0001567619-21-015887.txt : 20210816 0001567619-21-015887.hdr.sgml : 20210816 20210816163457 ACCESSION NUMBER: 0001567619-21-015887 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON ASSOCIATES LP CENTRAL INDEX KEY: 0000872573 IRS NUMBER: 223430173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02856 FILM NUMBER: 211178980 BUSINESS ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-593-7700 MAIL ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON ASSOCIATES LLC DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON CORP DATE OF NAME CHANGE: 19961118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000872573 XXXXXXXX 06-30-2021 06-30-2021 CAXTON ASSOCIATES LP

500 PARK AVENUE 9TH FLOOR NEW YORK NY 10022

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69318G106 1190 77775 SH SOLE 77775 0 0 PBF ENERGY INC CL A 69318G106 1193 78000 SH Call SOLE 78000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 620 5000 SH SOLE 5000 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 242 3924 SH SOLE 3924 0 0 PENNYMAC MTG INVT TR COM 70931T103 201 9539 SH SOLE 9539 0 0 PERFICIENT INC COM 71375U101 510 6337 SH SOLE 6337 0 0 PERKINELMER INC COM 714046109 501 3245 SH SOLE 3245 0 0 PETMED EXPRESS INC COM 716382106 436 13682 SH SOLE 13682 0 0 PHOTRONICS INC COM 719405102 371 28096 SH SOLE 28096 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 297 16104 SH SOLE 16104 0 0 PLUG POWER INC COM NEW 72919P202 1005 29393 SH SOLE 29393 0 0 POOL CORP COM 73278L105 291 635 SH SOLE 635 0 0 POTLATCHDELTIC CORPORATION COM 737630103 1140 21446 SH SOLE 21446 0 0 POWER INTEGRATIONS INC COM 739276103 365 4453 SH SOLE 4453 0 0 PPD INC COM 69355F102 293 6363 SH SOLE 6363 0 0 PRA HEALTH SCIENCES INC COM 69354M108 1326 8025 SH SOLE 8025 0 0 PREFERRED APT CMNTYS INC COM 74039L103 125 12822 SH SOLE 12822 0 0 PROGRESS SOFTWARE CORP COM 743312100 239 5161 SH SOLE 5161 0 0 PROGYNY INC COM 07434E103 457 7748 SH SOLE 7748 0 0 PROSPECT CAP CORP COM 74348T102 400 47663 SH SOLE 47663 0 0 PROTO LABS INC COM 743713109 256 2784 SH SOLE 2784 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 269 1814 SH SOLE 1814 0 0 PTC INC COM 69370C100 1716 12151 SH SOLE 12151 0 0 QUAKER CHEM CORP COM 747316107 220 927 SH SOLE 927 0 0 QUALYS INC COM 74758T303 432 4295 SH SOLE 4295 0 0 QURATE RETAIL INC COM SER A 74915M100 374 28552 SH SOLE 28552 0 0 REALTY INCOME CORP COM 756109104 297 4455 SH SOLE 4455 0 0 RED ROCK RESORTS INC CL A 75700L108 333 7843 SH SOLE 7843 0 0 REINSURANCE GRP OF AMERICA I COM NEW 759351604 346 3037 SH SOLE 3037 0 0 RENT A CTR INC NEW COM 76009N100 225 4245 SH SOLE 4245 0 0 REPLIGEN CORP COM 759916109 205 1027 SH SOLE 1027 0 0 REPRO MED SYS INC COM 759910102 96 20798 SH SOLE 20798 0 0 RESMED INC COM 761152107 542 2197 SH SOLE 2197 0 0 RETAIL PPTYS AMER INC CL A 76131V202 174 15236 SH SOLE 15236 0 0 REV GROUP INC COM 749527107 238 15160 SH SOLE 15160 0 0 RH COM 74967X103 518 763 SH SOLE 