0001622627-23-000017.txt : 20230822
0001622627-23-000017.hdr.sgml : 20230822
20230822181918
ACCESSION NUMBER: 0001622627-23-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230821
FILED AS OF DATE: 20230822
DATE AS OF CHANGE: 20230822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosalind Advisors, Inc.
CENTRAL INDEX KEY: 0001622627
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16133
FILM NUMBER: 231194756
BUSINESS ADDRESS:
STREET 1: 25 ADMIRAL ROAD
CITY: TORONTO
STATE: A6
ZIP: M5R 2L4
BUSINESS PHONE: 4168887606
MAIL ADDRESS:
STREET 1: 15 WELLESLEY STREET WEST
STREET 2: SUITE 326
CITY: TORONTO
STATE: A6
ZIP: M4Y 0G7
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aharon Gil
CENTRAL INDEX KEY: 0001811824
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16133
FILM NUMBER: 231194755
MAIL ADDRESS:
STREET 1: 15 WELLESLEY STREET WEST
STREET 2: SUITE 326
CITY: TORONTO
STATE: A6
ZIP: M4Y 0G7
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SALAMON STEVEN A J
CENTRAL INDEX KEY: 0001623082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16133
FILM NUMBER: 231194754
MAIL ADDRESS:
STREET 1: 25 ADMIRAL ROAD
CITY: TORONTO
STATE: A6
ZIP: M5R 2L4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC.
CENTRAL INDEX KEY: 0000872912
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 061245881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 489-2100
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: DELCATH SYSTEMS INC
DATE OF NAME CHANGE: 19990607
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2023-08-21
0
0000872912
DELCATH SYSTEMS, INC.
DCTH
0001622627
Rosalind Advisors, Inc.
15 WELLESLEY STREET WEST
SUITE 326
TORONTO
A6
M4Y 0G7
ONTARIO, CANADA
1
0
0
0
0001811824
Aharon Gil
15 WELLESLEY STREET WEST
SUITE 326
TORONTO
A6
M4Y 0G7
ONTARIO, CANADA
1
0
0
0
0001623082
SALAMON STEVEN A J
15 WELLESLEY STREET WEST
SUITE 326
TORONTO
A6
M4Y 0G7
ONTARIO, CANADA
1
0
0
0
0
Tranche A Warrant
1000
2023-08-21
4
X
0
3010000
1000
A
2023-06-15
2023-09-04
Series F-3 Convertible Preferred Stock
3010
0
I
By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
Each F-3 Preferred is convertible into DELCATH SYSTEMS, Inc. Common Stock at $4.50 per share
Steven Salamon
2023-08-22