0001567619-21-004022.txt : 20210216 0001567619-21-004022.hdr.sgml : 20210216 20210216161633 ACCESSION NUMBER: 0001567619-21-004022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON ASSOCIATES LP CENTRAL INDEX KEY: 0000872573 IRS NUMBER: 223430173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02856 FILM NUMBER: 21638669 BUSINESS ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-593-7700 MAIL ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON ASSOCIATES LLC DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON CORP DATE OF NAME CHANGE: 19961118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000872573 XXXXXXXX 12-31-2020 12-31-2020 CAXTON ASSOCIATES LP
500 PARK AVENUE 9TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-02856 N
Natasha Newbold Chief Compliance Officer 212-593-7700 /s/ Natasha Newbold London X0 02-16-2021 0 138 1447529 false
INFORMATION TABLE 2 form13fInfoTable.xml ADOBE SYSTEMS INCORPORATED COM 00724F101 3220 6438 SH SOLE 6438 0 0 ADVANCED MICRO DEVICES INC COM 007903107 4808 52428 SH SOLE 52428 0 0 AES CORP COM 00130H105 49486 2105805 SH SOLE 2105805 0 0 AIRBNB INC COM CL A 009066101 1850 12600 SH SOLE 12600 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1047 4500 SH Call SOLE 4500 0 0 ALLIANT ENERGY CORP COM 018802108 8822 171208 SH SOLE 171208 0 0 ALTICE USA INC CL A 02156K103 255 6732 SH SOLE 6732 0 0 AMAZON COM INC COM 023135106 6970 2140 SH SOLE 2140 0 0 AMAZON COM INC COM 023135106 6514 2000 SH Call SOLE 2000 0 0 AMBARELLA INC SHS G037AX101 3535 38500 SH SOLE 38500 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 208 5498 SH SOLE 5498 0 0 AMERICAN TOWER CORP NEW COM 03027X100 449 2002 SH SOLE 2002 0 0 AMERISOURCEBERGEN CORP COM 03073E105 259 2648 SH SOLE 2648 0 0 ANTARES PHARMA INC COM 036642106 204 51085 SH SOLE 51085 0 0 APPLE INC COM 037833100 19320 145601 SH SOLE 145601 0 0 APPLIED MATLS INC COM 038222105 2926 33900 SH SOLE 33900 0 0 APTIV PLC SHS G6095L109 60223 462225 SH SOLE 462225 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 387 8225 SH SOLE 8225 0 0 ARMSTRONG WORLD INDS INC COM 04247X102 221 2966 SH SOLE 2966 0 0 ATOMERA INC COM 04965B100 196 12194 SH SOLE 12194 0 0 AUTODESK INC COM 052769106 303 992 SH SOLE 992 0 0 AVANTOR INC COM 05352A100 288 10221 SH SOLE 10221 0 0 BANCO BBVA ARGENTINA S A SPONSORED ADS 058934100 36 11288 SH SOLE 11288 0 0 BERKLEY W R CORP COM 084423102 300 4517 SH SOLE 4517 0 0 BEST BUY INC COM 086516101 212 2125 SH SOLE 2125 0 0 BRIGHTHOUSE FINL INC COM 10922N103 283 7804 SH SOLE 7804 0 0 CARMAX INC COM 143130102 240 2542 SH SOLE 2542 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 82 24592 SH SOLE 24592 0 0 CENTERPOINT ENERGY INC COM 15189T107 8677 400990 SH SOLE 400990 0 0 CHEETAH MOBILE INC ADR 163075104 104 57692 SH SOLE 57692 0 0 CLEARWAY ENERGY INC CL C 18539C204 8640 270601 SH SOLE 270601 0 0 CREE INC COM 225447101 1260 11900 SH SOLE 11900 0 0 DELL TECHNOLOGIES INC CL C 24703L202 287 3917 SH SOLE 3917 0 0 DISNEY WALT CO COM 254687106 8207 45300 SH SOLE 45300 0 0 DOCUSIGN INC COM 256163106 6734 30292 SH SOLE 30292 0 0 DOMINION ENERGY INC COM 25746U109 8636 114847 SH SOLE 114847 0 0 DTE ENERGY CO COM 233331107 8740 71985 SH SOLE 71985 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 8755 95621 SH