0001623082-22-000005.txt : 20221214 0001623082-22-000005.hdr.sgml : 20221214 20221214164229 ACCESSION NUMBER: 0001623082-22-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221213 FILED AS OF DATE: 20221214 DATE AS OF CHANGE: 20221214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosalind Advisors, Inc. CENTRAL INDEX KEY: 0001622627 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 221462683 BUSINESS ADDRESS: STREET 1: 25 ADMIRAL ROAD CITY: TORONTO STATE: A6 ZIP: M5R 2L4 BUSINESS PHONE: 4168887606 MAIL ADDRESS: STREET 1: 15 WELLESLEY STREET WEST STREET 2: SUITE 326 CITY: TORONTO STATE: A6 ZIP: M4Y 0G7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 489-2100 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-12-13 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001622627 Rosalind Advisors, Inc. 15 WELLESLEY STREET WEST SUITE 326 TORONTO A6 M4Y 0G7 ONTARIO, CANADA 1 0 0 0 Pre-Funded Warrant 0.01 2022-12-13 4 P 0 692042 2.89 A 2022-12-13 2032-12-13 DELCATH SYSTEMS, INC. COMMON 692042 1258793 I By Rosalind Advisors, Inc., the advisor to the Rosalind Funds Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. STEVEN SALAMON 2022-12-14