-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTSwM2nZbiceuGnW9wWLhi3M9173VlHtN+3Z3mGkJLngVdaXFA2SlTIvUNjK13iw Dy8jUYszuPIueu+7AuDGrw== 0001144204-05-015165.txt : 20050513 0001144204-05-015165.hdr.sgml : 20050513 20050513132956 ACCESSION NUMBER: 0001144204-05-015165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050513 DATE AS OF CHANGE: 20050513 EFFECTIVENESS DATE: 20050513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RUTMAN JAMES MORGAN CENTRAL INDEX KEY: 0000872575 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02854 FILM NUMBER: 05827942 BUSINESS ADDRESS: BUSINESS PHONE: 2126442202 MAIL ADDRESS: STREET 1: 600 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: RUTMAN J MORGAN DATE OF NAME CHANGE: 19990329 13F-HR 1 v018104_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2005 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: James Morgan Rutman -------------------------------------------------- Address: c/o Harvest Management, L.L.C. -------------------------------------------------- 600 Madison Avenue, 11th Floor -------------------------------------------------- New York, New York 10022 -------------------------------------------------- Form 13F File Number: 28-2854 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Morgan Rutman - -------------------------------------------------- Title: - -------------------------------------------------- Phone: 212-644-2202 - -------------------------------------------------- Signature, Place, and Date of Signing: /s/ James Morgan Rutman New York, New York 05/13/05 - ----------------------------------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------- Form 13F Information Table Entry Total: 214 ------------- Form 13F Information Table Value Total: $857,977 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ----------- ---------------------------- 1 28-7384 Nathaniel Bohrer --- ----------- ---------------------------- 2 28-7750 Marjorie Gochberg Kellner --- ----------- ---------------------------- 3 28-06505 Harvest Management, L.L.C. --- ----------- ---------------------------- Mr. Rutman shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Rutman, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Please note, for the 4th quarter of 2004, the holdings report was incorrectly filed under CIK # 0001140315 but has since been filed on the correct CIK# 0000872575. 25 FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS Cusip X ($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE AT&T CORP COM NEW 001957505 800 42,660 SH OTHER 1 2 3 42,660 ACREDO HEALTH INC COM 00437V104 15,350 345,650 SH OTHER 1 2 3 345,650 ACTIVISION INC NEW COM NEW 004930202 197 13,333 SH OTHER 1 2 3 13,333 ACTIVCARD CORP COM 00506J107 2,680 422,000 SH OTHER 1 2 3 422,000 ADOLOR CORP COM 00724X102 945 95,300 SH OTHER 1 2 3 95,300 ALAMOSA HLDG INC COM 011589108 11,029 945,085 SH OTHER 1 2 3 945,085 ALLEGHENY