kaloti Precious Metals    United Arab Emirates    CID002563   RMI Due Diligence Review - Unable to Proceed
Gold    Sudan Gold Refinery    Sudan    CID002567   Outreach Required
Gold    T.C.A S.p. A    Italy    CID002580   Conformant
Gold    REMONDIS PMR B.V.    Netherlands    CID002582   Conformant
Gold    Fujairah Gold FZC    United Arab Emirates    CID002584   Outreach Required
Gold    Industrial Refining Company    Belgium    CID002587   Non-Conformant
Gold    Shirpur Gold Refinery Ltd.    India    CID002588   Outreach Required
Gold    Korea Zinc Co., Ltd.    Korea, Republic Of    CID002605   Conformant
Gold    Marsam Metals    Brazil    CID002606   Non-Conformant
Gold    TOO Tau-Ken-Altyn    Kazakhstan    CID002615   Conformant
Gold    Abington Reldan Metals, LLC    United States of America    CID002708   Conformant
Gold    Shenzhen CuiLu Gold Co., Ltd.    China    CID002750   Outreach Required
Gold    Albino Mountinho Lda.    Portugal    CID002760   Outreach Required
Gold    SAAMP    France    CID002761   Non-Conformant
Gold    L’Orfebre S.A.    Andorra    CID002762   Non-Conformant


Gold    8853 S.p.A.    Italy    CID002763   Non-Conformant
Gold    Italpreziosi    Italy    CID002765   Conformant
Gold    WIELAND Edelmetalle GmbH    Germany    CID002778   Conformant
Gold    Ogussa Osterreichische Gold-und Silber-Scheideanstalt GmbH    Austria    CID002779   Active
Gold    AU Traders and Refiners    South Africa    CID002850   Non-Conformant
Gold    GGC Gujrat Gold Centre Pvt. Ltd.    India    CID002852   Non-Conformant
Gold    Sai Refinery    India    CID002853   Outreach Required
Gold    Modeltech Sdn Bhd    Malaysia    CID002857   Non-Conformant
Gold    Bangalore Refinery    India    CID002863   Active
Gold    Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation    CID002865   RMI Due Diligence Review - Unable to Proceed
Gold    Degussa Sonne / Mond Goldhandel GmbH    Germany    CID002867   Outreach Required
Gold    Pease & Curren    United States of America    CID002872   Communication Suspended - Not Interested
Gold    JALAN & Company    India    CID002893   Outreach Required
Gold    SungEel HiMetal Co., Ltd.    Korea, Republic Of    CID002918   Conformant
Gold    Planta Recuperadora de Metales SpA    Chile    CID002919   Conformant
Gold    ABC Refinery Pty Ltd.    Australia    CID002920   Outreach Required
Gold    Safimet S.p. A    Italy    CID002973   Non-Conformant
Gold    State Research Institute Center for Physical Sciences and Technology    Lithuania    CID003153   Outreach Required
Gold    African Gold Refinery    Uganda    CID003185   RMI Due Diligence Review - Unable to Proceed


Gold    Gold Coast Refinery    Ghana    CID003186   Outreach Required
Gold    NH Recytech Company    Korea, Republic Of    CID003189   Conformant
Gold    QG Refining, LLC    United States of America    CID003324   Outreach Required
Gold    Dijllah Gold Refinery FZC    United Arab Emirates    CID003348   Outreach Required
Gold    CGR Metalloys Pvt Ltd.    India    CID003382   Outreach Required
Gold    Sovereign Metals    India    CID003383   Outreach Required
Gold    Eco-System Recycling Co., Ltd. North Plant    Japan    CID003424   Conformant
Gold    Eco-System Recycling Co., Ltd. West Plant    Japan    CID003425   Conformant
Gold    Augmont Enterprises Private Limited    India    CID003461   Non-Conformant
Gold    Kundan Care Products Ltd.    India    CID003463   Outreach Required
Gold    Emerald Jewel Industry India Limited (Unit 1)    India    CID003487   Outreach Required
Gold    Emerald Jewel Industry India Limited (Unit 2)    India    CID003488   Outreach Required
Gold    Emerald Jewel Industry India Limited (Unit 3)    India    CID003489   Outreach Required
Gold    Emerald Jewel Industry India Limited (Unit 4)    India    CID003490   Outreach Required
Gold    K.A. Rasmussen    Norway    CID003497   Outreach Required
Gold    Alexy Metals    United States of America    CID003500   Non-Conformant
Gold    MD Overseas    India    CID003548   Outreach Required
Gold    Metallix Refining Inc.    United States of America    CID003557   Outreach Required


