13F-HR 1 we00126018ae2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2001 ----------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: William Ehrman -------------------------------------------------- Address: c/o EGS Partners, L.L.C. -------------------------------------------------- 350 Park Avenue -------------------------------------------------- New York, NY 10022 -------------------------------------------------- Form 13F File Number: 28-2858 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Ehrman -------------------------------------------------- Title: Managing Director -------------------------------------------------- Phone: 212-755-9000 -------------------------------------------------- Signature, Place, and Date of Signing: William Ehrman New York, NY 02/04/2002 ------------------ ------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 ------------- Form 13F Information Table Entry Total: 123 ------------- Form 13F Information Table Value Total: $ 124,402 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-2948 Jonas Gerstl --1---- ----------- ----------------- 28-2868 Frederic Greenberg --2---- ----------- ------------------- 28-6826 Julia Oliver --3---- ----------- ------------------- 28-5051 EGS Management, L.L.C. --4---- ----------- ------------------- 28-5767 EGS Partners, LLC --5---- ----------- ------------------- [Repeat as necessary.] 3
Form 13F INFORMATION TABLE December 31, 2001 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET SHRS TITLE VALUE OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE -------------- -------- ----- ------- ------- -------- ---------- ----- ---------------------- ABGENIX COM 00339B107 1,471 43,735 SH OTHER 1,2,3,4 x ABIOMED, INC. COM 003654100 586 37,068 SH OTHER 1,2,3,5 x ABIOMED, INC. COM 003654100 2,514 158,932 SH OTHER 1,2,3,4 x AEP INDUSTRIES INC COM 001031103 27,152 1,133,220 SH OTHER 1,2,3,4 x AMERICAN HOME PRODU COM 026609107 96 1,560 SH OTHER 1,2,3,5 x AMERICAN HOME PRODU COM 026609107 1,254 20,440 SH OTHER 1,2,3,4 x ALKERMES INC COM 01642T108 141 5,343 SH OTHER 1,2,3,5 x ALKERMES INC COM 01642T108 1,338 50,757 SH OTHER 1,2,3,4 x AMARIN CORP PLC - A SPON ADR A 023111107 4,374 251,713 SH OTHER 1,2 x AMAZON.COM INC COM 023135106 114 10,500 SH OTHER 1,2,3,4 x ABERCROMBIE & FITCH COM 002896207 531 20,000 SH OTHER 1,2,3,4 x AOL TIME WARNER INC COM 00184A105 369 11,500 SH OTHER 1,2,3,4 x AVIGEN, INC. COM 053690103 69 6,000 SH OTHER 1,2,3,5 x AVIGEN, INC. COM 053690103 564 49,000 SH OTHER 1,2,3,4 x BEST BUY COMPANY IN COM 086516101 819 11,000 SH OTHER 1,2,3,4 x BEBE STORES INC COM 075571109 377 20,200 SH OTHER 1,2,3,4 x BJ'S WHOLESALE CLUB COM 05548J106 309 7,000 SH OTHER 1,2,3,4 x BROOKSTONE INC COM 114537103 191 16,300 SH OTHER 1,2,3,4 x BIOMARIN PHARMACEUT COM 09061G101 52 3,900 SH OTHER 1,2,3,5 x BIOMARIN PHARMACEUT COM 09061G101 485 36,100 SH OTHER 1,2,3,4 x BARR LABORATORIES I COM 068306109 1,800 22,686 SH OTHER 1,2,3,4 x BIOTRANSPLANT, INC. COM 09066Y107 327 36,922 SH OTHER 1,2,3,5 x BIOTRANSPLANT, INC. COM 09066Y107 2,202 248,778 SH OTHER 1,2,3,4 x BOYD GAMING