TECHNOLOGIES INC COM 01741R102 241 10,000 SH OTHER 1 2 3 10,000 ALLIANCE GAMING CORP COM NEW 01859P609 1,151 120,000 SH OTHER 1 2 3 120,000 ALLTEL CORP COM 020039103 4,498 82,000 SH OTHER 1 2 3 82,000 ALTRIA GROUP INC COM 02209S103 1,454 22,242 SH OTHER 1 2 3 22,242 AMERICAN EXPRESS CO COM 025816109 2,055 40,000 SH OTHER 1 2 3 40,000 AMERICAN TOWER CORP CL A 029912201 1,823 100,000 SH OTHER 1 2 3 100,000 AQUILA INC COM 03840P102 670 175,000 SH OTHER 1 2 3 175,000 ARGOSY GAMING CO COM 040228108 14,227 309,812 SH OTHER 1 2 3 309,812 ASCENTIAL SOFTWARE CORP COM NEW 04362P207 10,345 558,266 SH OTHER 1 2 3 558,266 ASHLAND INC COM 044204105 3,036 45,000 SH OTHER 1 2 3 45,000 ASK JEEVES INC COM 045174109 10,951 390,000 SH OTHER 1 2 3 390,000 ASSURANT INC COM 04621X108 1,685 50,000 SH OTHER 1 2 3 50,000 ATARI INC COM 04651M105 432 136,800 SH OTHER 1 2 3 136,800 BAXTER INTL INC RIGHTS 071813125 1 452,865 SH OTHER 1 2 3 452,865 BED BATH & BEYOND INC COM NEW 075896100 1,279 35,000 SH OTHER 1 2 3 35,000 BEVERLY ENTERPRISE INC COM NEW 087851309 5,571 450,000 SH OTHER 1 2 3 450,000 BLOCKBUSTER INC CL A 093679108 1,107 125,393 SH OTHER 1 2 3 125,393 BLOCKBUSTER INC CL B 093679207 1,049 125,493 SH OTHER 1 2 3 125,493 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2,525 90,000 SH OTHER 1 2 3 90,000 CHAMPS ENTMT INC DEL COM 158787101 179 20,000 SH OTHER 1 2 3 20,000 CHARTER COMMUNICATIONS INC D CL A 16117M107 1,200 750,000 SH OTHER 1 2 3 750,000 CHIRON CORP COM 170040109 877 25,000 SH OTHER 1 2 3 25,000 CITIZENS COMMUNICATIONS CO COM 17453B101 592 45,775 SH OTHER 1 2 3 45,775 COCA COLA CO COM 191216100 417 10,000 SH OTHER 1 2 3 10,000 COLLECTORS UNIVERSE INC COM NEW 19421R200 1,687 88,069 SH OTHER 1 2 3 88,069 COLUMBIA LABS INC COM 197779101 1,393 729,077 SH OTHER 1 2 3 729,077 COMPUTER ASSOC INTL INC COM 204912109 1,626 60,000 SH OTHER 1 2 3 60,000 COMSTOCK RES INC COM NEW 205768203 2,759 96,000 SH OTHER 1 2 3 96,000 CORINTHIAN COLLEGES INC COM 218868107 1,886 120,000 SH OTHER 1 2 3 120,000 CORNERSTONE RLTY INCOME TR 1 COM 21922V102 313 31,523 SH OTHER 1 2 3 31,523 CRESUD S A - CIFYA SPONSORED ADR 226406106 275 20,000 SH OTHER 1 2 3 20,000 CROMPTON CORP COM 227116100 2,669 182,800 SH OTHER 1 2 3 182,800 CTI MOLECULAR IMAGING INC COM 22943D105 1,014 50,000 SH OTHER 1 2 3 50,000 CURON MED INC COM 231292103 218 225,000 SH OTHER 1 2 3 225,000 DPL INC COM 233293109 4,250 170,000 SH OTHER 1 2 3 170,000 DOUBLECLICK INC COM 258609304 3,828 497,100 SH OTHER 1 2 3 497,100 DREYER GRAND ICE CREAM HL I COM A CALL PUT 261877104 26,354 326,283 SH OTHER 1 2 3 326,283 ELECTRO RENT CORP COM 285218103 653 48,641 SH OTHER 1 2 3 48,641 EYETECH PHARMACEUTICALS INC COM 302297106 2,338 85,000 SH OTHER 1 2 3 85,000 FAMILY DLR STORES INC COM 307000109 455 15,000 SH OTHER 1 2 3 15,000 FEDERATED DEPT STORES INC DE COM 31410H101 636 10,000 SH OTHER 1 2 3 10,000 GENCORP INC COM 368682100 758 37,900 SH OTHER 1 2 3 37,900 