763 0 0 RING ENERGY INC COM 76680V108 78 26079 SH SOLE 26079 0 0 ROBERT HALF INTL INC COM 770323103 865 9726 SH SOLE 9726 0 0 ROLLINS INC COM 775711104 521 15231 SH SOLE 15231 0 0 ROSS STORES INC COM 778296103 687 5540 SH SOLE 5540 0 0 RPM INTL INC COM 749685103 236 2661 SH SOLE 2661 0 0 S&P GLOBAL INC COM 78409V104 399 973 SH SOLE 973 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 410 22535 SH SOLE 22535 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 215 9727 SH SOLE 9727 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 81 12951 SH SOLE 12951 0 0 SANTANDER CONSUMER USA HLDGS COM 80283M101 1117 30760 SH SOLE 30760 0 0 SCHNEIDER NATIONAL INC CL B 80689H102 611 28077 SH SOLE 28077 0 0 SCHNITZER STEEL INDS INC CL A 806882106 357 7275 SH SOLE 7275 0 0 SCHOLASTIC CORP COM 807066105 311 8212 SH SOLE 8212 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 7431 59000 SH SOLE 59000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 22 400 SH Call SOLE 400 0 0 SERVICE CORP INTL COM 817565104 312 5815 SH SOLE 5815 0 0 SESEN BIO INC COM 817763105 392 84801 SH SOLE 84801 0 0 SHERWIN WILLIAMS CO COM 824348106 390 1432 SH SOLE 1432 0 0 SHOCKWAVE MED INC COM 82489T104 958 5051 SH SOLE 5051 0 0 SILVERBOW RES INC COM 82836G102 371 15999 SH SOLE 15999 0 0 SIMPSON MFG INC COM 829073105 231 2094 SH SOLE 2094 0 0 SIXTH STREET SPECIALTY LENDN COM 83012A109 280 12627 SH SOLE 12627 0 0 SKECHERS U S A INC CL A 830566105 224 4505 SH SOLE 4505 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 233 1217 SH SOLE 1217 0 0 SLEEP NUMBER CORP COM 83125X103 629 5719 SH SOLE 5719 0 0 SLM CORP COM 78442P106 830 39620 SH SOLE 39620 0 0 SM ENERGY CO COM 78454L100 985 40000 SH Call SOLE 40000 0 0 SMITH & WESSON BRANDS INC COM 831754106 518 14941 SH SOLE 14941 0 0 SNAP ON INC COM 833034101 864 3869 SH SOLE 3869 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 1585 5734 SH SOLE 5734 0 0 SONOS INC COM 83570H108 4265 121049 SH SOLE 121049 0 0 SOUTHWESTERN ENERGY CO COM 845467109 273 48170 SH SOLE 48170 0 0 STORE CAP CORP COM 862121100 601 17420 SH SOLE 17420 0 0 STURM RUGER & CO INC COM 864159108 207 2306 SH SOLE 2306 0 0 SUNCOR ENERGY INC NEW COM 867224107 336 14000 SH SOLE 14000 0 0 SUNPOWER CORP COM 867652406 1150 39355 SH SOLE 39355 0 0 SUNRUN INC COM 86771W105 79153 1419025 SH SOLE 1419025 0 0 SUPERIOR INDS INTL INC COM 868168105 313 36288 SH SOLE 36288 0 0 SURGERY PARTNERS INC COM 86881A100 238 3573 SH SOLE 3573 0 0 SURO CAPITAL CORP COM NEW 86887Q109 641 47543 SH SOLE 47543 0 0 TAPESTRY INC COM 876030107 450 10343 SH SOLE 10343 0 0 TC ENERGY CORP COM 87807B107 743 15000 SH SOLE 15000 0 0 TECHTARGET INC COM 87874R100 389 5025 SH SOLE 5025 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 252 602 SH SOLE 602 0 0 TELLURIAN INC NEW COM 87968A104 484 104000 SH SOLE 104000 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 180 11626 SH SOLE 11626 0 0 TENNECO INC CL A VTG COM STK 