CORP. COM 103304101 268 41,100 SH OTHER 1,2,3,4 x CANDIE'S INC COM 137409108 118 62,600 SH OTHER 1,2,3,4 x CARNIVAL CORP COM 143658102 814 29,000 SH OTHER 1,2,3,4 x CHARMING SHOPPES COM 161133103 53 10,000 SH OTHER 1,2,3,4 x CHICOS FAS INC. COM 168615102 218 5,500 SH OTHER 1,2,3,4 x COLUMBIA LABORATORI COM 197779101 148 42,947 SH OTHER 1,2,3,5 x COLUMBIA LABORATORI COM 197779101 1,008 292,132 SH OTHER 1,2,3,4 x COACH, INC. COM 189754104 476 12,200 SH OTHER 1,2,3,4 x CORVEL CORP COM 221006109 939 28,668 SH OTHER 1,2,3,5 x CORVEL CORP COM 221006109 6,597 201,420 SH OTHER 1,2,3,4 x CELL THERAPEUTICOM, COM 150934107 1,610 66,700 SH OTHER 1,2,3,4 x 4 CROWN AMERICAN REAL SH BEN INT 228186102 291 37,300 SH OTHER 1,2,3,4 x DELIA*S CORPORATION COM 24688Q101 82 13,200 SH OTHER 1,2,3,4 x EGL, INC. COM 268484102 328 23,500 SH OTHER 1,2,3,4 x HEARX, LTD COM 422360305 8 10,100 SH OTHER 1,2,3,4 x ENDOCARE, INC. COM 29264P104 1,071 59,751 SH OTHER 1,2,3,4 x ENZON INC COM 293904108 79 1,400 SH OTHER 1,2,3,5 x ENZON INC COM 293904108 484 8,600 SH OTHER 1,2,3,4 x EP MEDSYSTEMS INC COM 26881P103 109 43,698 SH OTHER 1,2,3,5 x EP MEDSYSTEMS INC COM 26881P103 539 215,682 SH OTHER 1,2,3,4 x EP MEDSYSTEMS INC COM 26881P103 2,760 1,150,000 SH OTHER 1,2 x FEDERATED DEPT STOR COM 31410H101 736 18,000 SH OTHER 1,2,3,4 x FRESH DEL MONTE PRO COM G36738105 226 15,000 SH OTHER 1,2,3,4 x FLAMEL TECHNOLOGIES COM 338488109 188 69,031 SH OTHER 1,2,3,5 x FIDELITY NATIONAL F COM 316326107 446 18,000 SH OTHER 1,2,3,4 x FOREST LABS INC COM 345838106 820 10,000 SH OTHER 1,2,3,4 x FOOTSTAR INC COM 344912100 313 10,000 SH OTHER 1,2,3,4 x GENZYME CORP. COM 372917104 84 1,400 SH OTHER 1,2,3,5 x GENZYME CORP. COM 372917104 2,430 40,600 SH OTHER 1,2,3,4 x GAP INC COM 364760108 223 16,000 SH OTHER 1,2,3,4 x HEALTH NET, INC. COM 42222G108 634 29,100 SH OTHER 1,2,3,5 x INTEGRA LIFESCIENCE COM 457985208 1,903 72,254 SH OTHER 1,2,3,4 x INTIMATE BRANDS, IN COM 461156101 149 10,000 SH OTHER 1,2,3,4 x ICN PHARMACEUTICALS COM 448924100 218 6,500 SH OTHER 1,2,3,5 x ICN PHARMACEUTICALS COM 448924100 3,250 97,000 SH OTHER 1,2,3,4 x CALL IDEC PHARMACEU OC 449370905 179 2,600 SH CALL OTHER 1,2,3,5 x CALL IDEC PHARMACEU OC 449370905 1,199 17,400 SH CALL OTHER 1,2,3,4 x INTERNATIONAL GAME COM 459902102 785 11,500 SH OTHER 1,2,3,4 x IMPAX LABORATORIES COM 45256B101 35 2,600 SH OTHER 1,2,3,5 x IMPAX LABORATORIES COM 45256B101 503 37,400 SH OTHER 1,2,3,4 x INTUITIVE SURGICAL COM 46120E107 1,043 104,000 SH OTHER 1,2,3,4 x PENNY J C INC. COM 708160106 664 24,700 SH OTHER 1,2,3,4 x JOHNSON & JOHNSON COM 478160104 1,587 26,861 SH OTHER 1,2,3,4 x JONES APPAREL GROUP COM 480074103 282 8,500 SH OTHER 1,2,3,4 x KENNETH COLE PRODUC COM 193294105 186 10,500 SH OTHER 1,2,3,4 x MEDTRONIC INC COM 585055106 1,950 38,080 SH OTHER 1,2,3,4 x MEDTRONIC, INC. RST COM 585055106 453 11,053 SH OTHER 1,2 x MEDIMMUNE, INC. COM 584699102 306 6,600 SH OTHER 1,2,3,5 x MEDIMMUNE, INC. COM 584699102 2,415 52,100 SH OTHER 1,2,3,4 x MEDAREX, INC. COM 583916101 467 26,000 SH OTHER 1,2,3,4 x MEDAREX, INC. COM 583916101 1,065 59,300 SH OTHER 1,2,3,5 x