Gold    Metal Concentrators SA (Pty) Ltd.    South Africa    CID003575   Conformant
Gold    WEEEREFINING    France    CID003615   Conformant
Gold    Gold by Gold Colombia    Colombia    CID003641   Conformant
Gold    Dongwu Gold Group    China    CID003663   Outreach Required
Gold    Sam Precious Metals    United Arab Emirates    CID003666   In Communication
Gold    Coimpa Industrial LTDA    Brazil    CID004010   Conformant
Gold    GG Refinery Ltd.    Tanzania, United Republic Of    CID004506   Conformant
Gold    NOBLE METAL SERVICES    United States of America    CID003690   Outreach Required
Gold    SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.    China    CID004435   Outreach Required
Gold    Attero Recycling Pvt Ltd    India    CID004697   Outreach Required
Gold    Impala Platinum - Platinum Metals Refinery (PMR)    South Africa    CID004714   Conformant
Gold    Elite Industech Co., Ltd.    Taiwan, Province of China    CID004755   Conformant
Gold    TITAN COMPANY LIMITED, JEWELLERY DIVISION    India    CID004491   Active
Gold    Minera Titán del Perú SRL (MTP) - Belen Plant    Peru    CID005014   Active
Gold    Gasabo Gold Refinery Ltd    Rwanda    CID005006   Outreach Required
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    China    CID000291   Conformant
Tantalum    F&X Electro-Materials Ltd.    China    CID000460   Conformant


Tantalum    XIMEI RESOURCES (GUANGDONG) LIMITED    China    CID000616   Conformant
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    China    CID000914   Conformant
Tantalum    Jiujiang Tanbre Co., Ltd.    China    CID000917   Conformant
Tantalum    AMG Brasil    Brazil    CID001076   Conformant
Tantalum    Metallurgical Products India Pvt., Ltd.    India    CID001163   Conformant
Tantalum    Mineracao Taboca S.A.    Brazil    CID001175   Conformant
Tantalum    Mitsui Mining and Smelting Co., Ltd.    Japan    CID001192   Conformant
Tantalum    NPM Silmet AS    Estonia    CID001200   Conformant
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    China    CID001277   Conformant
Tantalum    QuantumClean    United States of America    CID001508   Conformant
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    China    CID001522   Conformant
Tantalum    Solikamsk Magnesium Works OAO    Russian Federation    CID001769   RMI Due Diligence Review - Unable to Proceed
Tantalum    Taki Chemical Co., Ltd.    Japan    CID001869   Conformant
Tantalum    Telex Metals    United States of America    CID001891   Conformant
Tantalum    Ulba Metallurgical Plant JSC    Kazakhstan    CID001969   Conformant
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    China    CID002492   Conformant
Tantalum    D Block Metals, LLC    United States of America    CID002504   Conformant
Tantalum    FIR Metals & Resource Ltd.    China    CID002505   Conformant


Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China    CID002506   Conformant
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    China    CID002508   Conformant
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China    CID002512   Conformant
Tantalum    KEMET de Mexico    Mexico    CID002539   Conformant
Tantalum    TANIOBIS Co., Ltd.    Thailand    CID002544   Conformant
Tantalum    TANIOBIS GmbH    Germany    CID002545   Conformant
Tantalum    Materion Newton Inc.    United States of America    CID002548   Conformant
Tantalum    TANIOBIS Japan Co., Ltd.    Japan    CID002549   Conformant
Tantalum    TANIOBIS Smelting GmbH & Co. KG    Germany    CID002550   Conformant
Tantalum    Global Advanced Metals Boyertown    United States of America    CID002557   Conformant
Tantalum    Global Advanced Metals Aizu    Japan    CID002558   Conformant
Tantalum    Resind Industria e Comercio Ltda.    Brazil    CID002707   Conformant
Tantalum    Jiangxi Tuohong New Raw Material    China    CID002842   Conformant
Tantalum    RFH Yancheng Jinye New Material Technology Co., Ltd.    China    CID003583   Conformant
Tantalum    5D Production OU    Estonia    CID003926   Outreach Required
Tantalum    PowerX Ltd.    Rwanda    CID004054   Conformant
Tantalum    Jiangxi Sanshi Nonferrous Metals Co., Ltd    China    CID004813   In Communication
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China    CID000228   Conformant
Tin    Alpha    United States of America    CID000292   Conformant
Tin    PT Aries Kencana Sejahtera    Indonesia    CID000309   Conformant


Tin    PT Premium Tin Indonesia    Indonesia    CID000313   Conformant
Tin    Dowa    Japan    CID000402   Conformant
Tin    EM Vinto    Bolivia (Plurinational State Of)    CID000438   Conformant
Tin    Estanho de Rondonia S.A.    Brazil    CID000448   Conformant
Tin    Fenix Metals    Poland    CID000468   Conformant
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    CID000538   Conformant
Tin    Gejiu Zili Mining and Metallurgy Co., Ltd.    China    CID000555   Non-Conformant
Tin    Gejiu Kai Meng Industry and Trade LLC    China    CID000942   Non-Conformant
Tin    China Tin Group Co., Ltd.    China    CID001070   Conformant
Tin    Malaysia Smelting Corporation (MSC)    Malaysia    CID001105   Conformant
Tin    Metallic Resources, Inc.    United States of America    CID001142   Conformant
Tin    Mineracao Taboca S.A.    Brazil    CID001173   Conformant
Tin    Minsur    Peru    CID001182   Conformant
Tin    Mitsubishi Materials Corporation    Japan    CID001191   Conformant
Tin    Jiangxi New Nanshan Technology Ltd.    China    CID001231   Conformant
Tin    Novosibirsk Tin Combine    Russian Federation    CID001305   RMI Due Diligence Review - Unable to Proceed
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    Thailand    CID001314   Conformant
Tin    Operaciones Metalurgicas S.A.    Bolivia (Plurinational State of Bolivia)    CID001337   Conformant
Tin    PT Artha Cipta Langgeng    Indonesia    CID001399   Conformant
Tin    PT Babel Inti Perkasa    Indonesia    CID001402   Conformant


Tin    PT Babel Surya Alam Lestari    Indonesia    CID001406   Conformant
Tin    PT Bangka Tin Industry    Indonesia    CID001419   Conformant
Tin    PT Belitung Industri Sejahtera    Indonesia    CID001421   Conformant
Tin    PT Bukit Timah    Indonesia    CID001428   Conformant
Tin    PT Mitra Stania Prima    Indonesia    CID001453   Conformant
Tin    PT Panca Mega Persada    Indonesia    CID001457   Outreach Required
Tin    PT Prima Timah Utama    Indonesia    CID001458   Conformant
Tin    PT Stanindo Inti Perkasa       CID001468   Conformant
Tin    PT Timah Tbk Kundur    Indonesia    CID001477   Conformant
Tin    PT Timah Tbk Mentok    Indonesia    CID001482   Conformant
Tin    PT Timah Nusantara    Indonesia    CID001486   Conformant
Tin    PT Tinindo Inter Nusa       CID001490   Conformant
Tin    PT Tommy Utama    Indonesia    CID001493   Conformant
Tin    Rui Da Hung    Taiwan, Province of China    CID001539   Conformant
Tin    Thaisarco    Thailand    CID001898   Conformant
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China    CID001908   Non-Conformant
Tin    VQB Mineral and Trading Group JSC    Viet Nam    CID002015   Outreach Required
Tin    White Solder Metalurgia e Mineracao Ltda.    Brazil    CID002036   Conformant
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    CID002158   Conformant
Tin    Tin Smelting Branch of Yunnan Tin Co., Ltd.    China    CID002180   Conformant
Tin    Magnu’s Minerais Metais e Ligas Ltda.    Brazil    CID002468   Conformant
Tin    PT Tirus Putra Mandiri    Indonesia    CID002478   Outreach Required