SOLE 95621 0 0 DYNATRACE INC COM NEW 268150109 1510 34894 SH SOLE 34894 0 0 ECOLAB INC COM 278865100 244 1130 SH SOLE 1130 0 0 ENNIS INC COM 293389102 261 14617 SH SOLE 14617 0 0 EQUITABLE HLDGS INC COM 29452E105 418 16334 SH SOLE 16334 0 0 EVERSOURCE ENERGY COM 30040W108 8882 102668 SH SOLE 102668 0 0 EXELON CORP COM 30161N101 8642 204693 SH SOLE 204693 0 0 EXTREME NETWORKS INC COM 30226D106 113 16422 SH SOLE 16422 0 0 EXXON MOBIL CORP COM 30231G102 491 11900 SH SOLE 11900 0 0 FACEBOOK INC CL A 30303M102 4078 15000 SH Call SOLE 15000 0 0 FANHUA INC SPONSORED ADR 30712A103 137 11394 SH SOLE 11394 0 0 FARFETCH LTD ORD SH CL A 30744W107 205 3214 SH SOLE 3214 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 206 756 SH SOLE 756 0 0 FULGENT GENETICS INC COM 359664109 213 4081 SH SOLE 4081 0 0 GREENTREE HOSPITALITY GROUP SPONSORED ADS 39579V100 166 12390 SH SOLE 12390 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 447 10471 SH SOLE 10471 0 0 HEADHUNTER GROUP PLC SPONSORED ADS 42207L106 222 7353 SH SOLE 7353 0 0 HOULIHAN LOKEY INC CL A 441593100 262 3897 SH SOLE 3897 0 0 INTUIT COM 461202103 5052 13300 SH SOLE 13300 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 9078 11096 SH SOLE 11096 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 784 2500 SH SOLE 2500 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6902 22000 SH Call SOLE 22000 0 0 ISHARES SILVER TR ISHARES 46428Q109 24683 1005000 SH SOLE 1005000 0 0 ISHARES SILVER TR ISHARES 46428Q109 5595 227800 SH Call SOLE 227800 0 0 ISHARES SILVER TR ISHARES 46428Q109 12280 500000 SH Put SOLE 500000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 81277 1573000 SH SOLE 1573000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 355965 6889200 SH Call SOLE 6889200 0 0 ISHARES TR 20 YR TR BD ETF 464287432 3150 20000 SH Put SOLE 20000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1571 8000 SH Put SOLE 8000 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 212 7500 SH SOLE 7500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2329 26700 SH Put SOLE 26700 0 0 KILROY RLTY CORP COM 49427F108 277 4824 SH SOLE 4824 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 351 1859 SH SOLE 1859 0 0 LAM RESEARCH CORP COM 512807108 2909 6159 SH SOLE 6159 0 0 LENDINGCLUB CORP COM NEW 52603A208 111 10527 SH SOLE 10527 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 37 10747 SH SOLE 10747 0 0 LOCKHEED MARTIN CORP COM 539830109 428 1205 SH SOLE 1205 0 0 MADISON SQUARE GRDN SPRT COR CL A 55825T103 253 1376 SH SOLE 1376 0 0 MASTERCARD INCORPORATED CL A 57636Q104 269 753 SH SOLE 753 0 0 MATCH GROUP INC NEW COM 57667L107 285 1885 SH SOLE 1885 0 0 MBIA INC COM 55262C100 144 21933 SH SOLE 21933 0 0 MCKESSON CORP COM 58155Q103 310 1782 SH SOLE 1782 0 0 MICRON TECHNOLOGY INC COM 595112103 28230 375497 SH SOLE 375497 0 0 MICRON TECHNOLOGY INC COM 595112103 1504 20000 SH Call SOLE 20000 0 0 MICROSOFT CORP COM 594918104 11232 50500 SH SOLE 50500 0 0 MICROSOFT CORP COM 594918104 6117 27500 SH Call SOLE 27500 0 0 MIDDLEBY CORP COM 596278101 208 1611 SH SOLE 1611 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 201 1180 SH SOLE 1180 0 0 MSG NETWORK INC CL A 553573106 311 21093 SH SOLE 21093 0 0 NAVIENT CORPORATION COM 63938C108 182 18526 SH SOLE 18526 0 0 