GENERAL BINDING CORP COM 369154109 431 20,500 SH OTHER 1 2 3 20,500 GILLETTE CO COM 375766102 10,148 201,031 SH OTHER 1 2 3 201,031 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1,092 95,000 SH OTHER 1 2 3 95,000 GRACE WR & CO DELL NEW COM 38388F108 256 30,000 SH OTHER 1 2 3 30,000 GREAT LAKES CHEM CORP COM 390568103 7,227 225,000 SH OTHER 1 2 3 225,000 GUIDANT CORP COM 401698105 32,627 441,503 SH OTHER 1 2 3 441,503 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 517 66,271 SH OTHER 1 2 3 66,271 HEWLETT PACKARD CO COM 428236103 549 25,000 SH OTHER 1 2 3 25,000 HEXCEL CORP NEW COM 428291108 1,396 90,000 SH OTHER 1 2 3 90,000 HOLLINGER INTL INC CL A 435569108 1,374 126,062 SH OTHER 1 2 3 126,062 IMAX CORP COM 45245E109 2,502 270,775 SH OTHER 1 2 3 270,775 INAMED CORP COM 453235103 1,747 25,000 SH OTHER 1 2 3 25,000 INTERNATIONAL STL GROUP INC COM 460377104 19,608 496,400 SH OTHER 1 2 3 496,400 IRON MTN INC PA COM 462846106 490 17,000 SH OTHER 1 2 3 17,000 JAMES RIVER COAL CO COM NEW 470355207 384 10,000 SH OTHER 1 2 3 10,000 KANSAS CITY SOUTHERN COM NEW 485170302 1,348 70,000 SH OTHER 1 2 3 70,000 KERR MCGEE CORP COM 492386107 2,742 35,000 SH OTHER 1 2 3 35,000 LA Z BOY INC COM 505336107 143 10,300 SH OTHER 1 2 3 10,300 LEVEL 3 COMMUNICATIONS INC COM 52729N100 124 60,000 SH OTHER 1 2 3 60,000 LIBERTY MEDIA INTL INC COM SER A 530719103 4,374 100,000 SH OTHER 1 2 3 100,000 LIGAND PHARMACEUTICALS INC CL B 53220K207 1,639 286,000 SH OTHER 1 2 3 286,000 MCI INC COM 552691107 3,824 153,575 SH OTHER 1 2 3 153,575 MI DEVELOPMENTS INC CL A SUB VT G 55304X104 6,826 215,000 SH OTHER 1 2 3 215,000 MRO SOFTWARE INC COM 55347W105 192 13,683 SH OTHER 1 2 3 13,683 MAGNUM HUNTER RES COM PAR $0.002 55972F203 7,776 482,690 SH OTHER 1 2 3 482,690 MANDALAY RESORT GROUP COM 562567107 40,749 578,081 SH OTHER 1 2 3 578,081 MASONITE INTL CORP COM 575384102 6,281 180,500 SH OTHER 1 2 3 180,500 MAY DEPT STORES CO COM 577778103 7,137 192,800 SH OTHER 1 2 3 192,800 MCDERMOTT INTL INC COM 580037109 3,029 160,000 SH OTHER 1 2 3 160,000 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 1,199 40,000 SH OTHER 1 2 3 40,000 METRO GOLDWYN MAYER INC COM 591610100 2,343 196,100 SH OTHER 1 2 3 196,100 MICROSOFT CORP COM 594918104 725 30,000 SH OTHER 1 2 3 30,000 MICROMUSE INC COM 595094103 3,545 782,500 SH OTHER 1 2 3 782,500 MOVIE GALLERY INC COM 624581104 574 20,000 SH OTHER 1 2 3 20,000 MYKROLIS CORP COM 62852P103 792 55,400 SH OTHER 1 2 3 55,400 MYRIAD GENETICS INC COM 62855J104 184 10,000 SH OTHER 1 2 3 10,000 NTL INC DEL COM 62940M04 8,933 140,300 SH OTHER 1 2 3 140,300 NUCO2 INC COM 629428103 4,811 182,930 SH OTHER 1 2 3 182,930 NAPSTER INC COM 630797108 1,302 200,000 SH OTHER 1 2 3 200,000 NEIGHBORCARE INC COM 64015Y104 13,036 445,687 SH OTHER 1 2 3 445,687 NEIMAN MARCUS GROUP INC CL A 640204202 1,922 21,000 SH OTHER 1 2 3 21,000 NEWS CORP CL A 65248E104 13,465 795,806 SH OTHER 1 2 3 795,806 