0001622627-24-000017.txt : 20240320 0001622627-24-000017.hdr.sgml : 20240320 20240320190721 ACCESSION NUMBER: 0001622627-24-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240319 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosalind Advisors, Inc. CENTRAL INDEX KEY: 0001622627 ORGANIZATION NAME: STATE OF INCORPORATION: A6 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 24769014 BUSINESS ADDRESS: STREET 1: 25 ADMIRAL ROAD CITY: TORONTO STATE: A6 ZIP: M5R 2L4 BUSINESS PHONE: 4168887606 MAIL ADDRESS: STREET 1: 15 WELLESLEY STREET WEST STREET 2: SUITE 326 CITY: TORONTO STATE: A6 ZIP: M4Y 0G7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aharon Gil CENTRAL INDEX KEY: 0001811824 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 24769012 MAIL ADDRESS: STREET 1: 15 WELLESLEY STREET WEST STREET 2: SUITE 326 CITY: TORONTO STATE: A6 ZIP: M4Y 0G7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALAMON STEVEN A J CENTRAL INDEX KEY: 0001623082 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 24769013 MAIL ADDRESS: STREET 1: 25 ADMIRAL ROAD CITY: TORONTO STATE: A6 ZIP: M5R 2L4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 566 QUEENSBURY AVENUE CITY: QUEENSBURY STATE: NY ZIP: 12804 BUSINESS PHONE: (518) 743-8892 MAIL ADDRESS: STREET 1: 566 QUEENSBURY AVENUE CITY: QUEENSBURY STATE: NY ZIP: 12804 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-03-19 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001622627 Rosalind Advisors, Inc. 15 WELLESLEY STREET WEST SUITE 326 TORONTO A6 M4Y 0G7 ONTARIO, CANADA 1 0 0 0 0001623082 SALAMON STEVEN A J 15 WELLESLEY WEST, SUITE 326 TORONTO A6 M4Y 0G7 ONTARIO, CANADA 1 0 0 0 0001811824 Aharon Gil 15 WELLESLEY STREET WEST SUITE 326 TORONTO A6 M4Y 0G7 ONTARIO, CANADA 1 0 0 0 0 Pre-funded Warrants 0.01 2024-03-19 4 P 0 619946 3.71 A 2024-03-19 2034-03-19 Delcath Systems, Inc. Common Shares 619946 836133 I By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds Remain exercisable until exercised in full. Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. Steven Salamon 2024-03-20