Tin    Melt Metais e Ligas S.A.    Brazil    CID002500   Active
Tin    PT ATD Makmur Mandiri Jaya    Indonesia    CID002503   Conformant
Tin    O.M. Manufacturing Philippines, Inc.    Philippines    CID002517   Conformant
Tin    CV Ayi Jaya    Indonesia    CID002570   Conformant
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Viet Nam    CID002572   Non-Conformant
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    Viet Nam    CID002573   Outreach Required
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    Viet Nam    CID002574   Outreach Required
Tin    PT Rajehan Ariq    Indonesia    CID002593   Conformant
Tin    PT Cipta Persada Mulia    Indonesia    CID002696   Conformant
Tin    An Vinh Joint Stock Mineral Processing Company    Viet Nam    CID002703   Outreach Required
Tin    Resind Industria e Comercio Ltda.    Brazil    CID002706   Conformant
Tin    Super Ligas    Brazil    CID002756   Conformant
Tin    Aurubis Beerse    Belgium    CID002773   Conformant
Tin    Aurubis Berango    Spain    CID002774   Conformant
Tin    PT Bangka Prima Tin    Indonesia    CID002776   Conformant
Tin    PT Sukses Inti Makmur    Indonesia    CID002816   Conformant
Tin    PT Menara Cipta Mulia    Indonesia    CID002835   Conformant
Tin    HuiChang Hill Tin Industry Co., Ltd.    China    CID002844   Conformant
Tin    Modeltech Sdn Bhd    Malaysia    CID002858   Non-Conformant
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    China    CID003116   Conformant
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    China    CID003190   Conformant


Tin    PT Bangka Serumpun    Indonesia    CID003205   Conformant
Tin    Pongpipat Company Limited    Myanmar    CID003208   Outreach Required
Tin    Tin Technology & Refining    United States of America    CID003325   Conformant
Tin    Dongguan CiEXPO Environmental Engineering Co., Ltd.    China    CID003356   Non-Conformant
Tin    Ma’anshan Weitai Tin Co., Ltd.    China    CID003379   Non-Conformant
Tin    PT Rajawali Rimba Perkasa    Indonesia    CID003381   Conformant
Tin    Luna Smelter, Ltd.    Rwanda    CID003387   Conformant
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    China    CID003397   Conformant
Tin    Precious Minerals and Smelting Limited    India    CID003409   Non-Conformant
Tin    Gejiu City Fuxiang Industry and Trade Co., Ltd.    China    CID003410   Outreach Required
Tin    PT Mitra Sukses Globalindo    Indonesia    CID003449   Conformant
Tin    CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    Brazil    CID003486   Conformant
Tin    CRM Synergies    Spain    CID003524   Conformant
Tin    Fabrica Auricchio Industria e Comercio Ltda.    Brazil    CID003582   Non-Conformant
Tin    DS Myanmar    Myanmar    CID003831   Conformant
Tin    PT Putera Sarana Shakti (PT PSS)    Indonesia    CID003868   Conformant
Tin    Mining Minerals Resources SARL    Congo, Democratic Republic of Congo    CID004065   Conformant
Tin    Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.    Japan    CID004403   Conformant