NEXTEL COMMUNICATIONS INC CL A 65332V103 12,562 442,000 SH OTHER 1 2 3 442,000 NIKU CORP COM NEW 654113703 3,165 175,350 SH OTHER 1 2 3 175,350 NINETOWNS DIGI WORLD TRADE HLSPONSORED ADR 654407105 1,977 217,956 SH OTHER 1 2 3 217,956 NORANDA INC COM 655422103 3,116 155,000 SH OTHER 1 2 3 155,000 NOVELL INC COM 670006105 1,788 300,000 SH OTHER 1 2 3 300,000 NOVELIS INC COM 67000X106 2,958 135,000 SH OTHER 1 2 3 135,000 NUTRI SYS INC NEW COM 67069D108 1,557 247,200 SH OTHER 1 2 3 247,200 OCCULOGIX INC COM 67461T107 295 35,000 SH OTHER 1 2 3 35,000 OFFICEMAX IND DEL COM 67622P101 2,888 86,200 SH OTHER 1 2 3 86,200 OWENS ILL INC COM NEW 690768403 2,514 100,000 SH OTHER 1 2 3 100,000 PATINA OIL & GAS CORP COM 703224105 21,340 533,500 SH OTHER 1 2 3 533,500 PAYLESS SHOESOURCE INC COM 704379106 1,026 65,000 SH OTHER 1 2 3 65,000 PETROLEUM GEO SVCS ASA NEW SPONSORED ADR 716599105 1,491 22,200 SH OTHER 1 2 3 22,200 PINNACLE SYS INC COM 723481107 1,957 350,000 SH OTHER 1 2 3 350,000 PRICE COMMUNUNICATIONS CORP COM NEW 741437305 2,634 150,521 SH OTHER 1 2 3 150,521 PROGRESS ENERGY INC CVO 743263AA3 18 138,038 SH OTHER 1 2 3 138,038 PUBLIC SVC ENTERPRISE GROUP COM 744573106 544 10,000 SH OTHER 1 2 3 10,000 PULITZER INC COM 745769109 4,965 77,909 SH OTHER 1 2 3 77,909 QWEST COMMUNICATIONS INTL IN COM 749121109 8,231 2,224,535 SH OTHER 1 2 3 2,224,535 REDBACK NETWORKS INC COM NEW 757209507 359 60,000 SH OTHER 1 2 3 60,000 RELIANT ENERGY INC COM 75952B105 4,666 410,000 SH OTHER 1 2 3 410,000 RETAIL VENTURES INC COM 76128Y102 456 50,000 SH OTHER 1 2 3 50,000 RITA MED SYS INC DEL COM 76774E103 718 240,000 SH OTHER 1 2 3 240,000 ROSS STORES INC COM 778296103 2,043 70,100 SH OTHER 1 2 3 70,100 SBC COMMUNICATIONS INC COM 78387G103 2,618 110,500 SH OTHER 1 2 3 110,500 SCO GROUP INC COM 78403A106 320 90,680 SH OTHER 1 2 3 90,680 SEPRACOR INC COM 817315104 3,445 60,000 SH OTHER 1 2 3 60,000 SIEBEL SYS INC COM 826170102 3,241 355,000 SH OTHER 1 2 3 355,000 SIGNATURE BK NEW YORK NY COM 82669G104 575 21,700 SH OTHER 1 2 3 21,700 SONICWALL INC COM 835470105 229 45,000 SH OTHER 1 2 3 45,000 SOTHEBYS HLDGS INC CL A 835898107 1,952 115,100 SH OTHER 1 2 3 115,100 SPECTRASITE INC COM 84761M104 2,812 48,500 SH OTHER 1 2 3 48,500 SPRINT CORP COM FON 852061100 19,975 878,000 SH OTHER 1 2 3 878,000 SUN HEALTHCARE GROUP INC COM NEW 866933401 464 70,000 SH OTHER 1 2 3 70,000 SUNGARD DATA SYS INC COM 867363103 9,320 270,150 SH OTHER 1 2 3 270,150 SUPERIOR ESSEX INC COM 86815V105 1,238 70,000 SH OTHER 1 2 3 70,000 TELEWEST GLOBAL INC COM 87956T107 3,113 175,000 SH OTHER 1 2 3 175,000 TEMPLE INLAND INC COM 879868107 1,814 25,000 SH OTHER 1 2 3 25,000 THERAVANCE INC COM 88338T104 4,339 237,758 SH OTHER 1 2 3 237,758 TIME WARNER COM 887317105 3,071 175,000 SH OTHER 1 2 3 175,000 TORCH OFFSHORE INC COM 891019101 390 300,000 SH OTHER 1 2 3 300,000 TOYS R US INC COM 892335100 14,013 543,997 SH OTHER 1 2 3 543,997 TRIQUINT