-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0/8PHKTmDPsHJ7wpgLGQ338Wt1Wf81SOXiuJC4xPDmaw8NEJ69P9pviVMAFGqx4 /0Jg2Xnfb1u/4qPfKaqPlQ== 0000872786-99-000002.txt : 19990816 0000872786-99-000002.hdr.sgml : 19990816 ACCESSION NUMBER: 0000872786-99-000002 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARIBAS CENTRAL INDEX KEY: 0000872786 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 132937443 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: SEC FILE NUMBER: 028-04059 FILM NUMBER: 99686461 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2128413200 MAIL ADDRESS: STREET 1: 787 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10019 13F-NT 1 SPECIAL ELECTRONIC FILING SUBMISSION - FORM 13F HOLDINGS REPORT (13F-HR) ____________________________________________________________________ REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: June 30, 1999 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONE): [ ] IS A RESTATEMENT [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL MANAGER FILING THIS REPORT: NAME: Paribas Asset Management, Inc. ADDRESS: 787 Seventh Avenue New York, New York 10019 13F FILE NUMBER: 28-2970 THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Timothy Malloch TITLE: President/CEO PHONE: (212) 841-3200 SIGNATURE, PLACE AND DATE OF SIGNING: Timothy Malloch New York, NY August 11, 1999 REPORT TYPE (CHECK ONLY ONE): [ x ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME 01 28-4902 Paribas 02 28-5228 Paribas Asset Management SA SPECIAL ELECTRONIC FILING SUBMISSION - FORM 13F NOTICE (13F-NT) ____________________________________________________________________ REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: June 30, 1999 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONE): [ ] IS A RESTATEMENT [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL MANAGER FILING THIS REPORT: NAME: Paribas Asset Management S.A. ADDRESS: 41, avenue de l'Opera 75002 Paris, France 13F FILE NUMBER: 28-5228 THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Guy de Froment TITLE: Chairman PHONE: (33-1) 42 98 68 92 SIGNATURE, PLACE AND DATE OF SIGNING: Guy de Froment Paris, France August 11, 1999 REPORT TYPE (CHECK ONLY ONE): [ ] 13F HOLDINGS REPORT [ x ] 13F NOTICE [ ] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: Paribas Asset Management, Inc. (28-2970) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME SPECIAL ELECTRONIC FILING SUBMISSION - FORM 13F NOTICE (13F-NT) ____________________________________________________________________ REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: June 30, 1999 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONE): [ ] IS A RESTATEMENT [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL MANAGER FILING THIS REPORT: NAME: Paribas ADDRESS: 3, rue d'Antin 75002 Paris, France 13F FILE NUMBER: 28-4902 THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Pierre Edouard Noyelle TITLE: General Secretary PHONE: (33-1) 42 98 05 54 SIGNATURE, PLACE AND DATE OF SIGNING: Pierre Edouard Noyelle Paris, France August 11, 1999 REPORT TYPE (CHECK ONLY ONE): [ ] 13F HOLDINGS REPORT [ x ] 13F NOTICE [ ] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: Paribas Asset Management, Inc. (28-2970) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Form 13F Reporting Manager: Paribas Asset Management Quarter Ending: 30 June 99 Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 Investment Discretion Voting Auth. Shares or Shared Title of Cusip Fair Market Principal Sole Shared Other Sole Shared None Name of Issuer Class Number Value Amount (A) (B) (C)Mngrs (A) (B) (C) America Online Common 02364J1043 