Tin    Malaysia Smelting Corporation Berhad (Port Klang)    Malaysia    CID004434   Conformant
Tin    RIKAYAA GREENTECH PRIVATE LIMITED    India    CID004692   Outreach Required
Tin    Woodcross Smelting Company Limited    Uganda    CID004724   Conformant
Tin    Global Advanced Metals Greenbushes Pty Ltd.    Australia    CID004754   Conformant
Tin    Longnan Chuangyue Environmental Protection Technology Development Co., Ltd    China    CID004796   Outreach Required
Tin    PT Mitra Graha Raya    Indonesia    CID004685   Outreach Required
Tin    Dongguan Best Alloys Co., Ltd.    China    CID000377   Active
Tin    PT Arsed Indonesia    Indonesia    CID005067   Conformant
Tin    P Kay Metal, Inc    United States of America    CID005189   Active
Tungsten    A.L.M.T. Corp.    Japan    CID000004   Conformant
Tungsten    Kennametal Huntsville    United States of America    CID000105   Conformant
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    China    CID000218   Conformant
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    China    CID000258   Conformant
Tungsten    CNMC (Guangxi) PGMA Co., Ltd.    China    CID000281   Outreach Required
Tungsten    Global Tungsten & Powders LLC    United States of America    CID000568   Conformant
Tungsten    Hunan Chenzhou Mining Co., Ltd.    China    CID000766   Conformant
Tungsten    Hunan Jintai New Material Co., Ltd.    China    CID000769   Non-Conformant
Tungsten    Japan New Metals Co., Ltd.    Japan    CID000825   Conformant


Tungsten    Kennametal Fallon    United States of America    CID000966   Conformant
Tungsten    Wolfram Bergbau und Hutten AG    Austria    CID002044   Conformant
Tungsten    Xiamen Tungsten Co., Ltd.    China    CID002082   Conformant
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China    CID002313   Communication Suspended - Not Interested
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China    CID002315   Conformant
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    China    CID002316   Conformant
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China    CID002317   Conformant
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China    CID002318   Conformant
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    China    CID002319   Conformant
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    China    CID002320   Conformant
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    China    CID002321   Conformant
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    China    CID002494   Conformant
Tungsten    Asia Tungsten Products Vietnam Ltd.    Viet Nam    CID002502   Conformant
Tungsten    Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    China    CID002513   Conformant
Tungsten    H.C. Starck Tungsten GmbH    Germany    CID002541   Conformant
Tungsten    TANIOBIS Smelting GmbH & Co. KG    Germany    CID002542   Conformant
Tungsten    Masan High-Tech Materials    Viet Nam    CID002543   Conformant


Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China    CID002551   Conformant
Tungsten    Niagara Refining LLC    United States of America    CID002589   Conformant
Tungsten    China Molybdenum Tungsten Co., Ltd.    China    CID002641   Conformant
Tungsten    Hydrometallurg, JSC    Russian Federation    CID002649   RMI Due Diligence Review - Unable to Proceed
Tungsten    Unecha Refractory metals plant    Russian Federation    CID002724   Non-Conformant
Tungsten    Philippine Chuangxin Industrial Co., Inc.    Philippines    CID002827   Conformant
Tungsten    ACL Metais Eireli    Brazil    CID002833   Non-Conformant
Tungsten    Moliren Ltd.    Russian Federation    CID002845   RMI Due Diligence Review - Unable to Proceed
Tungsten    Lianyou Metals Co., Ltd.    Taiwan, Province of China    CID003407   Conformant
Tungsten    JSC “Kirovgrad Hard Alloys Plant”    Russian Federation    CID003408   RMI Due Diligence Review - Unable to Proceed
Tungsten    NPP Tyazhmetprom LLC    Russian Federation    CID003416   RMI Due Diligence Review - Unable to Proceed
Tungsten    Hubei Green Tungsten Co., Ltd.    China    CID003417   Conformant
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    Brazil    CID003427   Non-Conformant
Tungsten    Cronimet Brasil Ltda    Brazil    CID003468   Conformant
Tungsten    Artek LLC    Russian Federation    CID003553   RMI Due Diligence Review - Unable to Proceed
Tungsten    Fujian Xinlu Tungsten Co., Ltd.    China    CID003609   Conformant