SEMICONDUCTOR INC COM 89674K103 423 125,000 SH OTHER 1 2 3 125,000 USA MOBILITY INC COM 90341G103 4,863 150,100 SH OTHER 1 2 3 150,100 UBIQUITEL INC COM 903474302 1,554 232,000 SH OTHER 1 2 3 232,000 UNITED DEFENSE INDS INC COM 91018B104 25,636 349,172 SH OTHER 1 2 3 349,172 UNITEDGLOBALCOM CL A 913247508 2,129 225,000 SH OTHER 1 2 3 225,000 UNOCAL CORP COM 915289102 4,133 67,000 SH OTHER 1 2 3 67,000 USF CORP COM 91729Q101 3,861 80,000 SH OTHER 1 2 3 80,000 VERITAS SOFTWARE CO COM 923436109 25,658 1,105,000 SH OTHER 1 2 3 1,105,000 VIACOM INC CL B 925524308 2,438 70,000 SH OTHER 1 2 3 70,000 VISX INC DEL COM 92844S105 1,055 45,000 SH OTHER 1 2 3 45,000 WAL MART STORES INC COM 931142103 2,506 50,000 SH OTHER 1 2 3 50,000 WATER PIK TECHNOLOGIES INC COM 94113U100 414 21,000 SH OTHER 1 2 3 21,000 WEBMD CORPORATION COM 94769M105 1,063 125,000 SH OTHER 1 2 3 125,000 WEINGARTEN RLTY INVS SH BEN INT 948741103 1,898 55,000 SH OTHER 1 2 3 55,000 WESTERN WIRELESS CORP CL A 95988E204 16,559 436,220 SH OTHER 1 2 3 436,220 WILLIAM COS INC DEL COM 969457100 1,881 100,000 SH OTHER 1 2 3 100,000 XEROX CORP COM 984121103 1,212 80,000 SH OTHER 1 2 3 80,000 ZILA INC COM PAR $0.01 989513205 907 224,420 SH OTHER 1 2 3 224,420 HILFIGER TOMMY CORP ORD G8915Z102 585 50,000 SH OTHER 1 2 3 50,000 CNH GLOBAL N V SHS NEW N20935206 799 42,500 SH OTHER 1 2 3 42,500 GENERAL MARITIME CORP SHS NEW Y2692M103 727 15,000 SH OTHER 1 2 3 15,000 AMERICAN INTL GRP INC COM 026874107 1,620 29,237 SH OTHER 1 2 3 29,237 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 652 18,933 SH OTHER 1 2 3 18,933 BANK OF AMERICA CORPORATION COM 060505104 16,665 377,884 SH OTHER 1 2 3 377,884 CMGI INC COM 125750109 155 75,511 SH OTHER 1 2 3 75,511 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,463 74,958 SH OTHER 1 2 3 74,958 CONEXANT SYSTEMS INC COM 207142100 432 287,773 SH OTHER 1 2 3 287,773 CORNING INC COM 219350105 718 64,467 SH OTHER 1 2 3 64,467 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 10,737 537,948 SH OTHER 1 2 3 537,948 DONNELLEY R R & SONS CO COM 257867101 2,660 84,133 SH OTHER 1 2 3 84,133 DOW CHEM CO COM 260543103 2,966 59,503 SH OTHER 1 2 3 59,503 EL PASO CORP COM 28336L109 3,248 306,963 SH OTHER 1 2 3 306,963 FIRST DATA CORP COM 319963104 1,348 34,296 SH OTHER 1 2 3 34,296 FISHER SCIENTIFIC INTL INC COM NEW 338032204 2,486 43,669 SH OTHER 1 2 3 43,669 HSBC HLDGS PLC SPON ADR NEW 404280406 3,279 41,302 SH OTHER 1 2 3 41,302 HARMONIC INC COM 413160102 320 33,514 SH OTHER 1 2 3 33,514 JDS UNIPHASE CORP COM 46612J101 488 292,267 SH OTHER 1 2 3 292,267 JPMORGAN CHASE & CO COM 46625H100 7,318 211,508 SH OTHER 1 2 3 211,508 KROGER CO COM 501044101 1,622 101,200 SH OTHER 1 2 3 101,200 MAXIM INTEGRATED PRODS INC COM 57772K101 312 7,643 SH OTHER 1 2 3 7,643 NEW YORK CMNTY BANCORP INC COM 649445103 182 10,049 SH OTHER 1 2 3 10,049 NORTEL NETWORKS CORP NEW COM 656568102 210 76,778 SH OTHER 1 2 3 76,778 