NETFLIX INC COM 64110L106 255 471 SH SOLE 471 0 0 NETFLIX INC COM 64110L106 8814 16300 SH Call SOLE 16300 0 0 NEXTERA ENERGY INC COM 65339F101 11517 149279 SH SOLE 149279 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 9921 147957 SH SOLE 147957 0 0 NORTONLIFELOCK INC COM 668771108 308 14827 SH SOLE 14827 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2401 15100 SH SOLE 15100 0 0 OCCIDENTAL PETE CORP COM 674599105 727 42000 SH Call SOLE 42000 0 0 OMNICOM GROUP INC COM 681919106 205 3281 SH SOLE 3281 0 0 ON SEMICONDUCTOR CORP COM 682189105 5351 163500 SH SOLE 163500 0 0 PACIFIC ETHANOL INC COM 69423U305 89 16337 SH SOLE 16337 0 0 PALO ALTO NETWORKS INC COM 697435105 203 571 SH SOLE 571 0 0 PARTY CITY HOLDCO INC COM 702149105 87 14076 SH SOLE 14076 0 0 PERDOCEO ED CORP COM 71363P106 135 10712 SH SOLE 10712 0 0 PINDUODUO INC SPONSORED ADS 722304102 205 1156 SH SOLE 1156 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 8883 207692 SH SOLE 207692 0 0 PPL CORP COM 69351T106 9116 323261 SH SOLE 323261 0 0 PTC INC COM 69370C100 2072 17321 SH SOLE 17321 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 8826 151388 SH SOLE 151388 0 0 QURATE RETAIL INC COM SER A 74915M100 183 16677 SH SOLE 16677 0 0 R1 RCM INC COM 749397105 431 17933 SH SOLE 17933 0 0 ROBERT HALF INTL INC COM 770323103 302 4841 SH SOLE 4841 0 0 ROPER TECHNOLOGIES INC COM 776696106 248 575 SH SOLE 575 0 0 RPC INC COM 749660106 79 25119 SH SOLE 25119 0 0 S&P GLOBAL INC COM 78409V104 389 1184 SH SOLE 1184 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 386 1368 SH SOLE 1368 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 651 5800 SH Call SOLE 5800 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 116 4000 SH Call SOLE 4000 0 0 SHOPIFY INC CL A 82509L107 2943 2600 SH SOLE 2600 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 305 47851 SH SOLE 47851 0 0 SOLARWINDS CORP COM 83417Q105 159 10657 SH SOLE 10657 0 0 SONY CORP SPONSORED ADR 835699307 5632 55710 SH SOLE 55710 0 0 SPDR GOLD TR GOLD SHS 78463V107 450885 2527950 SH SOLE 2527950 0 0 SPDR GOLD TR GOLD SHS 78463V107 2889 16200 SH Call SOLE 16200 0 0 STARBUCKS CORP COM 855244109 2119 20000 SH Call SOLE 20000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 16154 148144 SH SOLE 148144 0 0 TERADATA CORP DEL COM 88076W103 230 10258 SH SOLE 10258 0 0 TESLA INC COM 88160R101 139 197 SH SOLE 197 0 0 TESLA INC COM 88160R101 2779 4000 SH Call SOLE 4000 0 0 TESLA INC COM 88160R101 2823 4000 SH Put SOLE 4000 0 0 TRANSDIGM GROUP INC COM 893641100 234 378 SH SOLE 378 0 0 UBER TECHNOLOGIES INC COM 90353T100 5852 114738 SH SOLE 114738 0 0 VALERO ENERGY CORP COM 91913Y100 503 8900 SH SOLE 8900 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 19811 550000 SH Call SOLE 550000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 18010 500000 SH Put SOLE 500000 0 0 VERISIGN INC COM 92343E106 229 1059 SH SOLE 1059 0 0 VIKING THERAPEUTICS INC COM 92686J106 112 19901 SH SOLE 19901 0 0 VISA INC COM CL A 92826C839 5412 24741 SH SOLE 24741 0 0 VOYA FINANCIAL INC COM 929089100 416 7070 SH SOLE 7070 0 0 XCEL ENERGY INC COM 98389B100 8761 131412 SH SOLE 131412 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 7664 19941 SH SOLE 19941 0 0 ZIX CORP COM 98974P100 150 17341 SH SOLE 17341 0 0