0000899243-20-012454.txt : 20200508 0000899243-20-012454.hdr.sgml : 20200508 20200508191233 ACCESSION NUMBER: 0000899243-20-012454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200508 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOLL ROGER G PHD CENTRAL INDEX KEY: 0001191281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 20862210 MAIL ADDRESS: STREET 1: 3260 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 489-2100 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-08 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001191281 STOLL ROGER G PHD C/O DELCATH SYSTEMS, INC. 1633 BROADWAY, SUITE 22C NEW YORK NY 10019 1 0 0 0 Common Stock 2020-05-08 4 C 0 9300 A 9309 D Series E Convertible Preferred Stock 2020-05-08 4 C 0 93 0.00 D Common Stock 9300 0 D Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. Reflects a one-for-seven hundred (1:700) reverse stock split effected on December 24, 2019. /s/ Barbra Keck, attorney-in-fact 2020-05-08