1,772,420.00 16,040 16,040 16,040 America Online Common 02364J1043 32,675,955.00 295,710 295,710 295,710 American Int'l Grp Common 0268741073 1,728,318.13 14,764 14,764 14,764 American Int'l Grp Common 0268741073 15,580,265.86 133,093 133,093 133,093 Amgen Inc. Common 0311621009 1,637,537.50 26,900 26,900 26,900 Amgen Inc. Common 0311621009 33,831,890.00 555,760 555,760 555,760 Applied Materials Inc Common 0382221051 1,869,037.50 25,300 25,300 25,300 Applied Materials Inc Common 0382221051 17,168,550.00 232,400 232,400 232,400 Ass.First Capital Cor Common 0460081088 10,103.25 228 228 228 Bed Bath & Beyond Common 0758961009 1,755,600.00 45,600 45,600 45,600 Bed Bath & Beyond Common 0758961009 16,858,534.00 437,884 437,884 437,884 Bmc Software Common 0559211000 1,749,600.00 32,400 32,400 32,400 Bmc Software Common 0559211000 17,731,008.00 328,352 328,352 328,352 Bristol Myers Sq.Co. Common 1101221083 1,655,281.25 23,500 23,500 23,500 Bristol Myers Sq.Co. Common 1101221083 16,249,931.25 230,700 230,700 230,700 Capital One Financial Common 14040H1059 1,531,406.25 27,500 27,500 27,500 Capital One Financial Common 14040H1059 35,142,153.75 631,060 631,060 631,060 Cardinal Health Common 14149Y1082 1,724,962.50 26,900 26,900 26,900 Cardinal Health Common 14149Y1082 36,224,212.50 564,900 564,900 564,900 Carnival Corp"a" Common 1436581026 1,721,750.00 35,500 35,500 35,500 Carnival Corp"a" Common 1436581026 17,387,250.00 358,500 358,500 358,500 Cbs Corp Common 12490K1079 1,628,906.25 37,500 37,500 37,500 Cbs Corp Common 12490K1079 16,488,875.00 379,600 379,600 379,600 Cendant Corp Common 1513131037 1,717,223.50 83,767 83,767 83,767 Cendant Corp Common 1513131037 35,182,469.00 1,716,218 1,716,218 1,716,218 Cisco System Inc. Common 17275R1023 1,804,250.00 28,000 28,000 28,000 Cisco System Inc. Common 17275R1023 17,765,161.00 275,696 275,696 275,696 Citigroup Inc Common 1729671016 1,171,967.50 24,673 24,673 24,673 Computer Ass.Int'l Common 2049121096 1,663,750.00 30,250 30,250 30,250 Computer Ass.Int'l Common 2049121096 18,835,575.00 342,465 342,465 342,465 Cont'l Airlines"b" Common 2107953083 1,448,562.50 38,500 38,500 38,500 Cont'l Airlines"b" Common 2107953083 14,374,330.25 382,042 382,042 382,042 Dayton Hudson Corp Common 2397531060 1,696,500.00 26,100 26,100 26,100 Dayton Hudson Corp Common 2397531060 33,876,700.00 521,180 521,180 521,180 Equifax Inc. Common 2944291051 1,588,093.75 44,500 44,500 44,500 Equifax Inc. Common 2944291051 15,684,977.44 439,509 439,509 439,509 Estee Lauder"a" Common 5184391044 1,722,295.00 34,360 34,360 34,360 Estee Lauder"a" Common 5184391044 16,353,782.50 326,260 326,260 326,260 Fnma Fed.Nat.Mortg. Common 3135861090 1,579,462.50 23,100 23,100 23,100 Fnma Fed.Nat.Mortg. Common 3135861090 17,335,250.50 253,532 253,532 253,532 Ford Motor Co. Common 3453701001 1,540,743.75 27,300 27,300 27,300 Ford Motor Co. Common 3453701001 31,581,860.63 559,590 559,590 559,590 Gap Inc Common 3647601083 1,853,245.88 36,789 36,789 36,789 Gap Inc Common 3647601083 39,242,276.13 779,003 779,003 779,003 General Mills Inc Common 3703341046 1,567,312.50 19,500 19,500 19,500 General Mills Inc Common 3703341046 16,115,187.50 200,500 200,500 200,500 Global Marine Common 3793524048 1,645,637.50 106,600 106,600 106,600 Global Marine Common 3793524048 34,323,737.50 2,223,400 2,223,400 2,223,400 Guidant Corp Common 4016981056 1,558,556.25 30,300 30,300 30,300 Guidant Corp Common 4016981056 31,589,826.25 614,140 614,140 614,140 Health Mgmt Ass. I Common 4219331026 1,420,875.00 126,300 126,300 126,300 Health Mgmt Ass. I Common 4219331026 30,205,125.00 2,684,900 2,684,900 2,684,900 Healthsouth Reh.Corp Common 4219241019 1,607,275.00 