0000899243-20-012454.txt : 20200508
0000899243-20-012454.hdr.sgml : 20200508
20200508191233
ACCESSION NUMBER: 0000899243-20-012454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200508
FILED AS OF DATE: 20200508
DATE AS OF CHANGE: 20200508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STOLL ROGER G PHD
CENTRAL INDEX KEY: 0001191281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16133
FILM NUMBER: 20862210
MAIL ADDRESS:
STREET 1: 3260 WHIPPLE ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC.
CENTRAL INDEX KEY: 0000872912
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 061245881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 489-2100
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: DELCATH SYSTEMS INC
DATE OF NAME CHANGE: 19990607
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-08
0
0000872912
DELCATH SYSTEMS, INC.
DCTH
0001191281
STOLL ROGER G PHD
C/O DELCATH SYSTEMS, INC.
1633 BROADWAY, SUITE 22C
NEW YORK
NY
10019
1
0
0
0
Common Stock
2020-05-08
4
C
0
9300
A
9309
D
Series E Convertible Preferred Stock
2020-05-08
4
C
0
93
0.00
D
Common Stock
9300
0
D
Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00.
Reflects a one-for-seven hundred (1:700) reverse stock split effected on December 24, 2019.
/s/ Barbra Keck, attorney-in-fact
2020-05-08