Tungsten    OOO “Technolom” 2    Russian Federation    CID003612   RMI Due Diligence Review - Unable to Proceed
Tungsten    OOO “Technolom” 1    Russian Federation    CID003614   RMI Due Diligence Review - Unable to Proceed
Tungsten    LLC Vostok    Russian Federation    CID003643   RMI Due Diligence Review - Unable to Proceed
Tungsten    YUDU ANSHENG TUNGSTEN CO., LTD.    China    CID003662   Outreach Required
Tungsten    HANNAE FOR T Co., Ltd.    Korea, Republic Of    CID003978   Outreach Required
Tungsten    Tungsten Vietnam Joint Stock Company    Viet Nam    CID003993   Conformant
Tungsten    Nam Viet Cromit Joint Stock Company    Viet Nam    CID004034   Outreach Required
Tungsten    DONGKUK INDUSTRIES CO., LTD.    Korea, Republic Of    CID004060   Outreach Required
Tungsten    Lianyou Resources Co., Ltd.    Taiwan, Province of China    CID004397   Conformant
Tungsten    Shinwon Tungsten (Fujian Shanghang) Co., Ltd.    China    CID004430   Conformant
Tungsten    Kenee Mining Corporation Vietnam    Viet Nam    CID004619   Conformant
Tungsten    MALAMET SMELTING SDN. BHD.    Malaysia    CID004056   Outreach Required
Tungsten    Philippine Carreytech Metal Corp.    Philippines    CID004438   Active
Tungsten    Philippine Bonway Manufacturing Industrial Corporation    Philippines    CID004797   Conformant
Tungsten    LAOS SOUTHERN MINING SMELTING SOLE CO., LTD    Lao People’s Democratic Republic    CID005017   Active


Appendix B: Countries of Origin

 

Albania   Ecuador   Liberia   Serbia
Andorra   Egypt   Liechtenstein   Sierra Leone
Angola   El Salvador   Lithuania   Singapore
Argentina   Eritrea   Luxembourg   Slovakia
Armenia   Estonia   Madagascar   Solomon Islands
Australia   Ethiopia   Malaysia   South Africa
Austria   Fiji   Mali   South Sudan
Azerbaijan   Finland   Mauritania   Spain
Belarus   France   Mexico   Sudan
Belgium   Georgia   Mongolia   Suriname
Benin   Germany   Morocco   Sweden
Bermuda   Ghana   Mozambique   Switzerland
Bolivia (Plurinational State of)   Guam   Myanmar   Taiwan
Botswana   Guatemala   Namibia   Tajikistan
Brazil   Guinea   Netherlands   Tanzania
Bulgaria   Guyana   New Zealand   Thailand
Burkina Faso   Honduras   Nicaragua   Togo
Burundi   Hong Kong   Niger   Turkey
Cambodia   Hungary   Nigeria   Uganda
Canada   India   Norway   United Arab Emirates
Central African Republic   Indonesia   Oman   United Kingdom
Chile   Ireland   Panama   United States of America
China   Israel   Papua New Guinea   Uruguay
Colombia   Italy   Peru   Uzbekistan
Congo   Ivory Coast   Philippines   Vietnam
Cyprus   Japan   Poland   Zambia
Democratic Republic of Congo   Jersey   Portugal  
Djibouti   Kazakhstan   Russian Federation  
Dominica   Kenya   Rwanda  
Dominican Republic   Korea   Saudi Arabia  
  Kyrgyzstan   Senegal