107,600 107,600 107,600 Healthsouth Reh.Corp Common 4219241019 17,112,549.38 1,145,610 1,145,610 1,145,610 Home Depot Inc. Common 4370761029 1,752,700.00 27,200 27,200 27,200 Home Depot Inc. Common 4370761029 17,204,812.50 267,000 267,000 267,000 Lucent Technologies Common 5494631071 1,672,450.00 24,800 24,800 24,800 Lucent Technologies Common 5494631071 37,386,001.25 554,380 554,380 554,380 Mbna Corp Common 55262L1008 1,694,328.13 55,325 55,325 55,325 Mbna Corp Common 55262L1008 37,638,645.63 1,229,017 1,229,017 1,229,017 Medimmune Common 5846991025 1,551,475.00 22,900 22,900 22,900 Medimmune Common 5846991025 16,734,250.00 247,000 247,000 247,000 Medtronic Inc Common 5850551061 1,689,887.50 21,700 21,700 21,700 Medtronic Inc Common 5850551061 17,334,975.00 222,600 222,600 222,600 Microsoft Corp. Common 5949181045 1,731,600.00 19,200 19,200 19,200 Microsoft Corp. Common 5949181045 36,316,702.50 402,680 402,680 402,680 Morgan St.D.Witter Common 6174464486 1,711,750.00 16,700 16,700 16,700 Morgan St.D.Witter Common 6174464486 17,302,000.00 168,800 168,800 168,800 Network Ass.Inc Common 6409381067 1,611,218.75 109,700 109,700 109,700 Network Ass.Inc Common 6409381067 15,705,343.75 1,069,300 1,069,300 1,069,300 Oakley Inc Common 6736621029 485,212.50 68,100 68,100 68,100 Oakley Inc Common 6736621029 12,193,725.00 1,711,400 1,711,400 1,711,400 Paychex Inc Common 7043261079 1,836,000.00 57,600 57,600 57,600 Paychex Inc Common 7043261079 18,028,500.00 565,600 565,600 565,600 Peco Energy Common 6933041070 1,444,687.50 34,500 34,500 34,500 Peco Energy Common 6933041070 15,996,250.00 382,000 382,000 382,000 Quaker Oats Co Common 7474021059 1,579,725.00 23,800 23,800 23,800 Quaker Oats Co Common 7474021059 32,513,793.75 489,850 489,850 489,850 Safeway Inc. Common 7865142084 1,678,050.00 33,900 33,900 33,900 Safeway Inc. Common 7865142084 34,222,320.00 691,360 691,360 691,360 Schering Plough Crp Common 8066051017 1,786,100.00 33,700 33,700 33,700 Schering Plough Crp Common 8066051017 37,119,080.00 700,360 700,360 700,360 Staples Inc. Common 8550301027 1,738,687.50 56,200 56,200 56,200 Staples Inc. Common 8550301027 16,368,412.50 529,080 529,080 529,080 Sun Microsystems Inc Common 8668101046 1,763,200.00 25,600 25,600 25,600 Sun Microsystems Inc Common 8668101046 16,900,134.25 245,374 245,374 245,374 Tech Data Corp Common 8782371061 1,568,250.00 41,000 41,000 41,000 Tech Data Corp Common 8782371061 15,751,350.00 411,800 411,800 411,800 Tellabs Inc Common 8796641004 1,797,162.50 26,600 26,600 26,600 Tellabs Inc Common 8796641004 16,370,393.75 242,300 242,300 242,300 Tjx Co Inc Common 8725401090 1,748,906.25 52,500 52,500 52,500 Tjx Co Inc Common 8725401090 17,065,993.75 512,300 512,300 512,300 Tyco Int. Common 9021241065 1,591,800.00 16,800 16,800 16,800 Tyco Int. Common 9021241065 16,287,525.00 171,900 171,900 171,900 United Techn.Corp Common 9130171096 1,853,480.31 25,855 25,855 25,855 United Techn.Corp Common 9130171096 38,015,451.13 530,294 530,294 530,294 Us West Common 91273H1014 1,709,625.00 29,100 29,100 29,100 Us West Common 91273H1014 36,530,750.00 621,800 621,800 621,800 Waste Mgmt Inc. Common 94106L1098 1,510,375.00 28,100 28,100 28,100 Waste Mgmt Inc. Common 94106L1098 28,514,375.00 530,500 530,500 530,500 Watson Pharmac'ls Common 9426831031 1,763,643.75 50,300 50,300 50,300 Watson Pharmac'ls Common 9426831031 17,240,231.25 491,700 491,700 491,700 Xilinx Inc. Common 9839191015 1,591,550.00 27,800 27,800 27,800 Xilinx Inc. Common 9839191015 17,186,450.00 300,200 300,200 300,200 Total: June 30th, 1999 1,292,077,437.40 31,929,350 31,929,350 31,929,350
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