880349105 572 29614 SH SOLE 29614 0 0 TESLA INC COM 88160R101 56053 82468 SH SOLE 82468 0 0 TETRA TECH INC NEW COM 88162G103 641 5250 SH SOLE 5250 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 156 35873 SH SOLE 35873 0 0 TEXAS PACIFIC LAND CORPORATI COM 88262P102 491 307 SH SOLE 307 0 0 TEXAS ROADHOUSE INC COM 882681109 232 2407 SH SOLE 2407 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1383 2741 SH SOLE 2741 0 0 TILLYS INC CL A 886885102 611 38218 SH SOLE 38218 0 0 TIMKENSTEEL CORPORATION COM 887399103 358 25294 SH SOLE 25294 0 0 TIVITY HEALTH INC COM 88870R102 439 16687 SH SOLE 16687 0 0 TJX COS INC NEW COM 872540109 284 4219 SH SOLE 4219 0 0 TPI COMPOSITES INC COM 87266J104 39856 823136 SH SOLE 823136 0 0 TREDEGAR CORP COM 894650100 494 35848 SH SOLE 35848 0 0 TRINET GROUP INC COM 896288107 354 4884 SH SOLE 4884 0 0 TRINITY INDS INC COM 896522109 256 9534 SH SOLE 9534 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 385 4931 SH SOLE 4931 0 0 TURNING PT BRANDS INC COM 90041L105 205 4485 SH SOLE 4485 0 0 TWO HBRS INVT CORP COM NEW 90187B408 117 15498 SH SOLE 15498 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 336 1511 SH SOLE 1511 0 0 UNIVERSAL HEALTH RLTY INCOME SH BEN INT 91359E105 325 5284 SH SOLE 5284 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 400 2734 SH SOLE 2734 0 0 UNUM GROUP COM 91529Y106 420 14784 SH SOLE 14784 0 0 URANIUM ENERGY CORP COM 916896103 136 50990 SH SOLE 50990 0 0 URBAN ONE INC CL D NON VTG 91705J204 333 66251 SH SOLE 66251 0 0 USANA HEALTH SCIENCES INC COM 90328M107 347 3386 SH SOLE 3386 0 0 VALERO ENERGY CORP COM 91913Y100 280 3585 SH SOLE 3585 0 0 VALERO ENERGY CORP COM 91913Y100 820 10500 SH Call SOLE 10500 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1359 40000 SH Call SOLE 40000 0 0 VERISK ANALYTICS INC COM 92345Y106 442 2530 SH SOLE 2530 0 0 VERSO CORP CL A 92531L207 226 12752 SH SOLE 12752 0 0 VIACOMCBS INC CL B 92556H206 1130 25000 SH Call SOLE 25000 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 414 12818 SH SOLE 12818 0 0 VIKING THERAPEUTICS INC COM 92686J106 191 31907 SH SOLE 31907 0 0 W & T OFFSHORE INC COM 92922P106 739 152448 SH SOLE 152448 0 0 WATERS CORP COM 941848103 733 2122 SH SOLE 2122 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 211 1445 SH SOLE 1445 0 0 WD 40 CO COM 929236107 368 1435 SH SOLE 1435 0 0 WHITING PETE CORP NEW COM NEW 966387508 327 6000 SH SOLE 6000 0 0 WISDOMTREE INVTS INC COM 97717P104 236 38137 SH SOLE 38137 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 314 5421 SH SOLE 5421 0 0 WORTHINGTON INDS INC COM 981811102 412 6737 SH SOLE 6737 0 0 XBIOTECH INC COM 98400H102 171 10309 SH SOLE 10309 0 0 XPEL INC COM 98379L100 517 6161 SH SOLE 6161 0 0 YETI HLDGS INC COM 98585X104 581 6329 SH SOLE 6329 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 7635 14420 SH SOLE 14420 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 239 1489 SH SOLE 1489 0 0