MGM MIRAGE INC COM 552953101 318 11,000 SH OTHER 1,2,3,4 x MICRO THERAPEUTICOM COM 59500W100 180 28,589 SH OTHER 1,2,3,5 x MICRO THERAPEUTICOM COM 59500W100 585 92,946 SH OTHER 1,2,3,4 x MAXXAM INC. COM 577913106 354 20,200 SH OTHER 1,2,3,4 x NAPRO BIOTHERAPEUTI COM 630795102 113 9,950 SH OTHER 1,2,3,5 x NAPRO BIOTHERAPEUTI COM 630795102 970 85,050 SH OTHER 1,2,3,4 x OSTEOTECH, INC. COM 688582105 223 40,164 SH OTHER 1,2,3,5 x OSTEOTECH, INC. COM 688582105 551 99,226 SH OTHER 1,2,3,4 x PROTEIN DESIGN LABS COM 74369L103 128 3,900 SH OTHER 1,2,3,5 x PROTEIN DESIGN LABS COM 74369L103 856 26,100 SH OTHER 1,2,3,4 x 5 PFIZER INC W/RTS COM 717081103 867 21,750 SH OTHER 1,2,3,4 x PFIZER INC W/RTS COM 717081103 960 24,100 SH OTHER 1,2,3,5 x PROGENICOM PHARMACEU COM 743187106 24 1,300 SH OTHER 1,2,3,5 x PROGENICOM PHARMACEU COM 743187106 161 8,700 SH OTHER 1,2,3,4 x PHYSIOMETRIX INC COM 718928104 829 99,000 SH OTHER 1,2 x PIER 1 IMPORTS INC/ COM 720279108 260 15,000 SH OTHER 1,2,3,4 x PENWEST PHARMACEUTI COM 709754105 1,273 63,500 SH OTHER 1,2,3,4 x PARK PLACE ENTERTAI COM 700690100 92 10,000 SH OTHER 1,2,3,4 x PHARMACEUTICAL RESO COM 717125108 676 20,000 SH OTHER 1,2,3,4 x PACIFIC SUNWEAR OF COM 694873100 459 22,500 SH OTHER 1,2,3,4 x QLT PhotoTherapeuti COM 746927102 149 5,850 SH OTHER 1,2,3,5 x QLT PhotoTherapeuti COM 746927102 1,376 54,150 SH OTHER 1,2,3,4 x NASDAQ-100 SHARES COM 631100104 428 11,000 SH OTHER 1,2,3,4 x RESTORATION HARDWAR COM 760981100 208 23,300 SH OTHER 1,2,3,4 x SHOE CARNIVAL INC COM 824889109 180 13,000 SH OTHER 1,2,3,4 x SEPRACOR INC COM 817315104 117 2,050 SH OTHER 1,2,3,5 x SEPRACOR INC COM 817315104 739 12,950 SH OTHER 1,2,3,4 x SALIX PHARMACEUTICA COM G77770108 590 29,145 SH OTHER 1,2,3,4 x S & P 500 DEPOSITAR COM 78462F103 780 7,000 SH OTHER 1,2,3,4 x SERONO SA -ADR COM 81752M101 629 28,350 SH OTHER 1,2,3,5 x SERONO SA -ADR COM 81752M101 924 41,650 SH OTHER 1,2,3,4 x TEVA PHARMACEUTICAL COM 881624209 1,002 16,262 SH OTHER 1,2,3,4 x TARGET CORPORATION COM 87612E106 369 9,000 SH OTHER 1,2,3,4 x CALL TENET HEALTHCA OC 88033G900 1,174 20,000 SH CALL OTHER 1,2,3,4 x TJX COS INC. COM 872540109 399 10,000 SH OTHER 1,2,3,4 x TRANSPORTACION MARI ADR SER LSH 893868307 807 84,068 SH OTHER 1,2,3,4 x TRANSPORTACION MARI SPON ADR A 893868208 7,025 716,875 SH OTHER 1,2,3,4 x TOMMY HILFIGER CORP COM G8915Z102 330 24,000 SH OTHER 1,2,3,4 x UNILAB CORPORATION COM 904763208 113 4,520 SH OTHER 1,2,3,5 x UNILAB CORPORATION COM 904763208 740 29,480 SH OTHER 1,2,3,4 x VIROPHARMA INCORPOR COM 928241108 1,652 72,000 SH OTHER 1,2,3,4 x WOMEN FIRST HEALTHC COM 978150100 184 18,408 SH OTHER 1,2,3,5 x WOMEN FIRST HEALTHC COM 978150100 1,381 138,192 SH OTHER 1,2,3,4 x WORLD HEART CORPORA COM 980905103 162 38,938 SH OTHER 1,2,3,5 x WORLD HEART CORPORA COM 980905103 838 201,962 SH OTHER 1,2,3,4 x WET SEAL INC -CL A COM 961840105 353 15,000 SH OTHER 1,2,3,4 x ZALE CORP COM 988858106 607 14,500 SH OTHER 1,2,3,4 x ZIMMER HOLDINGS INC COM 98956P102 425 13,900 SH OTHER 1,2,3,5 x ZIMMER HOLDINGS INC COM 98956P102 950 31,100 SH OTHER 1,2,3,4 x TOTAL 124,402
6 00126018.AE2