PFIZER INC COM 717081103 4,504 171,454 SH OTHER 1 2 3 171,454 SPX CORP COM 784635104 580 13,400 SH OTHER 1 2 3 13,400 ST PAUL TRAVELERS INC COM 792860108 3,416 93,008 SH OTHER 1 2 3 93,008 SCHWAB CHARLES CORP NEW COM 808513104 515 49,047 SH OTHER 1 2 3 49,047 TELEFONICA S A SPONSORED ADR 879382208 2,232 42,956 SH OTHER 1 2 3 42,956 TERADYNE INC COM 880770102 1,948 133,398 SH OTHER 1 2 3 133,398 TEXAS INSTR INC COM 882508104 710 27,837 SH OTHER 1 2 3 27,837 VERISIGN INC COM 92343E102 448 15,618 SH OTHER 1 2 3 15,618 VIVENDI UNIVERSAL SPON ADR NEW 92851S204 1,572 51,367 SH OTHER 1 2 3 51,367 WASHINGTON MUT INC COM 939322103 1,113 28,189 SH OTHER 1 2 3 28,189 ALTRIA GROUP INC COM 02209S103 2,943 45,000 SH PUT OTHER 1 2 3 45,000 SEPRACOR INC COM 817315104 1,148 20,000 SH PUT OTHER 1 2 3 20,000 AVID TECHNOLOGY INC COM 05367P100 541 10,000 SH PUT OTHER 1 2 3 10,000 COMCAST CORP NEW CL A 20030N101 1,689 50,000 SH PUT OTHER 1 2 3 50,000 FORD MTR CO DEL COM 345370100 1,133 100,000 SH PUT OTHER 1 2 3 100,000 JOHNSON & JOHNSON COM 478160104 12,089 180,000 SH PUT OTHER 1 2 3 180,000 KMART HLDG CORPORATION COM 498780905 5,327 40,000 SH PUT OTHER 1 2 3 40,000 MITTAL STEEL CO N V NY REG SH CL A 60684P101 1,268 39,200 SH PUT OTHER 1 2 3 39,200 NASDAQ 100 TRUST UNIT SER 1 631100104 18,285 500,000 SH PUT OTHER 1 2 3 500,000 NUCOR CORP COM 670346105 2,302 40,000 SH PUT OTHER 1 2 3 40,000 SPDR TR UNIT SER 1 78462F103 35,388 300,000 SH PUT OTHER 1 2 3 300,000 U S G CORP COM NEW 903293405 3,648 110,000 SH PUT OTHER 1 2 3 110,000 UNITED STATES STL CORP NEW COM 912909108 7,119 140,000 SH PUT OTHER 1 2 3 140,000 VERITAS SOFTWARE CO COM 923436109 1,161 50,000 SH PUT OTHER 1 2 3 50,000 WYNN RESORTS LTD COM 983134107 2,710 40,000 SH PUT OTHER 1 2 3 40,000 EYETECH PHARMACEUTICALS INC COM 302297106 550 20,000 SH PUT OTHER 1 2 3 20,000 ASHLAND INC COM 044204105 675 10,000 SH CALL OTHER 1 2 3 10,000 BEVERLY ENTERPRISES INC COM NEW 087851309 454 36,700 SH CALL OTHER 1 2 3 36,700 EYETECH PHARMACEUTICALS INC COM 302297106 2,063 75,000 SH CALL OTHER 1 2 3 75,000 GILLETTE CO COM 375766102 1,181 23,400 SH CALL OTHER 1 2 3 23,400 INAMED CORP COM 453235103 1,747 25,000 SH CALL OTHER 1 2 3 25,000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 991 20,000 SH CALL OTHER 1 2 3 20,000 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 1,070 35,700 SH CALL OTHER 1 2 3 35,700 MCDERMOTT INTL INC COM 580037109 473 25,000 SH CALL OTHER 1 2 3 25,000 NEWS CORP CL A 65248E104 6,768 400,000 SH CALL OTHER 1 2 3 400,000 OWENS ILL INC COM NEW 690768403 629 25,000 SH CALL OTHER 1 2 3 25,000 PFIZER INC COM 717081103 2,496 95,000 SH CALL OTHER 1 2 3 95,000 SCHERING PLOUGH CORP COM 806605101 3,367 185,500 SH CALL OTHER 1 2 3 185,500 VERIZON COMMUNICATIONS COM 92343V104 1,065 30,000 SH CALL OTHER 1 2 3 30,000 SPDR TR UNIT SER 1 78462F102 32,439 275,000 SH CALL OTHER 1 2 3 275,000
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